0000752365-16-000012.txt : 20161103 0000752365-16-000012.hdr.sgml : 20161103 20161103123835 ACCESSION NUMBER: 0000752365-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV CENTRAL INDEX KEY: 0000752365 IRS NUMBER: 382428175 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16127 FILM NUMBER: 161970869 BUSINESS ADDRESS: STREET 1: 202 S. MICHIGAN STREET 2: SUITE 910 CITY: SOUH BEND STATE: IN ZIP: 46601 BUSINESS PHONE: 5742875977 MAIL ADDRESS: STREET 1: 202 S. MICHIGAN STREET 2: SUITE 910 CITY: SOUH BEND STATE: IN ZIP: 46601 FORMER COMPANY: FORMER CONFORMED NAME: WALTER DONALD F FINANCIAL CONSULTING CO /ADV DATE OF NAME CHANGE: 19920916 FORMER COMPANY: FORMER CONFORMED NAME: WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV DATE OF NAME CHANGE: 19840906 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000752365 XXXXXXXX 09-30-2016 09-30-2016 WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV
202 S. MICHIGAN SUITE 910 SOUH BEND IN 46601
13F HOLDINGS REPORT 028-16127 N
JAMES F. KEENAN PRESIDENT 574-287-5977 /S/ JAMES F KEENAN SOUTH BEND IN 10-31-2016 0 139 181221 false
INFORMATION TABLE 2 wk13f3q16.xml 3M CO COM 88579Y101 3018 17125 SH SOLE 17125 0 0 AFLAC INC COM 001055102 296 4124 SH SOLE 4124 0 0 ABBOTT LABS COM 002824100 608 14366 SH SOLE 14366 0 0 ABBVIE INC COM 00287Y109 2126 33716 SH SOLE 33716 0 0 ALLERGAN PLC SHS G0177J108 518 2250 SH SOLE 2250 0 0 ALLSTATE CORP COM 020002101 352 5081 SH SOLE 5081 0 0 ALPHABET INC CAP STK CL A 02079K305 2488 3094 SH SOLE 3094 0 0 ALPHABET INC CAP STK CL C 02079K107 2817 3624 SH SOLE 3624 0 0 ALTRIA GROUP INC COM 02209S103 2046 32363 SH SOLE 32363 0 0 AMERICAN EXPRESS CO COM 025816109 1607 25100 SH SOLE 25100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 248 4171 SH SOLE 4171 0 0 AMGEN INC COM 031162100 434 2600 SH SOLE 2600 0 0 APPLE INC COM 037833100 4570 40425 SH SOLE 40425 0 0 ARES CAP CORP COM 04010L103 271 17500 SH SOLE 17500 0 0 AT&T INC COM 00206R102 2089 51448 SH SOLE 51448 0 0 AUTOLIV INC COM 052800109 214 2000 SH SOLE 2000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3362 23271 SH SOLE 23271 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1730 800 SH SOLE 800 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 532 22200 SH SOLE 22200 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 165 20900 SH SOLE 20900 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN INT 09257P105 3115 128400 SH SOLE 128400 0 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 609 40000 SH SOLE 40000 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 2045 124100 SH SOLE 124100 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 955 63000 SH SOLE 63000 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 324 21460 SH SOLE 21460 0 0 BOEING CO COM 097023105 3111 23611 SH SOLE 23611 0 0 BP PLC SPONSORED ADR 055622104 334 9502 SH SOLE 9502 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 472 8750 SH SOLE 8750 0 0 CSX CORP COM 126408103 295 9666 SH SOLE 9666 0 0 CVS HEALTH CORP COM 126650100 1553 17450 SH SOLE 17450 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 289 28000 SH SOLE 28000 0 0 CARE CAP PPTYS INC COM 141624106 969 34000 SH SOLE 34000 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 372 6500 SH SOLE 6500 0 0 CERNER CORP COM 156782104 1019 16500 SH SOLE 16500 0 0 CHEVRON CORP NEW COM 166764100 1688 16400 SH SOLE 16400 0 0 