President/General Counsel

0000950123-14-006229.txt : 20140515 0000950123-14-006229.hdr.sgml : 20140515 20140515152625 ACCESSION NUMBER: 0000950123-14-006229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 14846673 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000754811 XXXXXXXX 03-31-2014 03-31-2014 U S GLOBAL INVESTORS INC

7900 Callaghan Road San Antonio TX 78229

13F HOLDINGS REPORT 028-02220 N Susan B. McGee President/General Counsel 210-308-1234 Susan B. McGee San Antonio X1 05-14-2014 0 424 606692 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AAON INC COM PAR $0.004 000360206 139 5000 SH SOLE 0 5000 0 ABBVIE INC COM 00287Y109 565 11000 SH SOLE 0 11000 0 AGNICO EAGLE MINES LTD COM 008474108 2269 75000 SH SOLE 0 75000 0 AGNICO EAGLE MINES LTD COM 008474108 2723 90000 SH SOLE 0 90000 0 AGNICO EAGLE MINES LTD COM 1ZK9929M1 914 302 SH Call SOLE 0 302 0 AGNICO EAGLE MINES LTD COM 1ZK9929M1 1830 605 SH Call SOLE 0 605 0 AGNICO EAGLE MINES LTD COM 7W69947T1 454 150 SH Call SOLE 0 150 0 AGNICO EAGLE MINES LTD COM 7W69947T1 756 250 SH Call SOLE 0 250 0 AK STL HLDG CORP COM 001547108 3610 500000 SH SOLE 0 500000 0 ALCOA INC COM 5QK995304 25740 20000 SH Call SOLE 0 20000 0 ALERIAN MLP ETF COM 00162Q866 45 2600 SH SOLE 0 0 2600 ALERIAN MLP ETF COM 00162Q866 30 1700 SH SOLE 0 0 1700 ALERIAN MLP ETF COM 00162Q866 114 6550 SH SOLE 0 6550 0 ALEXION PHARMACEUTICALS INC COM 015351109 609 4000 SH SOLE 0 4000 0 ALIGN TECHNOLOGY INC COM 016255101 777 15000 SH SOLE 0 15000 0 ALLSTATE CORP COM 020002101 243 4300 SH SOLE 0 4300 0 ALMADEN MINERALS LTD COM 020283107 814 600000 SH SOLE 0 600000 0 AMBARELLA INC SHS G037AX101 668 25000 SH SOLE 0 25000 0 AMGEN INC COM 031162100 308 2500 SH SOLE 0 2500 0 AMGEN INC COM 031162100 617 5000 SH SOLE 0 5000 0 AMIRA NATURE FOODS LTD SHS G0335L102 2300 135000 SH SOLE 0 135000 0 ANADARKO PETE CORP COM 5MR9965M4 16952 2000 SH Call SOLE 0 2000 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 3ZW9956X8 256 150 SH Call SOLE 0 150 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 3ZW9956X8 427 250 SH Call SOLE 0 250 0 ANTERO RES CORP COM COM 03674X106 2191 35000 SH SOLE 0 35000 0 ARDMORE SHIPPING CORP COM Y0207T100 2993 225000 SH SOLE 0 225000 0 ARM HLDGS PLC SPONSORED ADR 042068106 612 12000 SH SOLE 0 12000 0 ASSURANT INC COM 04621X108 260 4000 SH SOLE 0 4000 0 AT&T INC COM 00206R102 253 7200 SH SOLE 0 7200 0 AT&T INC COM 00206R102 95 3000 SH SOLE 0 3000 0 AURICO GOLD INC COM 05155C105 435 100000 SH SOLE 0 100000 0 AURICO GOLD INC COM 05155C105 1305 300000 SH SOLE 0 300000 0 AURICO GOLD INC COM 3GV9962J4 693 1593 SH Call SOLE 0 1593 0 AURICO GOLD INC COM 3GV9962J4 1178 2707 SH Call SOLE 0 2707 0 B2GOLD CORP COM 11777Q209 740 275000 SH SOLE 0 275000 0 B2GOLD CORP COM 11777Q209 740 275000 SH SOLE 0 275000 0 B2GOLD CORP COM 11777Q209 1901 700600 SH SOLE 0 700600 0 B2GOLD CORP COM 11777Q209 2373 874400 SH SOLE 0 874400 0 BAKER HUGHES INC COM 057224107 6177 95000 SH SOLE 0 95000 0 BAKER HUGHES INC COM 7VF995638 19506 3000 SH Call SOLE 0 3000 0 BALL CORP COM 058498106 225 4100 SH SOLE 0 4100 0 BALTIC TRADING LIMITED COM Y0553W103 3944 625000 SH SOLE 0 625000 0 BANK OF AMERICA CORPORATION COM 060505104 774 45000 SH SOLE 0 45000 0 BANK OF AMERICA CORPORATION COM 060505104 1290 75000 SH SOLE 0 75000 0 BARRICK GOLD CORP COM 067901108 1961 110000 SH SOLE 0 110000 0 BARRICK GOLD CORP COM 61E995Y76 1293 725 SH Call SOLE 0 725 0 BARRICK GOLD CORP COM 61E995Y76 2273 1275 SH Call SOLE 0 1275 0 BARRICK