EX-99.A(77) 3 d354911dex99a77.htm ARTICLES SUPPLEMENTARY TO THE CHARTER Articles Supplementary to the Charter

Exhibit a(77)

MANNING & NAPIER FUND, INC.

ARTICLES SUPPLEMENTARY

MANNING & NAPIER FUND, INC. (the “Corporation”), a corporation organized under the laws of the State of Maryland, having its principal place of business at 290 Woodcliff Drive, Fairport, New York 14450, does hereby certify to the State Department of Assessments and Taxation of Maryland (the “Department”) that:

FIRST:  The Corporation is registered as an open-end investment company under the Investment Company Act of 1940.

SECOND:  Pursuant to Section 2-208 of the Maryland General Corporation Law and the authority granted to the Board of Directors of the Corporation (the “Board”) in the Corporation’s Articles of Incorporation, the Board has duly adopted resolutions on February 16, 2017 classifying and designating three hundred million (300,000,000) of the Corporation’s five billion, three hundred forty-seven million, five hundred thousand (5,347,500,000) authorized, but unclassified and unissued, shares of common stock as one new portfolio of common stock of the Corporation with shares of each such portfolio being divided into three classes, as more specifically set forth below:

 

                   Name of Class of Capital Stock

 

  

            Number of Shares of

Capital Stock Classified

Rainier International Discovery Series Class K

   100,000,000

Rainier International Discovery Series Class I

   100,000,000

Rainier International Discovery Series Class R6

   100,000,000

THIRD:  Upon filing for record these Articles Supplementary, the Corporation has the authority to issue fifteen billion (15,000,000,000) shares of common stock of the Corporation, par value $0.01 per share, having an aggregate par value of one hundred fifty million dollars ($150,000,000) and classified and designated as follows:

 

              Name of Class of Capital Stock

 

  

Number of Shares of Capital Stock

Classified

Pro-Blend Maximum Term Series Class S

   125,000,000

Pro-Blend Maximum Term Series Class R2

   25,000,000

Pro-Blend Maximum Term Series Class R

   52,500,000

Pro-Blend Maximum Term Series Class I

   200,000,000

Pro-Blend Conservative Term Series Class S

   162,500,000

Pro-Blend Conservative Term Series Class R2

   25,000,000

Pro-Blend Conservative Term Series Class R

   52,500,000

Pro-Blend Conservative Term Series Class I

   75,000,000

World Opportunities Series Class A

   2,500,000,000

Pro-Blend Moderate Term Series Class S

   125,000,000

Pro-Blend Moderate Term Series Class R2

   25,000,000

Pro-Blend Moderate Term Series Class R

   52,500,000

Pro-Blend Moderate Term Series Class I

   125,000,000


              Name of Class of Capital Stock

  