CISCO SYS INC COM 17275R102 3186 100450 SH SOLE 100450 0 0 COCA COLA CO COM 191216100 1797 42454 SH SOLE 42454 0 0 COLGATE PALMOLIVE CO COM 194162103 1870 25225 SH SOLE 25225 0 0 COMCAST CORP NEW CL A 20030N101 1900 28639 SH SOLE 28639 0 0 CORNING INC COM 219350105 213 9000 SH SOLE 9000 0 0 CSW INDUSTRIALS INC COM 126402106 259 8000 SH SOLE 8000 0 0 CTS CORP COM 126501105 372 20000 SH SOLE 20000 0 0 DANAHER CORP DEL COM 235851102 714 9106 SH SOLE 9106 0 0 DELAWARE INV CO MUN INC FD COM 246101109 337 22000 SH SOLE 22000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 244 2102 SH SOLE 2102 0 0 DISNEY WALT CO COM DISNEY 254687106 1488 16019 SH SOLE 16019 0 0 DOW CHEM CO COM 260543103 218 4200 SH SOLE 4200 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 187 20000 SH SOLE 20000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 453 6761 SH SOLE 6761 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 395 4940 SH SOLE 4940 0 0 EASTMAN CHEM CO COM 277432100 224 3317 SH SOLE 3317 0 0 EATON VANCE MUN INCOME 2028 SHS 27829U105 964 45500 SH SOLE 45500 0 0 EATON VANCE TXMGD GL BUYWR COM 27829C105 193 17500 SH SOLE 17500 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 893 35100 SH SOLE 35100 0 0 EQUIFAX INC COM 294429105 604 4490 SH SOLE 4490 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 772 10000 SH SOLE 10000 0 0 EXELON CORP COM 30161N101 210 6300 SH SOLE 6300 0 0 EXXON MOBIL CORP COM 30231G102 8078 92556 SH SOLE 92556 0 0 FACEBOOK INC CL A 30303M102 273 2132 SH SOLE 2132 0 0 FIFTH THIRD BANCORP COM 316773100 2475 120986 SH SOLE 120986 0 0 1ST SOURCE CORP COM 336901103 585 17116 SH SOLE 17116 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 404 33500 SH SOLE 33500 0 0 GENERAL ELECTRIC CO COM 369604103 6941 234349 SH SOLE 234349 0 0 HOME DEPOT INC COM 437076102 1518 11799 SH SOLE 11799 0 0 HONEYWELL INTL INC COM 438516106 1201 10300 SH SOLE 10300 0 0 EXCHANGE TRADED CONCEPTS TR HULL TACTIC US 301505806 342 13000 SH SOLE 13000 0 0 ILLINOIS TOOL WKS INC COM 452308109 811 6766 SH SOLE 6766 0 0 ILLUMINA INC COM 452327109 1035 5700 SH SOLE 5700 0 0 INTEL CORP COM 458140100 4457 118078 SH SOLE 118078 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2440 15361 SH SOLE 15361 0 0 ISHARES TR MIN VOL USA ETF 46429B697 217 4770 SH SOLE 4770 0 0 ISHARES TR INTL SEL DIV ETF 464288448 288 9600 SH SOLE 9600 0 0 JOHNSON & JOHNSON COM 478160104 7192 60880 SH SOLE 60880 0 0 JPMORGAN CHASE & CO COM 46625H100 5270 79135 SH SOLE 79135 0 0 KIMBERLY CLARK CORP COM 494368103 258 2044 SH SOLE 2044 0 0 KINDER MORGAN INC DEL COM 49456B101 443 19160 SH SOLE 19160 0 0 KKR & CO L P DEL COM UNITS 48248M102 535 37500 SH SOLE 37500 0 0 KRAFT HEINZ CO COM 500754106 644 7194 SH SOLE 7194 0 0 LILLY ELI & CO COM 532457108 3912 48740 SH SOLE 48740 0 0 LOCKHEED MARTIN CORP COM 539830109 359 1496 SH SOLE 1496 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 959 13550 SH SOLE 13550 0 0 MARSH & MCLENNAN COS INC COM 571748102 215 3200 SH SOLE 3200 0 0 MCDONALDS CORP COM 580135101 529 4589 SH SOLE 4589 0 0 MEDTRONIC PLC SHS G5960L103 344 3976 SH SOLE 3976 0 0 MERCK & CO INC COM 58933Y105 2551 40870 SH SOLE 40870 0 0 MICROSOFT CORP COM 594918104 5824 101118 SH SOLE 101118 0 0 MONDELEZ INTL INC CL A 609207105 242 5519 SH SOLE 5519 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 427 6000 SH SOLE 6000 0 0 NEXTERA ENERGY INC COM 65339F101 