GOLD CORP COM 61E995I58 1401 786 SH Call SOLE 0 786 0 BARRICK GOLD CORP COM 61E995I58 2102 1179 SH Call SOLE 0 1179 0 BARRICK GOLD CORP COM 9Y3994GG6 490 275 SH Call SOLE 0 275 0 BARRICK GOLD CORP COM 9Y3994GG6 624 350 SH Call SOLE 0 350 0 BELDEN INC COM 077454106 139 2000 SH SOLE 0 2000 0 BELLATRIX EXPLORATION LTD COM 078314101 4229 500000 SH SOLE 0 500000 0 BIOGEN IDEC INC COM 09062X103 765 2500 SH SOLE 0 2500 0 BIOGEN IDEC INC COM 09062X103 1682 5500 SH SOLE 0 5500 0 BLACKSTONE GROUP COM 09253U108 66 2000 SH SOLE 0 2000 0 BP PRUDHOE BAY RLTY TRUST COM 055630107 84 1000 SH SOLE 0 0 1000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 236 4500 SH SOLE 0 4500 0 CABOT OIL & GAS CORP COM 127097103 678 20000 SH SOLE 0 20000 0 CANADIAN SOLAR INC COM 136635109 3685 115000 SH SOLE 0 115000 0 CARDINAL HEALTH INC COM 14149Y108 308 4400 SH SOLE 0 4400 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 597 17000 SH SOLE 0 17000 0 CARRIZO OIL & GAS INC COM 144577103 4010 75000 SH SOLE 0 75000 0 CF INDS HLDGS INC COM 125269100 261 1000 SH SOLE 0 1000 0 CHC GROUP LTD SHS G07021101 1330 180000 SH SOLE 0 180000 0 CHENIERE ENERGY INC COM NEW 16411R208 3598 65000 SH SOLE 0 65000 0 CHEVRON CORP COM 166764100 92 800 SH SOLE 0 800 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 697 8000 SH SOLE 0 8000 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 1830 21000 SH SOLE 0 21000 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 284 500 SH SOLE 0 500 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 568 1000 SH SOLE 0 1000 0 CIMAREX ENERGY CO COM 171798101 4169 35000 SH SOLE 0 35000 0 COCA COLA ENTERPRISES INC NE COM 19122T109 239 5000 SH SOLE 0 5000 0 COHEN & STEERS CLOSED-END OPP FUND COM 19248P106 104 8000 SH SOLE 0 8000 0 COMERICA INC COM 200340107 104 2000 SH SOLE 0 2000 0 COMERICA INC COM 200340107 259 5000 SH SOLE 0 5000 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 1NX995D34 1257 1000 SH Call SOLE 0 1000 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 1NX995D34 2200 1750 SH Call SOLE 0 1750 0 COMPASS MINERALS INTL INC COM 20451N101 140 1700 SH SOLE 0 1700 0 COMSTOCK MNG INC COM 205750102 3095 1875558 SH SOLE 0 1875558 0 COMSTOCK MNG INC COM 205750102 3172 1922330 SH SOLE 0 1922330 0 CONCHO RES INC COM 20605P101 1225 10000 SH SOLE 0 10000 0 CONSTELLIUM NV CL A N22035104 3669 125000 SH SOLE 0 125000 0 CONTINENTAL RESOURCES INC COM 212015101 497 4000 SH SOLE 0 4000 0 CONTINENTAL RESOURCES INC COM 212015101 1243 10000 SH SOLE 0 10000 0 CONTINENTAL RESOURCES INC COM 212015101 4349 35000 SH SOLE 0 35000 0 CROSS TIMBERS RLTY TRUST COM 22757R109 46 1500 SH SOLE 0 0 1500 DENISON MINES CORP COM 248356107 735 500000 SH SOLE 0 500000 0 DENISON MINES CORP COM 248356107 66 45000 SH SOLE 0 0 45000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 122 2500 SH SOLE 0 2500 0 DIAMONDBACK ENERGY INC COM 25278X109 4039 60000 SH SOLE 0 60000 0 DIREXION DLY JUNIOR GOLD MINERS ETF JUNIOR GOLD MINING ETF 25459Y611 85 3300 SH SOLE 0 0 3300 DIREXION DLY JUNIOR GLD MINERS BEAR 3X JUNIOR GOLD MINERS BEARS 3X 25459Y561 82 3200 SH SOLE 0 0 3200 DOW CHEM CO COM 260543103 4130 85000 SH SOLE 0 85000 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 245 4500 SH SOLE 0 4500 0 DRDGOLD LIMITED SPON ADR REPSTG 26152H301 560 150000 SH SOLE 0 150000 0 DU PONT E I DE NEMOURS & CO COM 263534109 4026 60000 SH SOLE 0 60000 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 199 2000 SH SOLE 0 2000 0 DXP ENTERPRISES INC NEW COM NEW 