0001085146-17-000465.txt : 20170210
0001085146-17-000465.hdr.sgml : 20170210
20170210160038
ACCESSION NUMBER: 0001085146-17-000465
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
EFFECTIVENESS DATE: 20170210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAILARD, INC.
CENTRAL INDEX KEY: 0000750641
IRS NUMBER: 942149863
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01707
FILM NUMBER: 17593108
BUSINESS ADDRESS:
STREET 1: 950 TOWER LANE SUITE 1900
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 6505715800
MAIL ADDRESS:
STREET 1: 950 TOWER LANE SUITE 1900
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
FORMER COMPANY:
FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC
DATE OF NAME CHANGE: 19990402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0000750641
XXXXXXXX
12-31-2016
12-31-2016
false
BAILARD, INC.
950 TOWER LANE SUITE 1900
FOSTER CITY
CA
94404
13F HOLDINGS REPORT
028-01707
N
Sonya Thadhani
Chief Operating and Risk Officer
650-571-5800
/s/ Sonya Thadhani
Foster City
CA
02-10-2017
0
304
1104999
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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ABBOTT LABS
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0
ABBVIE INC
COM
00287Y109
341
5446
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SOLE
5446
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
8161
69676
SH
SOLE
69676
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
284
7867
SH
SOLE
7867
0
0
ADECOAGRO S A
COM
L00849106
158
15200
SH
SOLE
15200
0
0
ADOBE SYS INC
COM
00724F101
508
4933
SH
SOLE
4933
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
3142
83000
SH
SOLE
83000
0
0
AGENUS INC
COM NEW
00847G705
610
148000
SH
SOLE
148000
0
0
AGREE REALTY CORP
COM
008492100
257
5590
SH
SOLE
5590
0
0
AIR PRODS & CHEMS INC
COM
009158106
225
1563
SH
SOLE
1563
0
0
ALASKA AIR GROUP INC
COM
011659109
5108
57564
SH
SOLE
57564
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
296
2660
SH
SOLE
2660
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0
ALLSTATE CORP
COM
020002101
2411
32522
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SOLE
32522
0
0
ALPHA & OMEGA SEMICONDUCTOR
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G6331P104
303
14260
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14260
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0
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COM
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298
4403
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4403
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AMAZON COM INC
COM
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1562
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AMERICAN CAMPUS CMNTYS INC
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239
4800
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AMERICAN EXPRESS CO
COM
025816109
1114
15043
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AMERICAN NATL INS CO
COM
028591105
299
2400
SH
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2400
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0
AMGEN INC
COM
031162100
701
4792
SH
SOLE
4792
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0
APARTMENT INVT & MGMT CO
CL A
03748R101
364
8000
SH
SOLE
8000
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APPLE INC
COM
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180409
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ASTRAZENECA PLC
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SOLE
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AT&T INC
COM
00206R102
636
14963
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14963
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AUTOMATIC DATA PROCESSING IN
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053015103
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5734
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COM
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2097
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B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
42
42000
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SOLE
42000
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0
BALL CORP
COM
058498106
1482
19745
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SOLE
19745
0
0
BANCOLOMBIA S A
SPON ADR PREF
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377
