0000752365-15-000005.txt : 20151113
0000752365-15-000005.hdr.sgml : 20151113
20151113114001
ACCESSION NUMBER: 0000752365-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV
CENTRAL INDEX KEY: 0000752365
IRS NUMBER: 382428175
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16127
FILM NUMBER: 151227762
BUSINESS ADDRESS:
STREET 1: 202 S. MICHIGAN
STREET 2: SUITE 910
CITY: SOUH BEND
STATE: IN
ZIP: 46601
BUSINESS PHONE: 5742875977
MAIL ADDRESS:
STREET 1: 202 S. MICHIGAN
STREET 2: SUITE 910
CITY: SOUH BEND
STATE: IN
ZIP: 46601
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER DONALD F FINANCIAL CONSULTING CO /ADV
DATE OF NAME CHANGE: 19920916
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV
DATE OF NAME CHANGE: 19840906
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000752365
XXXXXXXX
09-30-2015
09-30-2015
WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV
202 S. MICHIGAN
SUITE 910
SOUH BEND
IN
46601
13F HOLDINGS REPORT
028-16127
N
James F. Keenan
President
574-287-5977
/s/ James F. Keenan
South Bend
IN
11-12-2015
0
136
161814
false
INFORMATION TABLE
2
wk13f2015q3.xml
3M CO
COM
88579Y101
2823
19910
SH
SOLE
19910
0
0
ABBOTT LABS
COM
002824100
684
17000
SH
SOLE
17000
0
0
ABBVIE INC
COM
00287Y109
1687
31000
SH
SOLE
31000
0
0
SPONSORED ADS
SPONSORED ADS
01609W102
512
8690
SH
SOLE
8690
0
0
ALLERGAN PLC
SHS
G0177J108
544
2000
SH
SOLE
2000
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
920
117000
SH
SOLE
117000
0
0
ALLSTATE CORP
COM
020002101
270
4643
SH
SOLE
4643
0
0
ALTRIA GROUP INC
COM
02209S103
1951
35863
SH
SOLE
35863
0
0
AMERICAN EXPRESS CO
COM
025816109
1460
19700
SH
SOLE
19700
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
237
4171
SH
SOLE
4171
0
0
AMGEN INC
COM
031162100
290
2100
SH
SOLE
2100
0
0
APPLE INC
COM
037833100
4179
37885
SH
SOLE
37885
0
0
ARES CAP CORP
COM
04010L103
1030
71100
SH
SOLE
71100
0
0
AT&T INC
COM
00206R102
2455
75345
SH
SOLE
75345
0
0
AUTOLIV INC
COM
052800109
218
2000
SH
SOLE
2000
0
0
BABSON CAP GLB SHT DURHGH YL
COM
05617T100
447
25800
SH
SOLE
25800
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3042
23332
SH
SOLE
23332
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
586
300
SH
SOLE
300
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
488
24200
SH
SOLE
24200
0
0
BLACKROCK INC
COM
09247X101
287
966
SH
SOLE
966
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
1640
80450
SH
SOLE
80450
0
0
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
175
13249
SH
SOLE
13249
0
0
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
1620
103100
SH
SOLE
103100
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
99
14000
SH
SOLE
14000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
319
14200
SH
SOLE
14200
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
185
13000
SH
SOLE
13000
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
793
57000
SH
SOLE
57000
0
0
BOEING CO
COM
097023105
2937
22431
SH
SOLE
22431
0
0
BP PLC
SPONSORED ADR
055622104
1332
43593
SH
SOLE
43593
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
548
9250
SH
SOLE
9250
0
0
CSX CORP
COM
126408103
361
13427
SH
SOLE
13427
0
0
CTS CORP
COM
126501105
555
30000
SH
SOLE
30000
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
356
36000
SH
SOLE
36000
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
427
9000
SH
SOLE
9000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