233377407 475 5000 SH SOLE 0 5000 0 EAGLE MATERIALS INC COM 26969P108 1330 15000 SH SOLE 0 15000 0 EASTMAN CHEM CO COM 277432100 138 1600 SH SOLE 0 1600 0 EATON VANCE TEX MNGD OPP FUND COM 27828Y108 57 4030 SH SOLE 0 4030 0 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 182 12656 SH SOLE 0 12656 0 ELDORADO GOLD CORP NEW COM 284902103 977 175000 SH SOLE 0 175000 0 ELDORADO GOLD CORP NEW COM 99G993BX7 122 218 SH Call SOLE 0 218 0 ELDORADO GOLD CORP NEW COM 99G993BX7 201 361 SH Call SOLE 0 361 0 ELDORADO GOLD CORP NEW COM 3V8996232 332 595 SH Call SOLE 0 595 0 ELDORADO GOLD CORP NEW COM 3V8996232 544 975 SH Call SOLE 0 975 0 ENERSYS COM 29275Y102 2772 40000 SH SOLE 0 40000 0 ENTERGY CORP NEW COM 29364G103 241 3600 SH SOLE 0 3600 0 EOG RES INC COM 26875P101 7847 40000 SH SOLE 0 40000 0 EOG RES INC COM 89L9905W7 5885 300 SH Call SOLE 0 300 0 EQT CORP COM 26884L109 4849 50000 SH SOLE 0 50000 0 ETFS PALLADIUM TR SH BEN INT 26923A106 491 6500 SH SOLE 0 6500 0 ETFS PALLADIUM TR SH BEN INT 26923A106 3211 42500 SH SOLE 0 42500 0 ETFS PALLADIUM TR SH BEN INT 26923A106 124 1650 SH SOLE 0 0 1650 ETFS PALLADIUM TR SH BEN INT 26923A106 290 3850 SH SOLE 0 0 3850 ETFS PLATINUM TR SH BEN INT 26922V101 414 3000 SH SOLE 0 3000 0 ETFS PLATINUM TR SH BEN INT 26922V101 3039 22000 SH SOLE 0 22000 0 ETFS PLATINUM TR SH BEN INT 26922V101 117 850 SH SOLE 0 0 850 ETFS PLATINUM TR SH BEN INT 26922V101 272 1975 SH SOLE 0 0 1975 EVERCORE PARTNERS INC CLASS A 29977A105 387 7000 SH SOLE 0 7000 0 EVERCORE PARTNERS INC CLASS A 29977A105 884 16000 SH SOLE 0 16000 0 EXELON CORP COM 30161N101 228 6800 SH SOLE 0 6800 0 F M C CORP COM NEW 302491303 4594 60000 SH SOLE 0 60000 0 FACEBOOK INC CL A 30303M102 361 6000 SH SOLE 0 6000 0 FACEBOOK INC CL A 30303M102 904 15000 SH SOLE 0 15000 0 FIRST MAJESTIC SILVER CORP COM 32076V103 651 67500 SH SOLE 0 67500 0 FIRST MAJESTIC SILVER CORP COM 1MZ9944C7 240 249 SH Call SOLE 0 249 0 FIRST MAJESTIC SILVER CORP COM 1MZ9944C7 316 328 SH Call SOLE 0 328 0 FIRST MAJESTIC SILVER CORP COM 1MZ994411 434 450 SH Call SOLE 0 450 0 FIRST MAJESTIC SILVER CORP COM 1MZ994411 578 600 SH Call SOLE 0 600 0 FIRST SOLAR INC COM 336433107 698 10000 SH SOLE 0 10000 0 FIRSTENERGY CORP COM 337932107 174 5100 SH SOLE 0 5100 0 FIRST TRST ISE-REVERSE NAT GAS INDEX FUND COM 33734J102 43 2100 SH SOLE 0 0 2100 FIRST TRST ISE-REVERSE NAT GAS INDEX FUND COM 33734J102 60 2900 SH SOLE 0 0 2900 FORTUNA SILVER MINES INC COM 349915108 367 100000 SH SOLE 0 100000 0 FRANCO NEVADA CORP COM 351858105 161 3500 SH SOLE 0 3500 0 FRANCO NEVADA CORP COM 351858105 344 7500 SH SOLE 0 7500 0 FRANCO NEVADA CORP COM 351858105 367 8000 SH SOLE 0 8000 0 FRANCO NEVADA CORP COM 351858105 917 20000 SH SOLE 0 20000 0 FRANCO NEVADA CORP COM 351858105 3669 80000 SH SOLE 0 80000 0 FREEPORT-MCMORAN COPPER & GO COM 28J995739 9921 3000 SH Call SOLE 0 3000 0 FREEPORT-MCMORAN COPPER & GO COM 2TU996D64 3720 1125 SH Call SOLE 0 1125 0 FREEPORT-MCMORAN COPPER & GO COM 2TU996D64 6449 1950 SH Call SOLE 0 1950 0 GENERAL ELECTRIC CO COM 369604103 220 8500 SH SOLE 0 8500 0 GLOBAL X FDS GLB X CDA PFD 36950E481 59 4900 SH SOLE 0 4900 0 GENESEE & WYO INC CL A 371559105 3893 40000 SH SOLE 0 40000 0 GENTHERM INC COM 37253A103 521 15000 SH SOLE 0 15000 0 GLOBAL X FDS SILVER MNR ETF 3JN997925 927 725 SH Call SOLE 0 725 0 GLOBAL X FDS SILVER MNR ETF 3JN997925 1631 1275 SH Call SOLE 0 1275 0 GLOBAL X FDS COPPER MNR ETF 3JN997925 43 4740 SH SOLE 0 0 4740 GOLD FIELDS LTD NEW SPONSORED ADR 25Z993617 111 300 