Chief Operating and Risk Officer

0001085146-17-002032.txt : 20171011 0001085146-17-002032.hdr.sgml : 20171011 20171011155058 ACCESSION NUMBER: 0001085146-17-002032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171011 DATE AS OF CHANGE: 20171011 EFFECTIVENESS DATE: 20171011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 171132618 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000750641 XXXXXXXX 09-30-2017 09-30-2017 false BAILARD, INC.

950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404

13F HOLDINGS REPORT 028-01707 N Sonya Thadhani Chief Operating and Risk Officer 650-571-5800 /s/ Sonya Thadhani Foster City CA 10-11-2017 0 298 1311361 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 3012 14350 SH SOLE 14350 0 0 ABBOTT LABS COM 002824100 667 12496 SH SOLE 12496 0 0 ABBVIE INC COM 00287Y109 448 5040 SH SOLE 5040 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9545 70664 SH SOLE 70664 0 0 ACTIVISION BLIZZARD INC COM 00507V109 975 15110 SH SOLE 15110 0 0 ADOBE SYS INC COM 00724F101 1105 7407 SH SOLE 7407 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 838 17250 SH SOLE 17250 0 0 AGREE REALTY CORP COM 008492100 274 5590 SH SOLE 5590 0 0 AIR PRODS & CHEMS INC COM 009158106 222 1470 SH SOLE 1470 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 316 2660 SH SOLE 2660 0 0 ALLSTATE CORP COM 020002101 2857 31082 SH SOLE 31082 0 0 ALPHABET INC CAP STK CL A 02079K305 13411 13773 SH SOLE 13773 0 0 ALPHABET INC CAP STK CL C 02079K107 6948 7244 SH SOLE 7244 0 0 ALTRIA GROUP INC COM 02209S103 255 4016 SH SOLE 4016 0 0 AMAZON COM INC COM 023135106 1756 1827 SH SOLE 1827 0 0 AMERICAN EXPRESS CO COM 025816109 1024 11318 SH SOLE 11318 0 0 AMGEN INC COM 031162100 856 4592 SH SOLE 4592 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 87 14516 SH SOLE 14516 0 0 APARTMENT INVT & MGMT CO PFD CL A 6.875% 03748R762 669 25000 SH SOLE 25000 0 0 APPLE INC COM 037833100 26749 173558 SH SOLE 173558 0 0 APPLIED MATLS INC COM 038222105 4061 77968 SH SOLE 77968 0 0 AT&T INC COM 00206R102 624 15927 SH SOLE 15927 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 606 5539 SH SOLE 5539 0 0 AUTOZONE INC COM 053332102 1056 1775 SH SOLE 1775 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 1481 141000 SH SOLE 141000 0 0 BALL CORP COM 058498106 1753 42457 SH SOLE 42457 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 301 34400 SH SOLE 34400 0 0 BANK AMER CORP COM 060505104 589 23246 SH SOLE 23246 0 0 BARD C R INC COM 067383109 280 875 SH SOLE 875 0 0 BECTON DICKINSON & CO COM 075887109 333 1700 SH SOLE 1700 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1515 8264 SH SOLE 8264 0 0 BEST BUY INC COM 086516101 1116 19591 SH SOLE 19591 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 1646 558000 SH SOLE 558000 0 0 BLACKROCK INC COM 09247X101 5388 12052 SH SOLE 12052 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 575 17220 SH SOLE 17220 0 0 BOEING CO COM 097023105 389 1530 SH SOLE 1530 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4087 64113 SH SOLE 64113 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 256 4094 SH SOLE 4094 0 0 CAPITAL ONE FINL CORP COM 14040H105 625 7388 SH SOLE 7388 0 0 CATERPILLAR INC DEL COM 149123101 314 2519 SH SOLE 2519 0 0 CELGENE CORP COM 151020104 201 1379 SH SOLE 1379 0 0 CF INDS HLDGS INC COM 125269100 235 6680 SH SOLE 6680 0 0 CHEVRON CORP NEW COM 166764100 2104 17904 