Number of Shares of Capital Stock

Classified

Pro-Blend Extended Term Series Class S

   125,000,000

Pro-Blend Extended Term Series Class R2

   25,000,000

Pro-Blend Extended Term Series Class R

   52,500,000

Pro-Blend Extended Term Series Class I

   200,000,000

International Series Class S

   250,000,000

International Series Class I

   100,000,000

Global Fixed Income Series Class S

   100,000,000

Global Fixed Income Series Class I

   100,000,000

New York Tax Exempt Series Class A

   100,000,000

Ohio Tax Exempt Series Class A

   100,000,000

Diversified Tax Exempt Series Class A

   100,000,000

Equity Series Class S

   200,000,000

Overseas Series Class I

   200,000,000

High Yield Bond Series Class S

   125,000,000

High Yield Bond Series Class I

   100,000,000

Core Bond Series Class S

   125,000,000

Core Bond Series Class I

   100,000,000

Unconstrained Bond Series Class S

   125,000,000

Unconstrained Bond Series Class I

   100,000,000

Disciplined Value Series Class S

   100,000,000

Disciplined Value Series Class I

   100,000,000

Real Estate Series Class S

   100,000,000

Real Estate Series Class I

   100,000,000

Target Income Series Class I

   100,000,000

Target Income Series Class K

   40,000,000

Target Income Series Class R

   40,000,000

Target 2015 Series Class I

   100,000,000

Target 2015 Series Class K

   40,000,000

Target 2015 Series Class R

   40,000,000

Target 2020 Series Class I

   100,000,000

Target 2020 Series Class K

   40,000,000

Target 2020 Series Class R

   40,000,000

Target 2025 Series Class I

   100,000,000

Target 2025 Series Class K

   40,000,000

Target 2025 Series Class R

   40,000,000

Target 2030 Series Class I

   100,000,000

Target 2030 Series Class K

   40,000,000

Target 2030 Series Class R

   40,000,000

Target 2035 Series Class I

   100,000,000

Target 2035 Series Class K

   40,000,000

Target 2035 Series Class R

   40,000,000

Target 2040 Series Class I

   100,000,000

Target 2040 Series Class K    

   40,000,000


              Name of Class of Capital Stock

  

Number of Shares of Capital Stock

Classified

Target 2040 Series Class R

   40,000,000

Target 2045 Series Class I

   100,000,000

Target 2045 Series Class K

   40,000,000

Target 2045 Series Class R

   40,000,000

Target 2050 Series Class I

   100,000,000

Target 2050 Series Class K

   40,000,000

Target 2050 Series Class R

   40,000,000

Target 2055 Series Class I

   100,000,000

Target 2055 Series Class K

   40,000,000

Target 2055 Series Class R

   40,000,000

Target 2060 Series Class I

   100,000,000

Target 2060 Series Class K

   40,000,000

Target 2060 Series Class R

   40,000,000

Emerging Markets Series Class S

   100,000,000

Emerging Markets Series Class I

   100,000,000

Quality Equity Series Class S

   100,000,000

Quality Equity Series Class I

   100,000,000

Strategic Income Conservative Series Class S

   100,000,000

Strategic Income Conservative Series Class I

   100,000,000

Strategic Income Moderate Series Class S

   100,000,000

Strategic Income Moderate Series Class I

   100,000,000

International Disciplined Value Series Class S

   100,000,000

International Disciplined Value Series Class I

   100,000,000

Dynamic Opportunities Series Class S

   100,000,000

Dynamic Opportunities Series Class I

   100,000,000

Equity Income Series Class S

   100,000,000

Equity Income Series Class I

   100,000,000

Rainier International Discovery Series Class K

   100,000,000

Rainier International Discovery Series Class I

   100,000,000

Rainier International Discovery Series Class R6

   100,000,000

Authorized but Unclassified and Unissued

   5,047,000,000

FOURTH: The shares classified pursuant to the Board resolutions set forth in Article SECOND have been classified by the Board pursuant to authority and power contained in the Corporation’s Articles of Incorporation, and shall have all the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption as set forth in the Corporation’s Articles of Incorporation.

 

 

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IN WITNESS WHEREOF, MANNING & NAPIER FUND, INC. has caused these Articles Supplementary to be signed in its name and on its behalf by its President and its corporate seal to be hereunto affixed and attested by its Secretary as of the 11th day of April, 2017.

 

 

MANNING & NAPIER FUND, INC.

 

 

  

By:                

  

/s/ Michele T. Mosca

  
  

Michele T. Mosca

  
  

President

  

 

[Seal]

 

Attest:

 

/s/ Elizabeth Craig

Elizabeth Craig

Secretary

 

THE UNDERSIGNED, President of Manning & Napier Fund, Inc., who executed on behalf of said corporation the foregoing Articles Supplementary of which this certificate is made a part, hereby acknowledges, in the name and on behalf of said corporation, the foregoing Articles Supplementary to be the corporate act of said corporation and further certifies that, to the best of his knowledge, information and belief, the matters and facts set forth herein with respect to the approval thereof are true in all material respects, under the penalties of perjury.

 

  

/s/ Michele T. Mosca

  
  

Michele T. Mosca

  
  

President