0000754811-17-000073.txt : 20171002 0000754811-17-000073.hdr.sgml : 20171002 20171002123721 ACCESSION NUMBER: 0000754811-17-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLMES FRANK E CENTRAL INDEX KEY: 0001251824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13928 FILM NUMBER: 171113691 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-29 0 0000754811 U S GLOBAL INVESTORS INC GROW 0001251824 HOLMES FRANK E 7900 CALLAGHAN ROAD SAN ANTONIO TX 78229 1 1 1 0 CEO/CIO Class A common stock 2017-09-29 2017-09-29 4 P 0 500 2.15 A 234098 D Class A common stock 32862 I IRA Class A common stock 221656.77 I 401(k) Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option Susan B. McGee 2017-10-02