SH SOLE 17904 0 0 CINCINNATI FINL CORP COM 172062101 208 2720 SH SOLE 2720 0 0 CISCO SYS INC COM 17275R102 8362 248632 SH SOLE 248632 0 0 CITIGROUP INC COM NEW 172967424 442 6083 SH SOLE 6083 0 0 CITIZENS FINL GROUP INC COM 174610105 3734 98593 SH SOLE 98593 0 0 COCA COLA CO COM 191216100 482 10708 SH SOLE 10708 0 0 COLGATE PALMOLIVE CO COM 194162103 5454 74873 SH SOLE 74873 0 0 COMCAST CORP NEW CL A 20030N101 3469 90149 SH SOLE 90149 0 0 CONOCOPHILLIPS COM 20825C104 3212 64181 SH SOLE 64181 0 0 CORE LABORATORIES N V COM N22717107 1114 11284 SH SOLE 11284 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 200 6100 SH SOLE 6100 0 0 COSTCO WHSL CORP NEW COM 22160K105 5724 34843 SH SOLE 34843 0 0 CRANE CO COM 224399105 3604 45053 SH SOLE 45053 0 0 CREDICORP LTD COM G2519Y108 268 1309 SH SOLE 1309 0 0 CROWN HOLDINGS INC COM 228368106 3376 56523 SH SOLE 56523 0 0 CUBESMART COM 229663109 222 8550 SH SOLE 8550 0 0 CUMMINS INC COM 231021106 2957 17598 SH SOLE 17598 0 0 CVS HEALTH CORP COM 126650100 4923 60533 SH SOLE 60533 0 0 CYRUSONE INC COM 23283R100 652 11058 SH SOLE 11058 0 0 DANAHER CORP DEL COM 235851102 4893 57047 SH SOLE 57047 0 0 DIGITAL RLTY TR INC COM 253868103 416 3518 SH SOLE 3518 0 0 DISCOVER FINL SVCS COM 254709108 6108 94732 SH SOLE 94732 0 0 DISH NETWORK CORP CL A 25470M109 950 17524 SH SOLE 17524 0 0 DISNEY WALT CO COM DISNEY 254687106 6549 66443 SH SOLE 66443 0 0 DOWDUPONT INC COM 26078J100 574 8292 SH SOLE 8292 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 237 2830 SH SOLE 2830 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 243 5573 SH SOLE 5573 0 0 ECOLAB INC COM 278865100 740 5757 SH SOLE 5757 0 0 EMCOR GROUP INC COM 29084Q100 745 10739 SH SOLE 10739 0 0 ENBRIDGE INC COM 29250N105 722 17249 SH SOLE 17249 0 0 EOG RES INC COM 26875P101 5334 55135 SH SOLE 55135 0 0 EPR PPTYS COM SH BEN INT 26884U109 287 4118 SH SOLE 4118 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 3173 63300 SH SOLE 63300 0 0 ESSEX PPTY TR INC COM 297178105 264 1039 SH SOLE 1039 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 1115 55756 SH SOLE 55756 0 0 EXXON MOBIL CORP COM 30231G102 2667 32527 SH SOLE 32527 0 0 FACEBOOK INC CL A 30303M102 21213 124149 SH SOLE 124149 0 0 FASTENAL CO COM 311900104 1790 39266 SH SOLE 39266 0 0 FIDELITY MSCI ENERGY IDX 316092402 429 22660 SH SOLE 22660 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 382 3657 SH SOLE 3657 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 221 18428 SH SOLE 18428 0 0 FORTIVE CORP COM 34959J108 2840 40113 SH SOLE 40113 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2581 183815 SH SOLE 183815 0 0 GARTNER INC COM 366651107 203 1633 SH SOLE 1633 0 0 GENERAL DYNAMICS CORP COM 369550108 1206 5865 SH SOLE 5865 0 0 GENERAL ELECTRIC CO COM 369604103 804 33255 SH SOLE 33255 0 0 GENERAL MLS INC COM 370334104 314 6060 SH SOLE 6060 0 0 GILEAD SCIENCES INC COM 375558103 3628 44776 SH SOLE 44776 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 11124 556487 SH SOLE 556487 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1419 45700 SH SOLE 45700 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 1460 18749 SH SOLE 18749 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 335 3478 SH SOLE 3478 0 0 HELMERICH & PAYNE INC COM 423452101 780 14966 SH SOLE 14966 0 0 HOME DEPOT INC COM 437076102 10277 62831 SH SOLE 62831 0 0 HONEYWELL INTL INC COM 438516106 864 