10279
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SOLE
10279
0
0
BANK AMER CORP
COM
060505104
436
19751
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SOLE
19751
0
0
BECTON DICKINSON & CO
COM
075887109
301
1819
SH
SOLE
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0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
244
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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1130
6935
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SOLE
6935
0
0
BIODELIVERY SCIENCES INTL IN
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558000
SH
SOLE
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0
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COM
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14949
SH
SOLE
14949
0
0
BOEING CO
COM
097023105
262
1685
SH
SOLE
1685
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1270
21740
SH
SOLE
21740
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0
BT GROUP PLC
ADR
05577E101
2278
98912
SH
SOLE
98912
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0
CAPITAL ONE FINL CORP
COM
14040H105
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13145
SH
SOLE
13145
0
0
CATERPILLAR INC DEL
COM
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343
3702
SH
SOLE
3702
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0
CELESTICA INC
SUB VTG SHS
15101Q108
406
34250
SH
SOLE
34250
0
0
CHEVRON CORP NEW
COM
166764100
2162
18365
SH
SOLE
18365
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CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
343
10886
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SOLE
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CISCO SYS INC
COM
17275R102
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245166
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SOLE
245166
0
0
CITIGROUP INC
COM NEW
172967424
231
3890
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SOLE
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0
CITIZENS FINL GROUP INC
COM
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4179
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COCA COLA CO
COM
191216100
497
11979
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SOLE
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COLGATE PALMOLIVE CO
COM
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4639
70892
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COMCAST CORP NEW
CL A
20030N101
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COMMERCIAL VEH GROUP INC
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202608105
133
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COMPANIA DE MINAS BUENAVENTU
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N22717107
597
4971
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COSTCO WHSL CORP NEW
COM
22160K105
5437
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CRANE CO
COM
224399105
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CREDICORP LTD
COM
G2519Y108
562
3557
SH
SOLE
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0
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CROWN HOLDINGS INC
COM
228368106
3087
58725
SH
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CUMMINS INC
COM
231021106
2329
17039
SH
SOLE
17039
0
0
CVS HEALTH CORP
COM
126650100
4248
53833
SH
SOLE
53833
0
0
CYRUSONE INC
COM
23283R100
209
4665
SH
SOLE
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0
0
DANAHER CORP DEL
COM
235851102
2665
34234
SH
SOLE
34234
0
0
DCT INDUSTRIAL TRUST INC
COM NEW
233153204
431
9000
SH
SOLE
9000
0
0
DDR CORP
COM
23317H102
399
26100
SH
SOLE
26100
0
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DELUXE CORP
COM
248019101
3506
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SOLE
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0
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DIGITAL RLTY TR INC
COM
253868103
490
4985
SH
SOLE
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DISCOVER FINL SVCS
COM
254709108
7771
107795
SH
SOLE
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0
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DISH NETWORK CORP
CL A
25470M109
1021
17624
SH
SOLE
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DISNEY WALT CO
COM DISNEY
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6311
60558
SH