SH Call SOLE 0 300 0 GOLD FIELDS LTD NEW SPONSORED ADR 25Z993617 185 500 SH Call SOLE 0 500 0 GOLD STD VENTURES CORP COM 380738104 1599 2715000 SH SOLE 0 2715000 0 GOLDCORP INC NEW COM 17E995000 1958 800 SH Call SOLE 0 800 0 GOLDCORP INC NEW COM 17E995000 3305 1350 SH Call SOLE 0 1350 0 GOLDCORP INC NEW COM 17E995UJ6 820 335 SH Call SOLE 0 335 0 GOLDCORP INC NEW COM 17E995UJ6 1469 600 SH Call SOLE 0 600 0 GOODRICH PETE CORP COM NEW 382410405 4430 280000 SH SOLE 0 280000 0 GOOGLE INC CL A 38259P508 279 250 SH SOLE 0 250 0 GOOGLE INC CL A 38259P508 446 400 SH SOLE 0 400 0 GRACE W R & CO DEL NEW COM 38388F108 1983 20000 SH SOLE 0 20000 0 HALLIBURTON CO COM 406216101 277 4700 SH SOLE 0 4700 0 HALLIBURTON CO COM 406216101 5889 100000 SH SOLE 0 100000 0 HALLIBURTON CO COM 7QY9943S9 11778 2000 SH Call SOLE 0 2000 0 HARBINGER GROUP INC COM 41146A106 59 4900 SH SOLE 0 0 4900 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 915 300000 SH SOLE 0 300000 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1464 480000 SH SOLE 0 480000 0 HERCULES OFFSHORE INC COM 427093109 1448 315472 SH SOLE 0 315472 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 161 4000 SH SOLE 0 4000 0 HOME DEPOT INC COM 437076102 222 2800 SH SOLE 0 2800 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 147 4559 SH SOLE 0 4559 0 HORSEHEAD HLDG CORP COM 440694305 841 50000 SH SOLE 0 50000 0 HSBC HLDGS PLC SPON ADR NEW 58V9937K9 1525 300 SH Call SOLE 0 300 0 HUNTSMAN CORP COM 447011107 3785 155000 SH SOLE 0 155000 0 IAMGOLD CORP COM 450913108 792 225000 SH SOLE 0 225000 0 IAMGOLD CORP COM 8Y4995AB0 63 180 SH Call SOLE 0 180 0 IAMGOLD CORP COM 8Y4995AB0 95 270 SH Call SOLE 0 270 0 IAMGOLD CORP COM 8Y49956X7 363 1031 SH Call SOLE 0 1031 0 IAMGOLD CORP COM 8Y49956X7 569 1617 SH Call SOLE 0 1617 0 INTEL CORP COM 458140100 103 4200 SH SOLE 0 4200 0 INGERSOLL-RAND PLC SHS G47791101 218 3800 SH SOLE 0 3800 0 INTEROIL CORPORATION COM 460951106 170 2626 SH SOLE 0 0 2626 ISHARES MSCI MALAYSI ETF 464286830 128 8200 SH SOLE 0 8200 0 ISHARES MSCI MALAYSI ETF 464286673 119 9100 SH SOLE 0 9100 0 ISHARES MSCI STH KOR ETF 464286772 120 1950 SH SOLE 0 1950 0 ISHARES MSCI TAIWAN ETF 464286731 119 8300 SH SOLE 0 8300 0 ISHARES DJ US ENERGY ETF 464287796 48 950 SH SOLE 0 0 950 ISHARES DJ US ENERGY ETF 464287796 67 1320 SH SOLE 0 0 1320 ISHARES DJ US OIL EQ SVC ETF 464288844 48 715 SH SOLE 0 0 715 ISHARES DJ US OIL EQ SVC ETF 464288844 67 985 SH SOLE 0 0 985 ISHARES SILVER TR ISHARES SIL TR 46428Q109 28 1500 SH SOLE 0 0 1500 IVANHOE ENERGY INC COM NEW 465790301 74 138033 SH SOLE 0 138033 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 108 3850 SH SOLE 0 3850 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 3354 120000 SH SOLE 0 120000 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 2884 100000 SH SOLE 0 100000 0 KEYCORP NEW COM 493267108 114 8000 SH SOLE 0 8000 0 KEYCORP NEW COM 493267108 285 20000 SH SOLE 0 20000 0 KINROSS GOLD CORP COM NO PAR 86Y996415 269 650 SH Call SOLE 0 650 0 KINROSS GOLD CORP COM NO PAR 86Y996415 445 1075 SH Call SOLE 0 1075 0 KODIAK OIL & GAS CORP COM 50015Q100 1214 100000 SH SOLE 0 100000 0 LAKE SHORE GOLD CORP COM 510728108 231 350000 SH SOLE 0 350000 0 LAS VEGAS SANDS CORP COM 517834107 565 7000 SH SOLE 0 7000 0 LAS VEGAS SANDS CORP COM 517834107 1212 15000 SH SOLE 0 15000 0 LEGG MASON INC COM 524901105 284 5800 SH SOLE 0 5800 0 LGI HOMES INC COM 50187T106 345 20000 SH SOLE 0 20000 0 LILLY ELI & CO COM 532457108 265 4500 SH SOLE 0 