Chief Operating and Risk Officer

0001085146-17-000465.txt : 20170210 0001085146-17-000465.hdr.sgml : 20170210 20170210160038 ACCESSION NUMBER: 0001085146-17-000465 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 17593108 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000750641 XXXXXXXX 12-31-2016 12-31-2016 false BAILARD, INC.

950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404

13F HOLDINGS REPORT 028-01707 N Sonya Thadhani Chief Operating and Risk Officer 650-571-5800 /s/ Sonya Thadhani Foster City CA 02-10-2017 0 304 1104999 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2066 11570 SH SOLE 11570 0 0 ABBOTT LABS COM 002824100 559 14560 SH SOLE 14560 0 0 ABBVIE INC COM 00287Y109 341 5446 SH SOLE 5446 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8161 69676 SH SOLE 69676 0 0 ACTIVISION BLIZZARD INC COM 00507V109 284 7867 SH SOLE 7867 0 0 ADECOAGRO S A COM L00849106 158 15200 SH SOLE 15200 0 0 ADOBE SYS INC COM 00724F101 508 4933 SH SOLE 4933 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 3142 83000 SH SOLE 83000 0 0 AGENUS INC COM NEW 00847G705 610 148000 SH SOLE 148000 0 0 AGREE REALTY CORP COM 008492100 257 5590 SH SOLE 5590 0 0 AIR PRODS & CHEMS INC COM 009158106 225 1563 SH SOLE 1563 0 0 ALASKA AIR GROUP INC COM 011659109 5108 57564 SH SOLE 57564 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 296 2660 SH SOLE 2660 0 0 ALLSTATE CORP COM 020002101 2411 32522 SH SOLE 32522 0 0 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 303 14260 SH SOLE 14260 0 0 ALPHABET INC CAP STK CL A 02079K305 10267 12956 SH SOLE 12956 0 0 ALPHABET INC CAP STK CL C 02079K107 5649 7319 SH SOLE 7319 0 0 ALTRIA GROUP INC COM 02209S103 298 4403 SH SOLE 4403 0 0 AMAZON COM INC COM 023135106 1171 1562 SH SOLE 1562 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 239 4800 SH SOLE 4800 0 0 AMERICAN EXPRESS CO COM 025816109 1114 15043 SH SOLE 15043 0 0 AMERICAN NATL INS CO COM 028591105 299 2400 SH SOLE 2400 0 0 AMGEN INC COM 031162100 701 4792 SH SOLE 4792 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 364 8000 SH SOLE 8000 0 0 APPLE INC COM 037833100 20895 180409 SH SOLE 180409 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4387 80000 SH SOLE 80000 0 0 AT&T INC COM 00206R102 636 14963 SH SOLE 14963 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 589 5734 SH SOLE 5734 0 0 AUTOZONE INC COM 053332102 1656 2097 SH SOLE 2097 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 42 42000 SH SOLE 42000 0 0 BALL CORP COM 058498106 1482 19745 SH SOLE 19745 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 377 10279 SH SOLE 10279 0 0 BANK AMER CORP COM 060505104 436 19751 SH SOLE 19751 0 0 BECTON DICKINSON & CO COM 075887109 301 1819 SH SOLE 1819 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 244 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1130 6935 SH SOLE 6935 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 977 558000 SH SOLE 558000 0 0 BLACKROCK INC COM 09247X101 5689 14949 SH SOLE 14949 0 0 BOEING CO COM 097023105 262 1685 SH SOLE 1685 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1270 21740 SH SOLE 21740 0 0 BT GROUP PLC ADR 05577E101 2278 98912 SH SOLE 98912 0 0 CAPITAL ONE FINL CORP COM 14040H105 1147 13145 SH SOLE 13145 0 0 CATERPILLAR INC DEL COM 149123101 343 3702 SH SOLE 3702 0 0 CELESTICA INC SUB VTG SHS 15101Q108 406 34250 SH SOLE 34250 0 0 CHEVRON CORP NEW COM 166764100 2162 18365 SH SOLE 18365 