356 2913 SH SOLE 2913 0 0 NORTHERN TR CORP COM 665859104 2982 43861 SH SOLE 43861 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1769 22400 SH SOLE 22400 0 0 NUVEEN ENHANCED MUN CREDIT COM SH BEN INT 67070X101 1318 83760 SH SOLE 83760 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 177 19600 SH SOLE 19600 0 0 NUVEEN MICH QUALITY INCOME COM 670979103 263 17825 SH SOLE 17825 0 0 NUVEEN MUN VALUE FD INC COM 670928100 106 10000 SH SOLE 10000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 674 15900 SH SOLE 15900 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 399 10000 SH SOLE 10000 0 0 ORANGE SPONSORED ADR 684060106 156 10000 SH SOLE 10000 0 0 PPG INDS INC COM 693506107 208 2016 SH SOLE 2016 0 0 PEPSICO INC COM 713448108 2295 21100 SH SOLE 21100 0 0 PFIZER INC COM 717081103 4586 135392 SH SOLE 135392 0 0 PHILIP MORRIS INTL INC COM 718172109 1304 97359 SH SOLE 97359 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 279 12000 SH SOLE 12000 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 454 17800 SH SOLE 17800 0 0 PROCTER AND GAMBLE CO COM 742718109 5245 58437 SH SOLE 58437 0 0 PURE STORAGE INC CL A 74624M102 915 67500 SH SOLE 67500 0 0 QUALCOMM INC COM 747525103 1849 27000 SH SOLE 27000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 484 9593 SH SOLE 9593 0 0 SCHLUMBERGER LTD COM 806857108 2222 28250 SH SOLE 28250 0 0 SIMON PPTY GROUP INC NEW COM 828806109 751 3630 SH SOLE 3630 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 609 22000 SH SOLE 22000 0 0 SPECTRA ENERGY CORP COM 847560109 851 19900 SH SOLE 19900 0 0 SPLUNK INC COM 848637104 475 8100 SH SOLE 8100 0 0 STARBUCKS CORP COM 855244109 1516 28000 SH SOLE 28000 0 0 STARWOOD PPTY TR INC COM 85571B105 1768 78500 SH SOLE 78500 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 317 8999 SH SOLE 8999 0 0 TE CONNECTIVITY LTD REG SHS H84989104 270 4199 SH SOLE 4199 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 271 43500 SH SOLE 43500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 561 12200 SH SOLE 12200 0 0 TEXAS INSTRS INC COM 882508104 456 6499 SH SOLE 6499 0 0 SOUTHERN CO COM 842587107 333 6500 SH SOLE 6500 0 0 UNILEVER PLC SPON ADR NEW 904767704 261 5499 SH SOLE 5499 0 0 UNITED PARCEL SERVICE INC CL B 911312106 880 8050 SH SOLE 8050 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 263 3133 SH SOLE 3133 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1046 14500 SH SOLE 14500 0 0 VENTAS INC COM 92276F100 636 9000 SH SOLE 9000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3941 75817 SH SOLE 75817 0 0 VISA INC COM CL A 92826C839 901 10900 SH SOLE 10900 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 1195 41000 SH SOLE 41000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 500 6200 SH SOLE 6200 0 0 WAL-MART STORES INC COM 931142103 3108 43095 SH SOLE 43095 0 0 WASTE MGMT INC DEL COM 94106L109 230 3600 SH SOLE 3600 0 0 WELLS FARGO & CO NEW COM 949746101 2980 67309 SH SOLE 67309 0 0 WELLTOWER INC COM 95040Q104 1838 34587 SH SOLE 34587 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 471 42061 SH SOLE 42061 0 0 WESTERN ASST MNGD MUN FD INC COM 95766M105 537 35400 SH SOLE 35400 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 444 11827 SH SOLE 11827 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 286 3800 SH SOLE 3800 0 0 XPO LOGISTICS INC COM 983793100 582 15875 SH SOLE 15875 0 0