4500 0 LORILLARD INC COM 544147101 276 5100 SH SOLE 0 5100 0 LOWES COS INC COM 548661107 455 9300 SH SOLE 0 9300 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 231 2600 SH SOLE 0 2600 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3735 42000 SH SOLE 0 42000 0 MAG SILVER CORP COM 55903Q104 3477 501100 SH SOLE 0 501100 0 MARATHON PETE CORP COM 56585A102 296 3400 SH SOLE 0 3400 0 MARATHON PETE CORP COM 52J9907N6 10880 1250 SH Call SOLE 0 1250 0 MARKET VECTORS ETF TR COAL ETF 57060U837 44 2400 SH SOLE 0 0 2400 MARKET VECTORS ETF TR COAL ETF 57060U837 66 3600 SH SOLE 0 0 3600 MARKET VECTORS ETF TR GOLD MINER ETF 992995EJ5 1062 450 SH Call SOLE 0 450 0 MARKET VECTORS ETF TR GOLD MINER ETF 992995EJ5 2006 850 SH Call SOLE 0 850 0 MARKET VECTORS ETF TR GOLD MINER ETF 992995U32 833 353 SH Call SOLE 0 353 0 MARKET VECTORS ETF TR GOLD MINER ETF 992995U32 1539 652 SH Call SOLE 0 652 0 MARKET VECTORS ETF TR GOLD MINER ETF 992995U73 1062 450 SH Call SOLE 0 450 0 MARKET VECTORS ETF TR GOLD MINER ETF 992995U73 1888 800 SH Call SOLE 0 800 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 0 20 SH SOLE 0 20 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 0 20 SH SOLE 0 20 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 405 16120 SH SOLE 0 16120 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996T59 1637 453 SH Call SOLE 0 453 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996T59 2735 757 SH Call SOLE 0 757 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996183 459 127 SH Call SOLE 0 127 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996183 827 229 SH Call SOLE 0 229 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996H78 1843 510 SH Call SOLE 0 510 0 MARKET VECTORS ETF TR JR GOLD MINERS E 43Q996H78 3306 915 SH Call SOLE 0 915 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 0 8 SH SOLE 0 8 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 0 8 SH SOLE 0 8 0 MASCO CORP COM 574599106 144 6500 SH SOLE 0 6500 0 MCKESSON CORP COM 58155Q103 309 1750 SH SOLE 0 1750 0 MERCK & CO INC NEW COM 58933Y105 244 4300 SH SOLE 0 4300 0 METHANEX CORP COM 59151K108 192 3000 SH SOLE 0 3000 0 METHANEX CORP COM 59151K108 448 7000 SH SOLE 0 7000 0 METHANEX CORP COM 59151K108 5435 85000 SH SOLE 0 85000 0 MICHAEL KORS HLDGS LTD SHS G60754101 1026 11000 SH SOLE 0 11000 0 MICROCHIP TECHNOLOGY INC COM 595017104 239 5000 SH SOLE 0 5000 0 MICROCHIP TECHNOLOGY INC COM 595017104 716 15000 SH SOLE 0 15000 0 MIDWAY GOLD CORP COM 598153104 641 610000 SH SOLE 0 610000 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 3061 175000 SH SOLE 0 175000 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 238 3700 SH SOLE 0 3700 0 MYLAN INC COM 628530107 879 18000 SH SOLE 0 18000 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 3940 400000 SH SOLE 0 400000 0 NETEASE INC SPONSORED ADR 64110W102 360 5352 SH SOLE 0 5352 0 NEVSUN RES LTD COM 64156L101 1517 450000 SH SOLE 0 450000 0 NEVSUN RES LTD COM 64156L101 2123 630000 SH SOLE 0 630000 0 NEW GOLD INC CDA COM 3X7997278 342 700 SH Call SOLE 0 700 0 NEWMONT MINING CORP COM 85K9958A0 1172 500 SH Call SOLE 0 500 0 NEWMONT MINING CORP COM 85K9958A0 1934 825 SH Call SOLE 0 825 0 NEXTERA ENERGY INC COM 65339F101 4303 45000 SH SOLE 0 45000 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 2787 283204 SH SOLE 0 283204 0 NORTHROP GRUMMAN CORP COM 666807102 247 2000 SH SOLE 0 2000 0 NUVEEN PFD INC OPP FUND COM 67073B106 49 5375 SH SOLE 0 5375 0 NUVEEN CDT STRATEGIES INC FUND COM 