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 343 10886 SH SOLE 10886 0 0 CISCO SYS INC COM 17275R102 7409 245166 SH SOLE 245166 0 0 CITIGROUP INC COM NEW 172967424 231 3890 SH SOLE 3890 0 0 CITIZENS FINL GROUP INC COM 174610105 4179 117286 SH SOLE 117286 0 0 COCA COLA CO COM 191216100 497 11979 SH SOLE 11979 0 0 COLGATE PALMOLIVE CO COM 194162103 4639 70892 SH SOLE 70892 0 0 COMCAST CORP NEW CL A 20030N101 3334 48279 SH SOLE 48279 0 0 COMMERCIAL VEH GROUP INC COM 202608105 133 24000 SH SOLE 24000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 284 25200 SH SOLE 25200 0 0 CONOCOPHILLIPS COM 20825C104 2945 58736 SH SOLE 58736 0 0 CORE LABORATORIES N V COM N22717107 597 4971 SH SOLE 4971 0 0 COSTCO WHSL CORP NEW COM 22160K105 5437 33959 SH SOLE 33959 0 0 CRANE CO COM 224399105 3240 44930 SH SOLE 44930 0 0 CREDICORP LTD COM G2519Y108 562 3557 SH SOLE 3557 0 0 CROWN HOLDINGS INC COM 228368106 3087 58725 SH SOLE 58725 0 0 CUMMINS INC COM 231021106 2329 17039 SH SOLE 17039 0 0 CVS HEALTH CORP COM 126650100 4248 53833 SH SOLE 53833 0 0 CYRUSONE INC COM 23283R100 209 4665 SH SOLE 4665 0 0 DANAHER CORP DEL COM 235851102 2665 34234 SH SOLE 34234 0 0 DCT INDUSTRIAL TRUST INC COM NEW 233153204 431 9000 SH SOLE 9000 0 0 DDR CORP COM 23317H102 399 26100 SH SOLE 26100 0 0 DELUXE CORP COM 248019101 3506 48955 SH SOLE 48955 0 0 DIGITAL RLTY TR INC COM 253868103 490 4985 SH SOLE 4985 0 0 DISCOVER FINL SVCS COM 254709108 7771 107795 SH SOLE 107795 0 0 DISH NETWORK CORP CL A 25470M109 1021 17624 SH SOLE 17624 0 0 DISNEY WALT CO COM DISNEY 254687106 6311 60558 SH SOLE 60558 0 0 DOW CHEM CO COM 260543103 405 7081 SH SOLE 7081 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 259 3336 SH SOLE 3336 0 0 DUKE REALTY CORP COM NEW 264411505 465 17500 SH SOLE 17500 0 0 EASTGROUP PPTY INC COM 277276101 322 4360 SH SOLE 4360 0 0 ECOLAB INC COM 278865100 454 3873 SH SOLE 3873 0 0 ECOPETROL S A SPONSORED ADS 279158109 181 20000 SH SOLE 20000 0 0 ENERSYS COM 29275Y102 2511 32145 SH SOLE 32145 0 0 EOG RES INC COM 26875P101 3758 37167 SH SOLE 37167 0 0 EPR PPTYS COM SH BEN INT 26884U109 267 3718 SH SOLE 3718 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 227 7500 SH SOLE 7500 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 227 3155 SH SOLE 3155 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 599 9310 SH SOLE 9310 0 0 ESSEX PPTY TR INC COM 297178105 242 1039 SH SOLE 1039 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4043 58768 SH SOLE 58768 0 0 EXXON MOBIL CORP COM 30231G102 3145 34843 SH SOLE 34843 0 0 FACEBOOK INC CL A 30303M102 10750 93434 SH SOLE 93434 0 0 FEDERAL MOGUL HOLDINGS CORP COM 313549404 368 35700 SH SOLE 35700 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 309 2175 SH SOLE 2175 0 0 FERRO CORP COM 315405100 287 20000 SH SOLE 20000 0 0 FIDELITY MSCI ENERGY IDX 316092402 843 39815 SH SOLE 39815 0 0 FIRST BANCORP P R COM NEW 318672706 397 60000 SH SOLE 60000 0 0 FLEX LTD ORD Y2573F102 2925 203517 SH SOLE 203517 0 0 FORTIVE CORP COM 34959J108 739 13778 SH SOLE 13778 0 0 GENERAL DYNAMICS CORP COM 369550108 1020 5910 SH SOLE 5910 0 0 GENERAL ELECTRIC CO COM 369604103 1332 42144 SH SOLE 42144 0 0 GENERAL MLS INC COM 370334104 5755 93171 SH SOLE 93171 0 0 GILEAD SCIENCES INC COM 375558103 3360 46920 SH SOLE 46920 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 9650 500000 SH SOLE 500000 0 0 GLOBAL X FDS GLBX MSCI COLUM 37950E200 201 22000 SH SOLE 22000 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 