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0
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DOW CHEM CO
COM
260543103
405
7081
SH
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0
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COM NEW
26441C204
259
3336
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SOLE
3336
0
0
DUKE REALTY CORP
COM NEW
264411505
465
17500
SH
SOLE
17500
0
0
EASTGROUP PPTY INC
COM
277276101
322
4360
SH
SOLE
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0
0
ECOLAB INC
COM
278865100
454
3873
SH
SOLE
3873
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ECOPETROL S A
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279158109
181
20000
SH
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0
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ENERSYS
COM
29275Y102
2511
32145
SH
SOLE
32145
0
0
EOG RES INC
COM
26875P101
3758
37167
SH
SOLE
37167
0
0
EPR PPTYS
COM SH BEN INT
26884U109
267
3718
SH
SOLE
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0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
227
7500
SH
SOLE
7500
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
227
3155
SH
SOLE
3155
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
599
9310
SH
SOLE
9310
0
0
ESSEX PPTY TR INC
COM
297178105
242
1039
SH
SOLE
1039
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4043
58768
SH
SOLE
58768
0
0
EXXON MOBIL CORP
COM
30231G102
3145
34843
SH
SOLE
34843
0
0
FACEBOOK INC
CL A
30303M102
10750
93434
SH
SOLE
93434
0
0
FEDERAL MOGUL HOLDINGS CORP
COM
313549404
368
35700
SH
SOLE
35700
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
309
2175
SH
SOLE
2175
0
0
FERRO CORP
COM
315405100
287
20000
SH
SOLE
20000
0
0
FIDELITY
MSCI ENERGY IDX
316092402
843
39815
SH
SOLE
39815
0
0
FIRST BANCORP P R
COM NEW
318672706
397
60000
SH
SOLE
60000
0
0
FLEX LTD
ORD
Y2573F102
2925
203517
SH
SOLE
203517
0
0
FORTIVE CORP
COM
34959J108
739
13778
SH
SOLE
13778
0
0
GENERAL DYNAMICS CORP
COM
369550108
1020
5910
SH
SOLE
5910
0
0
GENERAL ELECTRIC CO
COM
369604103
1332
42144
SH
SOLE
42144
0
0
GENERAL MLS INC
COM
370334104
5755
93171
SH
SOLE
93171
0
0
GILEAD SCIENCES INC
COM
375558103
3360
46920
SH
SOLE
46920
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
9650
500000
SH
SOLE
500000
0
0
GLOBAL X FDS
GLBX MSCI COLUM
37950E200
201
22000
SH
SOLE
22000
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
925
18749
SH
SOLE
18749
0
0
HOME DEPOT INC
COM
437076102
8205
61192
SH
SOLE
61192
0
0
HONEYWELL INTL INC
COM
438516106
688
5937
SH
SOLE
5937
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
3247
400000
SH
SOLE
400000
0
0
HUMANA INC
COM
444859102
1300
6374
SH
SOLE
6374
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
5347
29029
SH
SOLE
29029
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4745
38746
SH
SOLE
38746
0
0
IMMUNOMEDICS INC
COM
452907108
1156
315000
SH
SOLE
315000
0
0
INFOSYS LTD
SPONSORED ADR
456788108
455
30684
SH
SOLE
30684
0
0
INGERSOLL-RAND PLC
SHS
G47791101
820
10925
SH
SOLE
10925
0
0
INTEL CORP
COM
458140100
6646
183249
SH
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183249
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
5025
30274
SH
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30274
0
0
ISHARES
AUSTRIA CAPD ETF
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195
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0
ISHARES
MSCI THI CAP ETF
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200
2775
SH
SOLE
2775
0
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ISHARES INC
CORE MSCI EMKT
46434G103
1802
42458
SH
SOLE
42458
0
0
ISHARES INC
MSCI RUS ETF NEW
46434G798
204
6100
SH
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6100
0
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ISHARES INC
MSCI TAIWAN ETF
46434G772
1122
38200
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38200
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
2550
24300
SH
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24300
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CALIF MUN BD ETF
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11409
98870
SH
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98870
0
0
ISHARES TR
COHEN&STEER REIT
464287564
2417
24260
SH
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24260
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
959
11660
SH
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11660