6096 SH SOLE 6096 0 0 HP INC COM 40434L105 2315 115996 SH SOLE 115996 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 3975 400388 SH SOLE 400388 0 0 HUMANA INC COM 444859102 3647 14970 SH SOLE 14970 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 6412 28318 SH SOLE 28318 0 0 IGNYTA INC COM 451731103 679 55000 SH SOLE 55000 0 0 ILLINOIS TOOL WKS INC COM 452308109 6043 40839 SH SOLE 40839 0 0 IMMUNOMEDICS INC COM 452907108 3872 277000 SH SOLE 277000 0 0 INGERSOLL-RAND PLC SHS G47791101 940 10540 SH SOLE 10540 0 0 INGEVITY CORP COM 45688C107 2776 44436 SH SOLE 44436 0 0 INTEL CORP COM 458140100 2818 74002 SH SOLE 74002 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4189 28875 SH SOLE 28875 0 0 INTUIT COM 461202103 337 2371 SH SOLE 2371 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2346 43423 SH SOLE 43423 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 3834 36391 SH SOLE 36391 0 0 ISHARES TR CALIF MUN BD ETF 464288356 18250 153995 SH SOLE 153995 0 0 ISHARES TR COHEN STEER REIT 464287564 2195 21810 SH SOLE 21810 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 364 4230 SH SOLE 4230 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 244 4000 SH SOLE 4000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 12179 68077 SH SOLE 68077 0 0 ISHARES TR CORE S&P SCP ETF 464287804 7243 97591 SH SOLE 97591 0 0 ISHARES TR CORE S&P500 ETF 464287200 11064 43745 SH SOLE 43745 0 0 ISHARES TR CORE US AGGBD ET 464287226 48105 438958 SH SOLE 438958 0 0 ISHARES TR GLB INFRASTR ETF 464288372 3017 66660 SH SOLE 66660 0 0 ISHARES TR INTRM GOV CR ETF 464288612 6045 54510 SH SOLE 54510 0 0 ISHARES TR INTRMD CR BD ETF 464288638 921 8362 SH SOLE 8362 0 0 ISHARES TR MSCI ACWI EX US 464288240 7282 150620 SH SOLE 150620 0 0 ISHARES TR MSCI EAFE ETF 464287465 62873 918131 SH SOLE 918131 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 53164 1186445 SH SOLE 1186445 0 0 ISHARES TR MSCI KLD400 SOC 464288570 279 3000 SH SOLE 3000 0 0 ISHARES TR MSCI USA ESG SLC 464288802 936 8957 SH SOLE 8957 0 0 ISHARES TR N AMER TECH ETF 464287549 3873 24941 SH SOLE 24941 0 0 ISHARES TR NASDAQ BIOTECH 464287556 474 1421 SH SOLE 1421 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1340 12085 SH SOLE 12085 0 0 ISHARES TR NEW YORK MUN ETF 464288323 206 1840 SH SOLE 1840 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 4578 36881 SH SOLE 36881 0 0 ISHARES TR RUS MID CAP ETF 464287499 10739 54473 SH SOLE 54473 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1346 9085 SH SOLE 9085 0 0 ISHARES TR S&P 100 ETF 464287101 3114 27979 SH SOLE 27979 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3823 26658 SH SOLE 26658 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3706 34347 SH SOLE 34347 0 0 ISHARES TR S&P MC 400GR ETF 464287606 440 2176 SH SOLE 2176 0 0 ISHARES TR S&P MC 400VL ETF 464287705 218 1427 SH SOLE 1427 0 0 ISHARES TR SELECT DIVID ETF 464287168 1001 10689 SH SOLE 10689 0 0 ISHARES TR SP SMCP600VL ETF 464287879 20329 137070 SH SOLE 137070 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1787 22368 SH SOLE 22368 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 226 16516 SH SOLE 16516 0 0 JOHNSON & JOHNSON COM 478160104 12775 98260 SH SOLE 98260 0 0 JOHNSON CTLS INTL PLC SHS G51502105 3658 90780 SH SOLE 90780 0 0 JPMORGAN CHASE & CO COM 46625H100 10755 112604 SH SOLE 112604 0 0 JUNO THERAPEUTICS INC COM 48205A109 897 20000 