925 18749 SH SOLE 18749 0 0 HOME DEPOT INC COM 437076102 8205 61192 SH SOLE 61192 0 0 HONEYWELL INTL INC COM 438516106 688 5937 SH SOLE 5937 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 3247 400000 SH SOLE 400000 0 0 HUMANA INC COM 444859102 1300 6374 SH SOLE 6374 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 5347 29029 SH SOLE 29029 0 0 ILLINOIS TOOL WKS INC COM 452308109 4745 38746 SH SOLE 38746 0 0 IMMUNOMEDICS INC COM 452907108 1156 315000 SH SOLE 315000 0 0 INFOSYS LTD SPONSORED ADR 456788108 455 30684 SH SOLE 30684 0 0 INGERSOLL-RAND PLC SHS G47791101 820 10925 SH SOLE 10925 0 0 INTEL CORP COM 458140100 6646 183249 SH SOLE 183249 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5025 30274 SH SOLE 30274 0 0 ISHARES AUSTRIA CAPD ETF 464286202 195 11800 SH SOLE 11800 0 0 ISHARES MSCI THI CAP ETF 464286624 200 2775 SH SOLE 2775 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1802 42458 SH SOLE 42458 0 0 ISHARES INC MSCI RUS ETF NEW 46434G798 204 6100 SH SOLE 6100 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 1122 38200 SH SOLE 38200 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 2550 24300 SH SOLE 24300 0 0 ISHARES TR CALIF MUN BD ETF 464288356 11409 98870 SH SOLE 98870 0 0 ISHARES TR COHEN&STEER REIT 464287564 2417 24260 SH SOLE 24260 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 959 11660 SH SOLE 11660 0 0 ISHARES TR CORE MSCITOTAL 46432F834 202 4000 SH SOLE 4000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 11427 69114 SH SOLE 69114 0 0 ISHARES TR CORE S&P SCP ETF 464287804 5982 43500 SH SOLE 43500 0 0 ISHARES TR CORE S&P500 ETF 464287200 9810 43604 SH SOLE 43604 0 0 ISHARES TR CORE US AGGBD ET 464287226 42618 394394 SH SOLE 394394 0 0 ISHARES TR GLB INFRASTR ETF 464288372 2169 55565 SH SOLE 55565 0 0 ISHARES TR INTERM CR BD ETF 464288638 991 9159 SH SOLE 9159 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 6404 58300 SH SOLE 58300 0 0 ISHARES TR MSCI ACWI EX US 464288240 4906 121840 SH SOLE 121840 0 0 ISHARES TR MSCI EAFE ETF 464287465 4193 72635 SH SOLE 72635 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1578 45085 SH SOLE 45085 0 0 ISHARES TR MSCI KLD400 SOC 464288570 247 3000 SH SOLE 3000 0 0 ISHARES TR N AMER TECH ETF 464287549 3459 27942 SH SOLE 27942 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 353 1331 SH SOLE 1331 0 0 ISHARES TR NATIONAL MUN ETF 464288414 14872 137475 SH SOLE 137475 0 0 ISHARES TR NEW YORK MUN ETF 464288323 202 1855 SH SOLE 1855 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 6703 56355 SH SOLE 56355 0 0 ISHARES TR RUS MID-CAP ETF 464287499 9509 53166 SH SOLE 53166 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1167 8656 SH SOLE 8656 0 0 ISHARES TR S&P 100 ETF 464287101 3125 31464 SH SOLE 31464 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3658 30034 SH SOLE 30034 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3285 32405 SH SOLE 32405 0 0 ISHARES TR S&P MC 400GR ETF 464287606 401 2201 SH SOLE 2201 0 0 ISHARES TR SELECT DIVID ETF 464287168 1049 11841 SH SOLE 11841 0 0 ISHARES TR SP SMCP600VL ETF 464287879 18838 134543 SH SOLE 134543 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1630 21180 SH SOLE 21180 0 0 ISHARES TR USA ESG SLCT ETF 464288802 683 7423 SH SOLE 7423 0 0 JOHNSON & JOHNSON COM 478160104 11177 97012 SH SOLE 97012 0 0 JOHNSON CTLS INTL PLC SHS G51502105 887 21537 SH SOLE 21537 0 0 JPMORGAN CHASE & CO COM 46625H100 11008 127574 SH SOLE 127574 0 0 KAR