67073D102 52 5500 SH SOLE 0 5500 0 NRG YIELD INC COM CL A 62942X108 791 20000 SH SOLE 0 20000 0 NRG YIELD INC COM CL A 62942X108 79 2000 SH SOLE 0 0 2000 NVIDIA CORP COM 67066G104 269 15000 SH SOLE 0 15000 0 OLD DOMINION FGHT LINES INC COM 679580100 851 15000 SH SOLE 0 15000 0 OPENTABLE INC COM 68372A104 769 10000 SH SOLE 0 10000 0 PACKAGING CORP AMER COM 695156109 141 2000 SH SOLE 0 2000 0 PAN AMERICAN SILVER CORP COM 57C995BJ5 338 263 SH Call SOLE 0 263 0 PAN AMERICAN SILVER CORP COM 57C995BJ5 470 365 SH Call SOLE 0 365 0 PAN AMERICAN SILVER CORP COM 1MP996011 517 402 SH Call SOLE 0 402 0 PAN AMERICAN SILVER CORP COM 1MP996011 730 567 SH Call SOLE 0 567 0 PANDORA MEDIA INC COM 698354107 455 15000 SH SOLE 0 15000 0 PATTERN ENERGY GROUP INC CL A 70338P100 3120 115000 SH SOLE 0 115000 0 PATTERN ENERGY GROUP INC CL A 70338P100 108 4000 SH SOLE 0 0 4000 PERRIGO CO PLC SHS G97822103 155 1000 SH SOLE 0 1000 0 PFIZER INC COM 717081103 209 6500 SH SOLE 0 6500 0 PGT INC COM 69336V101 403 35000 SH SOLE 0 35000 0 PHILIP MORRIS INTL INC COM 718172109 188 2300 SH SOLE 0 2300 0 PHILLIPS 66 COM 718546104 239 3100 SH SOLE 0 3100 0 PENN WEST PETROLEUM LTD COM 707887105 83 10000 SH SOLE 0 0 10000 PLATINUM GROUP METALS LTD COM NEW 72765Q205 2000 2000000 SH SOLE 0 2000000 0 PIMCO DYN INCOME FUND COM 72201Y101 156 5000 SH SOLE 0 5000 0 PIMCO INCOME OPP FUND COM 72202B100 142 5000 SH SOLE 0 5000 0 PIMCO INCOME STRAT FUND II COM 72201J104 104 10000 SH SOLE 0 10000 0 PIONEER FLOATING RATE TRUST COM 72369J102 103 8000 SH SOLE 0 8000 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1808 1800200 SH SOLE 0 1800200 0 POWERSHARES DB BASE METALS FUND DB BASE METALS FUND 73936B705 42 2700 SH SOLE 0 0 2700 POWERSHARES DB GOLD SHORT ETN DB GOLD SHORT ETN 25154H731 42 2900 SH SOLE 0 0 2900 PPG INDS INC COM 693506107 193 1000 SH SOLE 0 1000 0 PPG INDS INC COM 693506107 251 1300 SH SOLE 0 1300 0 PRECISION CASTPARTS CORP COM 740189105 632 2500 SH SOLE 0 2500 0 PRECISION DRILLING CORP COM 2010 74022D308 4309 360000 SH SOLE 0 360000 0 PRETIUM RES INC COM 74139C102 3583 616900 SH SOLE 0 616900 0 PRICELINE COM INC COM NEW 741503403 596 500 SH SOLE 0 500 0 PRICELINE COM INC COM NEW 741503403 1192 1000 SH SOLE 0 1000 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 597 6000 SH SOLE 0 6000 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 797 8000 SH SOLE 0 8000 0 QUALCOMM INC COM 747525103 631 8000 SH SOLE 0 8000 0 QUALCOMM INC COM 747525103 931 11800 SH SOLE 0 11800 0 QUEST DIAGNOSTICS INC COM 74834L100 209 3600 SH SOLE 0 3600 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 162 2500 SH SOLE 0 2500 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 519 8000 SH SOLE 0 8000 0 QUICKSILVER RESOURCES INC COM 74837R104 52 20000 SH SOLE 0 0 20000 RANDGOLD RES LTD ADR 752344309 1500 20000 SH SOLE 0 20000 0 RANDGOLD RES LTD ADR 752344309 1500 20000 SH SOLE 0 20000 0 RANDGOLD RES LTD ADR 85C993DX8 293 39 SH Call SOLE 0 39 0 RANDGOLD RES LTD ADR 85C993DX8 435 58 SH Call SOLE 0 58 0 RANDGOLD RES LTD ADR 85C9939K1 990 132 SH Call SOLE 0 132 0 RANDGOLD RES LTD ADR 85C9939K1 1673 223 SH Call SOLE 0 223 0 REGIONS FINL CORP NEW COM 7591EP100 111 10000 SH SOLE 0 10000 0 REGIONS FINL CORP NEW COM 7591EP100 278 25000 SH SOLE 0 25000 0 REYNOLDS AMERICAN INC COM 761713106 224 4200 SH SOLE 0 4200 0 RIO ALTO MNG LTD NEW COM 76689T104 489 250000 SH SOLE 0 250000 0 RIO ALTO MNG LTD NEW COM 76689T104 586 300000 SH SOLE 0 300000 0 RIO TINTO PLC SPONSORED ADR 88E996702 11166 