0
0
ISHARES TR
CORE MSCITOTAL
46432F834
202
4000
SH
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4000
0
0
ISHARES TR
CORE S&P MCP ETF
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11427
69114
SH
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69114
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
5982
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SH
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0
0
ISHARES TR
CORE S&P500 ETF
464287200
9810
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SH
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43604
0
0
ISHARES TR
CORE US AGGBD ET
464287226
42618
394394
SH
SOLE
394394
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
2169
55565
SH
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55565
0
0
ISHARES TR
INTERM CR BD ETF
464288638
991
9159
SH
SOLE
9159
0
0
ISHARES TR
INTRM GOV/CR ETF
464288612
6404
58300
SH
SOLE
58300
0
0
ISHARES TR
MSCI ACWI EX US
464288240
4906
121840
SH
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121840
0
0
ISHARES TR
MSCI EAFE ETF
464287465
4193
72635
SH
SOLE
72635
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1578
45085
SH
SOLE
45085
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
247
3000
SH
SOLE
3000
0
0
ISHARES TR
N AMER TECH ETF
464287549
3459
27942
SH
SOLE
27942
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
353
1331
SH
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1331
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
14872
137475
SH
SOLE
137475
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
202
1855
SH
SOLE
1855
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
6703
56355
SH
SOLE
56355
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
9509
53166
SH
SOLE
53166
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1167
8656
SH
SOLE
8656
0
0
ISHARES TR
S&P 100 ETF
464287101
3125
31464
SH
SOLE
31464
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
3658
30034
SH
SOLE
30034
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
3285
32405
SH
SOLE
32405
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
401
2201
SH
SOLE
2201
0
0
ISHARES TR
SELECT DIVID ETF
464287168
1049
11841
SH
SOLE
11841
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
18838
134543
SH
SOLE
134543
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
1630
21180
SH
SOLE
21180
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
683
7423
SH
SOLE
7423
0
0
JOHNSON & JOHNSON
COM
478160104
11177
97012
SH
SOLE
97012
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
887
21537
SH
SOLE
21537
0
0
JPMORGAN CHASE & CO
COM
46625H100
11008
127574
SH
SOLE
127574
0
0
KAR AUCTION SVCS INC
COM
48238T109
1863
43721
SH
SOLE
43721
0
0
KILROY RLTY CORP
COM
49427F108
293
4000
SH
SOLE
4000
0
0
KIMBERLY CLARK CORP
COM
494368103
5005
43855
SH
SOLE
43855
0
0
KLA-TENCOR CORP
COM
482480100
2021
25688
SH
SOLE
25688
0
0
KULICKE & SOFFA INDS INC
COM
501242101
319
20000
SH
SOLE
20000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
534
4160
SH
SOLE
4160
0
0
LAM RESEARCH CORP
COM
512807108
211
2000
SH
SOLE
2000
0
0
LEAR CORP
COM NEW
521865204
3302
24946
SH
SOLE
24946
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
245
6200
SH
SOLE
6200
0
0
LIFE STORAGE INC
COM
53223X107
213
2500
SH
SOLE
2500
0
0
LOCKHEED MARTIN CORP
COM
539830109
262
1049
SH
SOLE
1049
0
0
MCDONALDS CORP
COM
580135101
856
7030
SH
SOLE
7030
0
0
MEDTRONIC PLC
SHS
G5960L103
4569
64147
SH
SOLE
64147
0
0
MERCK & CO INC
COM
58933Y105
4472
75969
SH
SOLE
75969
0
0
MICROSOFT CORP
COM
594918104
16797
270303
SH
SOLE
270303
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
3904
50541
SH
SOLE
50541
0
0
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
2698
1500000
SH
SOLE
1500000
0
0
MONDELEZ INTL INC
CL A
609207105
286
6455
SH
SOLE
6455
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
221
5000
SH
SOLE
5000
0
0
NAVIDEA BIOPHARMACEUTICALS I
COM
63937X103
6
10000
SH
SOLE
10000
0
0
NEOVASC INC
COM
64065J106
985
569250
SH
SOLE
569250
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
343
29900
SH
SOLE
29900
0
0
NETEASE INC
SPONSORED ADR
64110W102
646
3000
SH
SOLE
3000
0
0
NETGEAR INC
COM
64111Q104
2749
50573
SH
SOLE
50573
0
0
NEURODERM LTD
ORD SHS
M74231107
2209
99500
SH
SOLE
99500
0
0
NEWELL BRANDS INC
COM
651229106
3393
75988
SH
SOLE
75988
0
0
NEXTERA ENERGY INC
COM
65339F101
288
2414
SH
SOLE
2414
0
0
NIKE INC
CL B
654106103