SH SOLE 20000 0 0 KAR AUCTION SVCS INC COM 48238T109 2050 42931 SH SOLE 42931 0 0 KIMBERLY CLARK CORP COM 494368103 5295 44999 SH SOLE 44999 0 0 KITE PHARMA INC COM 49803L109 243 1350 SH SOLE 1350 0 0 KLA-TENCOR CORP COM 482480100 2721 25672 SH SOLE 25672 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 519 3438 SH SOLE 3438 0 0 LAUDER ESTEE COS INC CL A 518439104 334 3096 SH SOLE 3096 0 0 LEAR CORP COM NEW 521865204 4395 25391 SH SOLE 25391 0 0 LILLY ELI & CO COM 532457108 207 2422 SH SOLE 2422 0 0 LOCKHEED MARTIN CORP COM 539830109 261 842 SH SOLE 842 0 0 MASTERCARD INCORPORATED CL A 57636Q104 242 1717 SH SOLE 1717 0 0 MCDONALDS CORP COM 580135101 871 5557 SH SOLE 5557 0 0 MCKESSON CORP COM 58155Q103 200 1305 SH SOLE 1305 0 0 MEDTRONIC PLC SHS G5960L103 5137 66058 SH SOLE 66058 0 0 MERCK & CO INC COM 58933Y105 5206 81301 SH SOLE 81301 0 0 METLIFE INC COM 59156R108 211 4054 SH SOLE 4054 0 0 MICROSOFT CORP COM 594918104 23609 316945 SH SOLE 316945 0 0 MINERALS TECHNOLOGIES INC COM 603158106 3500 49541 SH SOLE 49541 0 0 MONDELEZ INTL INC CL A 609207105 298 7330 SH SOLE 7330 0 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 4 10000 SH SOLE 10000 0 0 NCR CORP NEW COM 62886E108 4707 125445 SH SOLE 125445 0 0 NEOVASC INC COM 64065J106 968 569250 SH SOLE 569250 0 0 NEWELL BRANDS INC COM 651229106 3561 83452 SH SOLE 83452 0 0 NIKE INC CL B 654106103 437 8432 SH SOLE 8432 0 0 NORFOLK SOUTHERN CORP COM 655844108 509 3848 SH SOLE 3848 0 0 NORTHROP GRUMMAN CORP COM 666807102 2313 8040 SH SOLE 8040 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 279 18669 SH SOLE 18669 0 0 NXP SEMICONDUCTORS N V COM N6596X109 7438 65771 SH SOLE 65771 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1607 25026 SH SOLE 25026 0 0 OCULAR THERAPEUTIX INC COM 67576A100 907 146752 SH SOLE 146752 0 0 ONE LIBERTY PPTYS INC COM 682406103 256 10500 SH SOLE 10500 0 0 ORACLE CORP COM 68389X105 777 16066 SH SOLE 16066 0 0 ORIX CORP SPONSORED ADR 686330101 3233 200114 SH SOLE 200114 0 0 PACKAGING CORP AMER COM 695156109 3161 27560 SH SOLE 27560 0 0 PEPSICO INC COM 713448108 4192 37619 SH SOLE 37619 0 0 PERKINELMER INC COM 714046109 212 3069 SH SOLE 3069 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 235 23429 SH SOLE 23429 0 0 PFIZER INC COM 717081103 950 26606 SH SOLE 26606 0 0 PG&E CORP COM 69331C108 258 3790 SH SOLE 3790 0 0 PHILIP MORRIS INTL INC COM 718172109 461 4149 SH SOLE 4149 0 0 PHILLIPS 66 COM 718546104 213 2322 SH SOLE 2322 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 224 11100 SH SOLE 11100 0 0 PIONEER NAT RES CO COM 723787107 218 1477 SH SOLE 1477 0 0 PNC FINL SVCS GROUP INC COM 693475105 9152 67908 SH SOLE 67908 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10604 72904 SH SOLE 72904 0 0 PPG INDS INC COM 693506107 1377 12671 SH SOLE 12671 0 0 PRAXAIR INC COM 74005P104 2567 18367 SH SOLE 18367 0 0 PRICELINE GRP INC COM NEW 741503403 280 153 SH SOLE 153 0 0 PROCTER AND GAMBLE CO COM 742718109 1181 12979 SH SOLE 12979 0 0 PROGRESSIVE CORP OHIO COM 743315103 227 4683 SH SOLE 4683 0 0 PROLOGIS INC COM 74340W103 223 3509 SH SOLE 3509 0 0 PRUDENTIAL FINL INC COM 744320102 5325 50083 SH SOLE 50083 0 0 PUBLIC STORAGE COM 74460D109 202 942 SH SOLE 942 0 0 QUANTA SVCS INC COM 74762E102 765 20465 SH SOLE 20465 0 0 RAYTHEON CO COM NEW 755111507 2746 14720 SH SOLE 14720 0 0 REGIONS FINL CORP NEW COM 7591EP100 1365 89601 SH SOLE 89601 0 0 ROSS