342
6500
SH
SOLE
6500
0
0
CHEVRON CORP NEW
COM
166764100
1369
17358
SH
SOLE
17358
0
0
CISCO SYS INC
COM
17275R102
2381
90700
SH
SOLE
90700
0
0
COCA COLA CO
COM
191216100
1906
47498
SH
SOLE
47498
0
0
COLGATE PALMOLIVE CO
COM
194162103
1896
29884
SH
SOLE
29884
0
0
COMCAST CORP NEW
CL A
20030N101
2192
38533
SH
SOLE
38533
0
0
CORNING INC
COM
219350105
223
13000
SH
SOLE
13000
0
0
DANAHER CORP DEL
COM
235851102
797
9356
SH
SOLE
9356
0
0
DELAWARE INV CO MUN INC FD I
COM
246101109
309
22000
SH
SOLE
22000
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
356
3302
SH
SOLE
3302
0
0
DISNEY WALT CO
COM DISNEY
254687106
467
4570
SH
SOLE
4570
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
164
20000
SH
SOLE
20000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
808
16761
SH
SOLE
16761
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
373
5181
SH
SOLE
5181
0
0
E M C CORP MASS
COM
268648102
1776
73500
SH
SOLE
73500
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
224
9422
SH
SOLE
9422
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
1221
49400
SH
SOLE
49400
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
516
24800
SH
SOLE
24800
0
0
EQUIFAX INC
COM
294429105
436
4490
SH
SOLE
4490
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
586
10000
SH
SOLE
10000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
227
2800
SH
SOLE
2800
0
0
EXXON MOBIL CORP
COM
30231G102
6710
90244
SH
SOLE
90244
0
0
FIFTH THIRD BANCORP
COM
316773100
1620
85680
SH
SOLE
85680
0
0
1ST SOURCE CORP
COM
336901103
244
7909
SH
SOLE
7909
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
801
59000
SH
SOLE
59000
0
0
GENERAL ELECTRIC CO
COM
369604103
5942
235616
SH
SOLE
235616
0
0
GILEAD SCIENCES INC
COM
375558103
393
4000
SH
SOLE
4000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
227
5900
SH
SOLE
5900
0
0
GNC HLDGS INC
COM CL A
36191G107
667
16500
SH
SOLE
16500
0
0
GOODYEAR TIRE & RUBR CO
COM
38259P508
1975
3094
SH
SOLE
3094
0
0
GOOGLE INC
CL C
38259P706
2217
3644
SH
SOLE
3644
0
0
GROUPON INC
COM CL A
399473107
196
60000
SH
SOLE
60000
0
0
HEWLETT PACKARD CO
COM
428236103
1204
47000
SH
SOLE
47000
0
0
HOME DEPOT INC
COM
437076102
901
7799
SH
SOLE
7799
0
0
HONEYWELL INTL INC
COM
438516106
1029
10866
SH
SOLE
10866
0
0
ILLINOIS TOOL WKS INC
COM
452308109
532
6466
SH
SOLE
6466
0
0
INTEL CORP
COM
458140100
3821
126778
SH
SOLE
126778
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3010
20761
SH
SOLE
20761
0
0
ISHARES GOLD TRUST
ISHARES
464285105
108
10000
SH
SOLE
10000
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
270
9600
SH
SOLE
9600
0
0
ISHARES TR
SELECT DIVID ETF
464287168
218
3000
SH
SOLE
3000
0
0
JOHNSON & JOHNSON
COM
478160104
6106
65415
SH
SOLE
65415
0
0
JPMORGAN CHASE & CO
COM
46625H100
4831
79241
SH
SOLE
79241
0
0
KIMBERLY CLARK CORP
COM
494368103
261
2394
SH
SOLE
2394
0
0
KINDER MORGAN INC DEL
COM
49456B101
3452
124717
SH
SOLE
124717
0
0
KKR & CO L P DEL
COM UNITS
48248M102
609
36285
SH
SOLE
36285
0
0
KRAFT HEINZ CO
COM
500754106
456
6466
SH
SOLE
6466
0
0
LILLY ELI & CO
COM
532457108
4187
50025
SH
SOLE
50025
0
0
LOCKHEED MARTIN CORP
COM
539830109
590
2846
SH
SOLE
2846
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
727
12100
SH
SOLE
12100
0
0
MARSH & MCLENNAN COS INC
COM
571748102
219
4200
SH
SOLE
4200
0
0
MCDONALDS CORP
COM
580135101
408
4142
SH
SOLE
4142
0
0
MEDTRONIC PLC
SHS
G5960L103
348