2000 SH Call SOLE 0 2000 0 ROYAL GOLD INC COM 780287108 501 8000 SH SOLE 0 8000 0 ROYAL GOLD INC COM 780287108 1065 17000 SH SOLE 0 17000 0 ROYAL GOLD INC COM 780287108 2286 36500 SH SOLE 0 36500 0 ROYAL GOLD INC COM 45N9951C4 626 100 SH Call SOLE 0 100 0 ROYAL GOLD INC COM 45N9951C4 939 150 SH Call SOLE 0 150 0 RUBICON MINERALS CORP COM 780911103 529 500000 SH SOLE 0 500000 0 SANCHEZ ENERGY CORP COM 79970Y105 593 20000 SH SOLE 0 20000 0 SANCHEZ ENERGY CORP COM 79970Y105 4296 145000 SH SOLE 0 145000 0 SAN JUAN BASIN ROYALTY TRUST COM 798241105 52 3000 SH SOLE 0 0 3000 SCHLUMBERGER LTD COM 806857108 10725 110000 SH SOLE 0 110000 0 SCHLUMBERGER LTD COM 7ZD994LK9 19500 2000 SH Call SOLE 0 2000 0 SCHWAB CHARLES CORP NEW COM 808513105 109 4000 SH SOLE 0 4000 0 SCHWAB CHARLES CORP NEW COM 808513105 273 10000 SH SOLE 0 10000 0 SEAGATE TECHNOLOGY PLC COM G7945M107 281 5000 SH SOLE 0 5000 0 SILVER BULL RES INC COM 827458100 789 2320000 SH SOLE 0 2320000 0 SILVER STD RES INC COM 3U1996AO6 350 352 SH Call SOLE 0 352 0 SILVER STD RES INC COM 3U1996AO6 594 598 SH Call SOLE 0 598 0 SILVER STD RES INC COM 2VE9953M5 695 700 SH Call SOLE 0 700 0 SILVER STD RES INC COM 2VE9953M5 1167 1175 SH Call SOLE 0 1175 0 SILVER WHEATON CORP COM 828336107 159 7000 SH SOLE 0 7000 0 SILVER WHEATON CORP COM 828336107 363 16000 SH SOLE 0 16000 0 SILVER WHEATON CORP COM 828336107 3859 170000 SH SOLE 0 170000 0 SILVER WHEATON CORP COM 1MZ997H85 263 116 SH Call SOLE 0 116 0 SILVER WHEATON CORP COM 1MZ997H85 350 154 SH Call SOLE 0 154 0 SILVER WHEATON CORP COM 77E9958M8 1301 573 SH Call SOLE 0 573 0 SILVER WHEATON CORP COM 77E9958M8 1718 757 SH Call SOLE 0 757 0 SILVERCREST MINES INC COM 828365106 475 260005 SH SOLE 0 260005 0 SILVERCREST MINES INC COM 828365106 881 481895 SH SOLE 0 481895 0 SKYWORKS SOLUTIONS INC COM 83088M102 675 18000 SH SOLE 0 18000 0 SOLARCITY CORP COM 83416T100 3444 55000 SH SOLE 0 55000 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 1270 1000000 SH SOLE 0 1000000 0 SOUTHWESTERN ENERGY CO COM 845467109 414 9000 SH SOLE 0 9000 0 SOUTHWESTERN ENERGY CO COM 845467109 1012 22000 SH SOLE 0 22000 0 SOUTHWESTERN ENERGY CO COM 845467109 5981 130000 SH SOLE 0 130000 0 SOUTHWESTERN ENERGY CO COM 2VS9968V3 4601 1000 SH Call SOLE 0 1000 0 SPDR GOLD TRUST GOLD SHS 78463V107 253 2049 SH SOLE 0 2049 0 SPDR GOLD TRUST GOLD SHS 78463V107 21 174 SH SOLE 0 0 174 SPLUNK INC COM 848637104 715 10000 SH SOLE 0 10000 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 2854 200000 SH SOLE 0 200000 0 STILLWATER MNG CO COM 86074Q102 3480 235000 SH SOLE 0 235000 0 STILLWATER MNG CO COM 9UA996730 826 558 SH Call SOLE 0 558 0 STILLWATER MNG CO COM 9UA996730 1654 1117 SH Call SOLE 0 1117 0 SUNEDISON INC COM 86732Y109 3580 190000 SH SOLE 0 190000 0 SUNTRUST BKS INC COM 867914103 119 3000 SH SOLE 0 3000 0 SUNTRUST BKS INC COM 867914103 279 7000 SH SOLE 0 7000 0 SUPERIOR ENERGY SVCS INC COM 868157108 5383 175000 SH SOLE 0 175000 0 TABLEAU SOFTWARE INC CL A 87336U105 266 3500 SH SOLE 0 3500 0 TABLEAU SOFTWARE INC CL A 87336U105 761 10000 SH SOLE 0 10000 0 TAHOE RES INC COM 873868103 529 25000 SH SOLE 0 25000 0 TAHOE RES INC COM 873868103 1904 90000 SH SOLE 0 90000 0 TAHOE RES INC COM 7VE9945E9 1163 550 SH Call SOLE 0 550 0 TAHOE RES INC COM 7VE9945E9 1904 900 SH Call SOLE 0 900 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 120 6000 SH SOLE 0 6000 0 TALISMAN ENERGY INC COM 87425E103 99 10000 SH SOLE 0 0 10000 TEAM HEALTH HOLDINGS INC COM 87817A107 582 13000 