STORES INC COM 778296103 220 3410 SH SOLE 3410 0 0 SCHLUMBERGER LTD COM 806857108 2335 33462 SH SOLE 33462 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2928 108823 SH SOLE 108823 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1560 46610 SH SOLE 46610 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 337 5100 SH SOLE 5100 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2200 36635 SH SOLE 36635 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 591 14376 SH SOLE 14376 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 637 9460 SH SOLE 9460 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 615 8979 SH SOLE 8979 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1663 51572 SH SOLE 51572 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 377 4187 SH SOLE 4187 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 385 7133 SH SOLE 7133 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 628 7689 SH SOLE 7689 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9383 362829 SH SOLE 362829 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 217 3055 SH SOLE 3055 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5448 92191 SH SOLE 92191 0 0 SEMPRA ENERGY COM 816851109 433 3797 SH SOLE 3797 0 0 SNAP ON INC COM 833034101 3916 26277 SH SOLE 26277 0 0 SPARK THERAPEUTICS INC COM 84652J103 3620 40600 SH SOLE 40600 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 54569 448836 SH SOLE 448836 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 3697 96327 SH SOLE 96327 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 509 13450 SH SOLE 13450 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 291 5600 SH SOLE 5600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 69931 278358 SH SOLE 278358 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2160 6618 SH SOLE 6618 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 28522 586877 SH SOLE 586877 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 23481 480091 SH SOLE 480091 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 1268 20810 SH SOLE 20810 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 520 11370 SH SOLE 11370 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 41764 1361715 SH SOLE 1361715 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 338 3701 SH SOLE 3701 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 5833 558635 SH SOLE 558635 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 981 20680 SH SOLE 20680 0 0 STATE STR CORP COM 857477103 4108 42997 SH SOLE 42997 0 0 STEEL DYNAMICS INC COM 858119100 723 20969 SH SOLE 20969 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 717 64600 SH SOLE 64600 0 0 STONERIDGE INC COM 86183P102 297 15000 SH SOLE 15000 0 0 STRYKER CORP COM 863667101 5030 35421 SH SOLE 35421 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 3767 98800 SH SOLE 98800 0 0 SUN CMNTYS INC COM 866674104 257 3000 SH SOLE 3000 0 0 SYSCO CORP COM 871829107 4279 79310 SH SOLE 79310 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 269 7166 SH SOLE 7166 0 0 TARGET CORP COM 87612E106 4057 68758 SH SOLE 68758 0 0 TECH DATA CORP COM 878237106 779 8766 SH SOLE 8766 0 0 TENNECO INC COM 880349105 3430 56540 SH SOLE 56540 0 0 TEXAS INSTRS INC COM 882508104 440 4905 SH SOLE 4905 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6051 31983 SH SOLE 31983 0 0 TIME WARNER INC COM NEW 887317303 6340 61884 SH SOLE 