AUCTION SVCS INC COM 48238T109 1863 43721 SH SOLE 43721 0 0 KILROY RLTY CORP COM 49427F108 293 4000 SH SOLE 4000 0 0 KIMBERLY CLARK CORP COM 494368103 5005 43855 SH SOLE 43855 0 0 KLA-TENCOR CORP COM 482480100 2021 25688 SH SOLE 25688 0 0 KULICKE & SOFFA INDS INC COM 501242101 319 20000 SH SOLE 20000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 534 4160 SH SOLE 4160 0 0 LAM RESEARCH CORP COM 512807108 211 2000 SH SOLE 2000 0 0 LEAR CORP COM NEW 521865204 3302 24946 SH SOLE 24946 0 0 LIBERTY PPTY TR SH BEN INT 531172104 245 6200 SH SOLE 6200 0 0 LIFE STORAGE INC COM 53223X107 213 2500 SH SOLE 2500 0 0 LOCKHEED MARTIN CORP COM 539830109 262 1049 SH SOLE 1049 0 0 MCDONALDS CORP COM 580135101 856 7030 SH SOLE 7030 0 0 MEDTRONIC PLC SHS G5960L103 4569 64147 SH SOLE 64147 0 0 MERCK & CO INC COM 58933Y105 4472 75969 SH SOLE 75969 0 0 MICROSOFT CORP COM 594918104 16797 270303 SH SOLE 270303 0 0 MINERALS TECHNOLOGIES INC COM 603158106 3904 50541 SH SOLE 50541 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 2698 1500000 SH SOLE 1500000 0 0 MONDELEZ INTL INC CL A 609207105 286 6455 SH SOLE 6455 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 221 5000 SH SOLE 5000 0 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 6 10000 SH SOLE 10000 0 0 NEOVASC INC COM 64065J106 985 569250 SH SOLE 569250 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 343 29900 SH SOLE 29900 0 0 NETEASE INC SPONSORED ADR 64110W102 646 3000 SH SOLE 3000 0 0 NETGEAR INC COM 64111Q104 2749 50573 SH SOLE 50573 0 0 NEURODERM LTD ORD SHS M74231107 2209 99500 SH SOLE 99500 0 0 NEWELL BRANDS INC COM 651229106 3393 75988 SH SOLE 75988 0 0 NEXTERA ENERGY INC COM 65339F101 288 2414 SH SOLE 2414 0 0 NIKE INC CL B 654106103 547 10753 SH SOLE 10753 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 6317 150000 SH SOLE 150000 0 0 NORFOLK SOUTHERN CORP COM 655844108 436 4038 SH SOLE 4038 0 0 NORTHROP GRUMMAN CORP COM 666807102 1926 8280 SH SOLE 8280 0 0 NORTHWEST NAT GAS CO COM 667655104 287 4800 SH SOLE 4800 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 382 26995 SH SOLE 26995 0 0 NXP SEMICONDUCTORS N V COM N6596X109 5171 52757 SH SOLE 52757 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1861 26132 SH SOLE 26132 0 0 OCULAR THERAPEUTIX INC COM 67576A100 2065 246752 SH SOLE 246752 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 674 449000 SH SOLE 449000 0 0 ONE LIBERTY PPTYS INC COM 682406103 264 10500 SH SOLE 10500 0 0 ORACLE CORP COM 68389X105 777 20216 SH SOLE 20216 0 0 ORIX CORP SPONSORED ADR 686330101 3128 200000 SH SOLE 200000 0 0 PACKAGING CORP AMER COM 695156109 2398 28275 SH SOLE 28275 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 275 14217 SH SOLE 14217 0 0 PEPSICO INC COM 713448108 817 7811 SH SOLE 7811 0 0 PFIZER INC COM 717081103 815 25097 SH SOLE 25097 0 0 PHILIP MORRIS INTL INC COM 718172109 368 4024 SH SOLE 4024 0 0 PHILLIPS 66 COM 718546104 201 2322 SH SOLE 2322 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 441 21100 SH SOLE 21100 0 0 PINNACLE WEST CAP CORP COM 723484101 380 4864 SH SOLE 4864 0 0 PNC FINL SVCS GROUP INC COM 693475105 7780 66517 SH SOLE 66517 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 58587 494490 SH SOLE 494490 0 0 PPG INDS INC COM 693506107 1299 13711 SH SOLE 13711 0 0 PRAXAIR INC COM 74005P104 2027 17294 SH SOLE 17294 0 0 PROCTER AND GAMBLE CO COM 742718109 1297 15421 SH SOLE 15421 0 0 PROLOGIS INC COM 74340W103 253 4792 SH SOLE 4792 0 0 PRUDENTIAL