SH SOLE 0 13000 0 TECO ENERGY INC COM 872375100 172 10000 SH SOLE 0 10000 0 TESLA MTRS INC COM 88160R101 313 1500 SH SOLE 0 1500 0 TESLA MTRS INC COM 88160R101 1042 5000 SH SOLE 0 5000 0 TESORO CORP COM 881609101 233 4600 SH SOLE 0 4600 0 THE ADT CORPORATION COM 00101J106 168 5600 SH SOLE 0 5600 0 TIFFANY & CO NEW COM 886547108 296 3441 SH SOLE 0 3441 0 TIME WARNER CABLE INC COM 88732J207 247 1800 SH SOLE 0 1800 0 TIMMINS GOLD CORP COM 88741P103 294 234000 SH SOLE 0 234000 0 TRAVELERSPANIES INC COM 89417E109 238 2800 SH SOLE 0 2800 0 TRINA SOLAR LIMITED SPON ADR 89628E104 471 35000 SH SOLE 0 35000 0 TRINA SOLAR LIMITED SPON ADR 89628E104 3564 265000 SH SOLE 0 265000 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 3880 500000 SH SOLE 0 500000 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1951 141700 SH SOLE 0 141700 0 TURQUOISE HILL RESOURCES LETD COM 900435108 66 20000 SH SOLE 0 0 20000 TURQUOISE HILL RESOURCES LETD COM 900435108 99 30000 SH SOLE 0 0 30000 TYSON FOODS INC CL A 902494103 4401 100000 SH SOLE 0 100000 0 TYSON FOODS INC CL A 5QB9964R2 8802 2000 SH Call SOLE 0 2000 0 U S G CORP COM NEW 903293405 327 10000 SH SOLE 0 10000 0 U S G CORP COM NEW 903293405 818 25000 SH SOLE 0 25000 0 ULTRA PETROLEUM CORP COM 903914109 3496 130000 SH SOLE 0 130000 0 UNITED CONTL HLDGS INC COM 910047109 312 7000 SH SOLE 0 7000 0 UNITED RENTALS INC COM 911363109 570 6000 SH SOLE 0 6000 0 UNITED RENTALS INC COM 911363109 1234 13000 SH SOLE 0 13000 0 URANIUM ENERGY CORP COM 916896103 71 54500 SH SOLE 0 0 54500 US ECOLOGY INC COM 91732J102 557 15000 SH SOLE 0 15000 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 989 7500 SH SOLE 0 7500 0 VALERO ENERGY CORP NEW COM 34N997AY6 10620 2000 SH Call SOLE 0 2000 0 VERISIGN INC COM 92343E102 216 4000 SH SOLE 0 4000 0 VERIZON COMMUNICATIONS INC COM 92343V104 214 4500 SH SOLE 0 4500 0 VERMILION ENERGY INC COM 923725105 812 13000 SH SOLE 0 13000 0 VIACOM INC NEW CL B 92553P201 238 2800 SH SOLE 0 2800 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 134 900 SH SOLE 0 900 0 WABASH NATL CORP COM 929566107 413 30000 SH SOLE 0 30000 0 WABTEC CORP COM 929740108 543 7000 SH SOLE 0 7000 0 WABTEC CORP COM 929740108 1395 18000 SH SOLE 0 18000 0 WELLPOINT INC COM 94973V107 269 2700 SH SOLE 0 2700 0 WELLS FARGO & CO COM 949746101 148 3200 SH SOLE 0 3200 0 WESTERN UN CO COM 959802109 196 12000 SH SOLE 0 12000 0 WESTLAKE CHEM CORP COM 960413102 662 10000 SH SOLE 0 10000 0 WESTLAKE CHEM CORP COM 960413102 1324 20000 SH SOLE 0 20000 0 WESTLAKE CHEM CORP COM 960413102 3706 56000 SH SOLE 0 56000 0 WHITING PETE CORP NEW COM 966387102 694 10000 SH SOLE 0 10000 0 WISCONSIN ENERGY CORP COM 976657106 242 5200 SH SOLE 0 5200 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 332 9000 SH SOLE 0 9000 0 WYNN RESORTS LTD COM 983134107 400 1800 SH SOLE 0 1800 0 XL GROUP PLC SHS G98290102 241 7700 SH SOLE 0 7700 0 YAMANA GOLD INC COM 98462Y100 1229 140000 SH SOLE 0 140000 0 YAMANA GOLD INC COM 26V994591 1325 1509 SH Call SOLE 0 1509 0 YAMANA GOLD INC COM 26V994591 1325 1509 SH Call SOLE 0 1509 0 YAMANA GOLD INC COM 26V9948C1 276 314 SH Call SOLE 0 314 0 YAMANA GOLD INC COM 26V9948C1 276 314 SH Call SOLE 0 314 0 YAMANA GOLD INC COM 26V994AT1 808 920 SH Call SOLE 0 920 0 YAMANA GOLD INC COM 26V994AT1 1212 1380 SH Call SOLE 0 1380 0 YY INC ADS REPCOM CLA 98426T106 458 6000 SH SOLE 0 6000 0 ZIONS BANCORPORATION COM 989701107 108 3500 SH SOLE 0 3500 0 ZIONS BANCORPORATION COM 989701107 263 8500 SH SOLE 0 8500 0