547
10753
SH
SOLE
10753
0
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
6317
150000
SH
SOLE
150000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
436
4038
SH
SOLE
4038
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1926
8280
SH
SOLE
8280
0
0
NORTHWEST NAT GAS CO
COM
667655104
287
4800
SH
SOLE
4800
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
382
26995
SH
SOLE
26995
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
5171
52757
SH
SOLE
52757
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1861
26132
SH
SOLE
26132
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
2065
246752
SH
SOLE
246752
0
0
OHR PHARMACEUTICAL INC
COM NEW
67778H200
674
449000
SH
SOLE
449000
0
0
ONE LIBERTY PPTYS INC
COM
682406103
264
10500
SH
SOLE
10500
0
0
ORACLE CORP
COM
68389X105
777
20216
SH
SOLE
20216
0
0
ORIX CORP
SPONSORED ADR
686330101
3128
200000
SH
SOLE
200000
0
0
PACKAGING CORP AMER
COM
695156109
2398
28275
SH
SOLE
28275
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
275
14217
SH
SOLE
14217
0
0
PEPSICO INC
COM
713448108
817
7811
SH
SOLE
7811
0
0
PFIZER INC
COM
717081103
815
25097
SH
SOLE
25097
0
0
PHILIP MORRIS INTL INC
COM
718172109
368
4024
SH
SOLE
4024
0
0
PHILLIPS 66
COM
718546104
201
2322
SH
SOLE
2322
0
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
441
21100
SH
SOLE
21100
0
0
PINNACLE WEST CAP CORP
COM
723484101
380
4864
SH
SOLE
4864
0
0
PNC FINL SVCS GROUP INC
COM
693475105
7780
66517
SH
SOLE
66517
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
58587
494490
SH
SOLE
494490
0
0
PPG INDS INC
COM
693506107
1299
13711
SH
SOLE
13711
0
0
PRAXAIR INC
COM
74005P104
2027
17294
SH
SOLE
17294
0
0
PROCTER AND GAMBLE CO
COM
742718109
1297
15421
SH
SOLE
15421
0
0
PROLOGIS INC
COM
74340W103
253
4792
SH
SOLE
4792
0
0
PRUDENTIAL FINL INC
COM
744320102
5299
50924
SH
SOLE
50924
0
0
PUBLIC STORAGE
COM
74460D109
237
1061
SH
SOLE
1061
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
336
12500
SH
SOLE
12500
0
0
QUALCOMM INC
COM
747525103
293
4490
SH
SOLE
4490
0
0
RAYONIER INC
COM
754907103
607
22837
SH
SOLE
22837
0
0
RAYTHEON CO
COM NEW
755111507
296
2085
SH
SOLE
2085
0
0
REGIONS FINL CORP NEW
COM
7591EP100
275
19122
SH
SOLE
19122
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
629
41000
SH
SOLE
41000
0
0
REYNOLDS AMERICAN INC
COM
761713106
1416
25263
SH
SOLE
25263
0
0
ROSS STORES INC
COM
778296103
285
4350
SH
SOLE
4350
0
0
SAP SE
SPON ADR
803054204
225
2603
SH
SOLE
2603
0
0
SCHLUMBERGER LTD
COM
806857108
4002
47668
SH
SOLE
47668
0
0
SCHNITZER STL INDS
CL A
806882106
227
8823
SH
SOLE
8823
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2175
100868
SH
SOLE
100868
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1317
47592
SH
SOLE
47592
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
284
5080
SH
SOLE
5080
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2325
43668
SH
SOLE
43668
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
873
21279
SH
SOLE
21279
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
692
11258
SH
SOLE
11258
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1501
48810
SH
SOLE
48810
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
356
4375
SH
SOLE
4375
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
419
8103
SH
SOLE
8103
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
545
7902
SH
SOLE
7902
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
54475
723244
SH
SOLE
723244
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
8503
365716
SH
SOLE
365716
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
4075
84252
SH
SOLE
84252
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
335
1883
SH
SOLE
1883
0
0
SL GREEN RLTY CORP
COM
78440X101
581
5398
SH
SOLE
5398
0
0
SNAP ON INC
COM
833034101
5860
34213
SH
SOLE
34213
0
0
SPARK THERAPEUTICS INC
COM
84652J103
2026
40600
SH
SOLE
40600
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2186
19940
SH
SOLE
19940
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
3741
103673
SH
SOLE
103673
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
424
13450
SH
SOLE
13450
0
0
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
252
5600
SH
SOLE
5600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
68215
305176
SH
SOLE
305176
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2214
7337
SH
SOLE
7337
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
32660
681268
SH
SOLE
681268