61884 0 0 TJX COS INC NEW COM 872540109 5576 75623 SH SOLE 75623 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 3625 60399 SH SOLE 60399 0 0 TRAVELERS COMPANIES INC COM 89417E109 1138 9288 SH SOLE 9288 0 0 TRINSEO S A SHS L9340P101 2980 44410 SH SOLE 44410 0 0 TUPPERWARE BRANDS CORP COM 899896104 3275 52980 SH SOLE 52980 0 0 UNION PAC CORP COM 907818108 5010 43197 SH SOLE 43197 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6558 54613 SH SOLE 54613 0 0 UNITED TECHNOLOGIES CORP COM 913017109 833 7172 SH SOLE 7172 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3942 20128 SH SOLE 20128 0 0 US BANCORP DEL COM NEW 902973304 6709 125199 SH SOLE 125199 0 0 VALE S A ADR 91912E105 355 35214 SH SOLE 35214 0 0 VALERO ENERGY CORP NEW COM 91913Y100 218 2839 SH SOLE 2839 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 3383 193005 SH SOLE 193005 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 290 2160 SH SOLE 2160 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 202 1581 SH SOLE 1581 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 531 4600 SH SOLE 4600 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 200 1642 SH SOLE 1642 0 0 VANGUARD INDEX FDS REIT ETF 922908553 9754 117389 SH SOLE 117389 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 7158 56017 SH SOLE 56017 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 62591 483250 SH SOLE 483250 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 14165 268725 SH SOLE 268725 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10270 235720 SH SOLE 235720 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 331 5566 SH SOLE 5566 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11545 131180 SH SOLE 131180 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3299 41173 SH SOLE 41173 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 495 4594 SH SOLE 4594 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 273 2880 SH SOLE 2880 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9092 209435 SH SOLE 209435 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 579 7146 SH SOLE 7146 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 8007 55863 SH SOLE 55863 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7500 54131 SH SOLE 54131 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2788 29790 SH SOLE 29790 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 202 3090 SH SOLE 3090 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8568 56264 SH SOLE 56264 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 7274 54179 SH SOLE 54179 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 16237 106833 SH SOLE 106833 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2283 17762 SH SOLE 17762 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1483 16069 SH SOLE 16069 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2889 24739 SH SOLE 24739 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2814 56850 SH SOLE 56850 0 0 VISA INC COM CL A 92826C839 8504 80803 SH SOLE 80803 0 0 WAL-MART STORES INC COM 931142103 425 5445 SH SOLE 5445 0 0 WASTE MGMT INC DEL COM 94106L109 4112 52537 SH SOLE 52537 0 0 WATERS CORP COM 941848103 562 3130 SH SOLE 3130 0 0 WELLS FARGO CO NEW COM 949746101 1734 31441 SH SOLE 31441 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4812 45654 SH SOLE 45654 0 0 ZOGENIX INC COM NEW 98978L204 5713 163000 SH SOLE 163000 0 0