FINL INC COM 744320102 5299 50924 SH SOLE 50924 0 0 PUBLIC STORAGE COM 74460D109 237 1061 SH SOLE 1061 0 0 QUAD / GRAPHICS INC COM CL A 747301109 336 12500 SH SOLE 12500 0 0 QUALCOMM INC COM 747525103 293 4490 SH SOLE 4490 0 0 RAYONIER INC COM 754907103 607 22837 SH SOLE 22837 0 0 RAYTHEON CO COM NEW 755111507 296 2085 SH SOLE 2085 0 0 REGIONS FINL CORP NEW COM 7591EP100 275 19122 SH SOLE 19122 0 0 RETAIL PPTYS AMER INC CL A 76131V202 629 41000 SH SOLE 41000 0 0 REYNOLDS AMERICAN INC COM 761713106 1416 25263 SH SOLE 25263 0 0 ROSS STORES INC COM 778296103 285 4350 SH SOLE 4350 0 0 SAP SE SPON ADR 803054204 225 2603 SH SOLE 2603 0 0 SCHLUMBERGER LTD COM 806857108 4002 47668 SH SOLE 47668 0 0 SCHNITZER STL INDS CL A 806882106 227 8823 SH SOLE 8823 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2175 100868 SH SOLE 100868 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1317 47592 SH SOLE 47592 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 284 5080 SH SOLE 5080 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2325 43668 SH SOLE 43668 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 873 21279 SH SOLE 21279 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 692 11258 SH SOLE 11258 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1501 48810 SH SOLE 48810 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 356 4375 SH SOLE 4375 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 419 8103 SH SOLE 8103 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 545 7902 SH SOLE 7902 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 54475 723244 SH SOLE 723244 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8503 365716 SH SOLE 365716 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4075 84252 SH SOLE 84252 0 0 SIMON PPTY GROUP INC NEW COM 828806109 335 1883 SH SOLE 1883 0 0 SL GREEN RLTY CORP COM 78440X101 581 5398 SH SOLE 5398 0 0 SNAP ON INC COM 833034101 5860 34213 SH SOLE 34213 0 0 SPARK THERAPEUTICS INC COM 84652J103 2026 40600 SH SOLE 40600 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2186 19940 SH SOLE 19940 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 3741 103673 SH SOLE 103673 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 424 13450 SH SOLE 13450 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 252 5600 SH SOLE 5600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 68215 305176 SH SOLE 305176 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2214 7337 SH SOLE 7337 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 32660 681268 SH SOLE 681268 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 18774 395741 SH SOLE 395741 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 610 11395 SH SOLE 11395 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 10069 329812 SH SOLE 329812 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1088 12711 SH SOLE 12711 0 0 SPECTRA ENERGY CORP COM 847560109 1227 29869 SH SOLE 29869 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 42 41000 SH SOLE 41000 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 3388 360775 SH SOLE 360775 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1088 22915 SH SOLE 22915 0 0 STARBUCKS CORP COM 855244109 201 3612 SH SOLE 3612 0 0 STATE STR CORP COM 857477103 255 3287 SH SOLE 3287 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 1324 123785 SH SOLE 123785 0 0 STONERIDGE INC COM 86183P102 265 15000 SH SOLE 15000 0 0 STRYKER CORP COM 863667101 