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
18774
395741
SH
SOLE
395741
0
0
SPDR SER TR
SPDR S&P 500 ETF
78468R796
610
11395
SH
SOLE
11395
0
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A474
10069
329812
SH
SOLE
329812
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1088
12711
SH
SOLE
12711
0
0
SPECTRA ENERGY CORP
COM
847560109
1227
29869
SH
SOLE
29869
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
42
41000
SH
SOLE
41000
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
3388
360775
SH
SOLE
360775
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
1088
22915
SH
SOLE
22915
0
0
STARBUCKS CORP
COM
855244109
201
3612
SH
SOLE
3612
0
0
STATE STR CORP
COM
857477103
255
3287
SH
SOLE
3287
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
1324
123785
SH
SOLE
123785
0
0
STONERIDGE INC
COM
86183P102
265
15000
SH
SOLE
15000
0
0
STRYKER CORP
COM
863667101
5145
42946
SH
SOLE
42946
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
3442
90000
SH
SOLE
90000
0
0
SUN CMNTYS INC
COM
866674104
230
3000
SH
SOLE
3000
0
0
SYSCO CORP
COM
871829107
398
7187
SH
SOLE
7187
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
999
34755
SH
SOLE
34755
0
0
TARGET CORP
COM
87612E106
302
4178
SH
SOLE
4178
0
0
TENNECO INC
COM
880349105
3570
57145
SH
SOLE
57145
0
0
TEXAS INSTRS INC
COM
882508104
358
4906
SH
SOLE
4906
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4237
30027
SH
SOLE
30027
0
0
TIME WARNER INC
COM NEW
887317303
5987
62022
SH
SOLE
62022
0
0
TJX COS INC NEW
COM
872540109
5193
69117
SH
SOLE
69117
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1007
8227
SH
SOLE
8227
0
0
TRINSEO S A
SHS
L9340P101
2595
43763
SH
SOLE
43763
0
0
TUPPERWARE BRANDS CORP
COM
899896104
2988
56785
SH
SOLE
56785
0
0
UNION PAC CORP
COM
907818108
3204
30902
SH
SOLE
30902
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
6360
55475
SH
SOLE
55475
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
780
7111
SH
SOLE
7111
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2855
17837
SH
SOLE
17837
0
0
US BANCORP DEL
COM NEW
902973304
5755
112038
SH
SOLE
112038
0
0
US FOODS HLDG CORP
COM
912008109
2870
104425
SH
SOLE
104425
0
0
V F CORP
COM
918204108
3917
73422
SH
SOLE
73422
0
0
VANECK VECTORS ETF TR
AMT FREE SHORT M
92189F528
11550
669525
SH
SOLE
669525
0
0
VANECK VECTORS ETF TR
BIOTECH ETF
92189F726
218
2025
SH
SOLE
2025
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
645
6300
SH
SOLE
6300
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
8602
104234
SH
SOLE
104234
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
5631
46541
SH
SOLE
46541
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
54982
476777
SH
SOLE
476777
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
11182
253092
SH
SOLE
253092
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
7987
223238
SH
SOLE
223238
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
2305
26892
SH
SOLE
26892
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4156
52359
SH
SOLE
52359
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000VAL
92206C649
472
4577
SH
SOLE
4577
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
254
2979
SH
SOLE
2979
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
6753
184798
SH
SOLE
184798
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
519
6848
SH
SOLE
6848
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
7305
56773
SH
SOLE
56773
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
7530
56196
SH
SOLE
56196
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
3424
32705
SH
SOLE
32705
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
7244
57144
SH
SOLE
57144
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
6524
54704
SH
SOLE
54704
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
12308
101303
SH
SOLE
101303
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
2051
18240
SH
SOLE
18240
0
0
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
1620
16172
SH
SOLE
16172
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
2717
25389
SH
SOLE
25389
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3031
56789
SH
SOLE
56789
0
0
VISA INC
COM CL A
92826C839
6499
83300
SH
SOLE
83300
0
0
WAL-MART STORES INC
COM
931142103
449
6489
SH
SOLE
6489
0
0
WATERS CORP
COM
941848103
638
4751
SH
SOLE
4751
0
0
WELLS FARGO & CO NEW
COM
949746101
1881
34131
SH
SOLE
34131
0
0
ZOGENIX INC
COM NEW
98978L204
1847
152000
SH
SOLE
152000
0
0