5200
SH
SOLE
5200
0
0
MERCK & CO INC NEW
COM
58933Y105
1774
35920
SH
SOLE
35920
0
0
MICROSOFT CORP
COM
594918104
4744
107185
SH
SOLE
107185
0
0
MONDELEZ INTL INC
CL A
609207105
231
5519
SH
SOLE
5519
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
473
6800
SH
SOLE
6800
0
0
FST TR NEW OPPORT MLP & ENE
COM
33739M100
284
2913
SH
SOLE
2913
0
0
NORTHERN TR CORP
COM
665859104
2921
42861
SH
SOLE
42861
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2018
21950
SH
SOLE
21950
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
389
39100
SH
SOLE
39100
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
98
10000
SH
SOLE
10000
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
1529
114888
SH
SOLE
114888
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
851
17200
SH
SOLE
17200
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
293
10000
SH
SOLE
10000
0
0
ORANGE
SPONSORED ADR
684060106
151
10000
SH
SOLE
10000
0
0
PEPSICO INC
COM
713448108
2862
30350
SH
SOLE
30350
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
61
14000
SH
SOLE
14000
0
0
PFIZER INC
COM
717081103
2092
66616
SH
SOLE
66616
0
0
PHILIP MORRIS INTL INC
COM
718172109
1040
13110
SH
SOLE
13110
0
0
PROCTER & GAMBLE CO
COM
742718109
4612
64115
SH
SOLE
64115
0
0
QUALCOMM INC
COM
747525103
1131
21050
SH
SOLE
21050
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
580
12243
SH
SOLE
12243
0
0
SCHLUMBERGER LTD
COM
806857108
1962
28450
SH
SOLE
28450
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
667
3630
SH
SOLE
3630
0
0
SONY CORP
ADR NEW
835699307
980
40000
SH
SOLE
40000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
575
5384
SH
SOLE
5384
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
525
21000
SH
SOLE
21000
0
0
SPECTRA ENERGY CORP
COM
847560109
588
22400
SH
SOLE
22400
0
0
STARWOOD PPTY TR INC
COM
85571B105
1432
69800
SH
SOLE
69800
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
251
4199
SH
SOLE
4199
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
287
8999
SH
SOLE
8999
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
326
53500
SH
SOLE
53500
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
452
8000
SH
SOLE
8000
0
0
TEXAS INSTRS INC
COM
882508104
297
5999
SH
SOLE
5999
0
0
SOUTHERN CO
COM
842587107
326
7300
SH
SOLE
7300
0
0
UNDER ARMOUR INC
CL A
904311107
333
3445
SH
SOLE
3445
0
0
UNILEVER PLC
SPON ADR NEW
904767704
338
8299
SH
SOLE
8299
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
271
2750
SH
SOLE
2750
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
344
4660
SH
SOLE
4660
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
727
11600
SH
SOLE
11600
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2727
62669
SH
SOLE
62669
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
1221
38459
SH
SOLE
38459
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
512
30231
SH
SOLE
30231
0
0
WAL-MART STORES INC
COM
931142103
2614
40310
SH
SOLE
40310
0
0
WASTE MGMT INC DEL
COM
94106L109
523
10500
SH
SOLE
10500
0
0
WELLS FARGO & CO NEW
COM
949746101
3676
71583
SH
SOLE
71583
0
0
WELLTOWER INC
COM
95040Q104
1591
23487
SH
SOLE
23487
0
0
WESTERN ASSET CLYM INFL OPP
COM
95766R104
343
33000
SH
SOLE
33000
0
0
WESTERN ASST MNGD MUN FD INC
COM
95766M105
491
35400
SH
SOLE
35400
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
618
18447
SH
SOLE
18447
0
0
XPO LOGISTICS INC
COM
983793100
378
15875
SH
SOLE
15875
0
0