5145 42946 SH SOLE 42946 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 3442 90000 SH SOLE 90000 0 0 SUN CMNTYS INC COM 866674104 230 3000 SH SOLE 3000 0 0 SYSCO CORP COM 871829107 398 7187 SH SOLE 7187 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 999 34755 SH SOLE 34755 0 0 TARGET CORP COM 87612E106 302 4178 SH SOLE 4178 0 0 TENNECO INC COM 880349105 3570 57145 SH SOLE 57145 0 0 TEXAS INSTRS INC COM 882508104 358 4906 SH SOLE 4906 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4237 30027 SH SOLE 30027 0 0 TIME WARNER INC COM NEW 887317303 5987 62022 SH SOLE 62022 0 0 TJX COS INC NEW COM 872540109 5193 69117 SH SOLE 69117 0 0 TRAVELERS COMPANIES INC COM 89417E109 1007 8227 SH SOLE 8227 0 0 TRINSEO S A SHS L9340P101 2595 43763 SH SOLE 43763 0 0 TUPPERWARE BRANDS CORP COM 899896104 2988 56785 SH SOLE 56785 0 0 UNION PAC CORP COM 907818108 3204 30902 SH SOLE 30902 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6360 55475 SH SOLE 55475 0 0 UNITED TECHNOLOGIES CORP COM 913017109 780 7111 SH SOLE 7111 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2855 17837 SH SOLE 17837 0 0 US BANCORP DEL COM NEW 902973304 5755 112038 SH SOLE 112038 0 0 US FOODS HLDG CORP COM 912008109 2870 104425 SH SOLE 104425 0 0 V F CORP COM 918204108 3917 73422 SH SOLE 73422 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 11550 669525 SH SOLE 669525 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 218 2025 SH SOLE 2025 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 645 6300 SH SOLE 6300 0 0 VANGUARD INDEX FDS REIT ETF 922908553 8602 104234 SH SOLE 104234 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5631 46541 SH SOLE 46541 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54982 476777 SH SOLE 476777 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11182 253092 SH SOLE 253092 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7987 223238 SH SOLE 223238 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2305 26892 SH SOLE 26892 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4156 52359 SH SOLE 52359 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 472 4577 SH SOLE 4577 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 254 2979 SH SOLE 2979 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6753 184798 SH SOLE 184798 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 519 6848 SH SOLE 6848 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7305 56773 SH SOLE 56773 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7530 56196 SH SOLE 56196 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 3424 32705 SH SOLE 32705 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 7244 57144 SH SOLE 57144 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 6524 54704 SH SOLE 54704 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 12308 101303 SH SOLE 101303 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2051 18240 SH SOLE 18240 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1620 16172 SH SOLE 16172 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2717 25389 SH SOLE 25389 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3031 56789 SH SOLE 56789 0 0 VISA INC COM CL A 92826C839 6499 83300 SH SOLE 83300 0 0 WAL-MART STORES INC COM 931142103 449 6489 SH SOLE 6489 0 0 WATERS CORP COM 941848103 638 4751 SH SOLE 4751 0 0 WELLS FARGO & CO NEW COM 949746101 1881 34131 SH SOLE 34131 0 0 ZOGENIX INC COM NEW 98978L204 1847 152000 SH SOLE 152000 0 0