Chief Operating and Risk Officer

0001085146-14-001926.txt : 20141021 0001085146-14-001926.hdr.sgml : 20141021 20141021164114 ACCESSION NUMBER: 0001085146-14-001926 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 EFFECTIVENESS DATE: 20141021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 141166120 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000750641 XXXXXXXX 09-30-2014 09-30-2014 false BAILARD, INC.

950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404

13F HOLDINGS REPORT 028-01707 N Sonya Thadhani Chief Operating and Risk Officer 650-571-5800 /s/ Sonya Thadhani Foster City CA 10-20-2014 0 233 651742 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 755 5330 SH SOLE 5330 0 0 ABBOTT LABS COM 002824100 419 10072 SH SOLE 10072 0 0 ABBVIE INC COM 00287Y109 210 3642 SH SOLE 3642 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1190 14631 SH SOLE 14631 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 532 90000 SH SOLE 90000 0 0 ALASKA AIR GROUP INC COM 011659109 2396 55025 SH SOLE 55025 0 0 ALCOBRA LTD SHS M2239P109 447 28946 SH SOLE 28946 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 233 3160 SH SOLE 3160 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 209 4377 SH SOLE 4377 0 0 ALLERGAN INC COM 018490102 267 1500 SH SOLE 1500 0 0 ALLSTATE CORP COM 020002101 2453 39967 SH SOLE 39967 0 0 AMAZON COM INC COM 023135106 387 1200 SH SOLE 1200 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 1432 93000 SH SOLE 93000 0 0 AMERICAN ASSETS TR INC COM 024013104 659 20000 SH SOLE 20000 0 0 AMERICAN EXPRESS CO COM 025816109 2226 25434 SH SOLE 25434 0 0 AMGEN INC COM 031162100 697 4963 SH SOLE 4963 0 0 APPLE INC COM 037833100 7854 77958 SH SOLE 77958 0 0 ARRAY BIOPHARMA INC COM 04269X105 375 105000 SH SOLE 105000 0 0 AT&T INC COM 00206R102 596 16920 SH SOLE 16920 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 634 7636 SH SOLE 7636 0 0 AUTOZONE INC COM 053332102 1876 3681 SH SOLE 3681 0 0 AVIV REIT INC MD COM 05381L101 448 17000 SH SOLE 17000 0 0 BANCO MACRO SA SPON ADR B 05961W105 398 10040 SH SOLE 10040 0 0 BANK AMER CORP COM 060505104 231 13573 SH SOLE 13573 0 0 BARNES & NOBLE INC COM 067774109 278 14100 SH SOLE 14100 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 207 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 447 3238 SH SOLE 3238 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 4324 253000 SH SOLE 253000 0 0 BIOMED REALTY TRUST INC COM 09063H107 243 12033 SH SOLE 12033 0 0 BIOTA PHARMACEUTIALS INC COM 090694100 284 115000 SH SOLE 115000 0 0 BOSTON PROPERTIES INC COM 101121101 298 2575 SH SOLE 2575 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1347 26312 SH SOLE 26312 0 0 BT GROUP PLC ADR 05577E101 3366 54747 SH SOLE 54747 0 0 CAMDEN PPTY TR SH BEN INT 133131102 487 7100 SH SOLE 7100 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 96 15000 SH SOLE 15000 0 0 CANADIAN SOLAR INC COM 136635109 233 6500 SH SOLE 6500 0 0 CAPITAL ONE FINL CORP COM 14040H105 304 3725 SH SOLE 3725 0 0 CARDINAL HEALTH INC COM 14149Y108 395 5274 SH SOLE 5274 0 0 CBL & ASSOC PPTYS INC COM 124830100 682 38100 SH SOLE 38100 0 0 CHEVRON CORP NEW COM 166764100 3517 29477 SH SOLE 29477 0 0 CISCO SYS INC COM 17275R102 2256 89637 SH SOLE 89637 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 326 52306 SH SOLE 52306 0 0 CONOCOPHILLIPS COM 20825C104 1046 13667 SH SOLE 13667 0 0 CONSOL ENERGY INC COM 20854P109 220 5800 SH SOLE 5800 0 0 CORESITE RLTY CORP COM 21870Q105 329 10000 SH SOLE 10000 0 0 COUSINS PPTYS INC COM 222795106 598 50000 SH SOLE 50000 0 0 COVIDIEN PLC SHS G2554F113 275 3175 SH SOLE 3175 0 0 DDR CORP COM 23317H102 169 10100 SH SOLE 10100 0 0 DELUXE CORP COM 248019101 2465 44692 SH SOLE 44692 0 0 DIGITAL RLTY TR INC COM 253868103 243 3900 SH SOLE 3900 0 0 DISCOVER FINL SVCS COM 254709108 1940 30132 SH SOLE 30132 0 0 DISH NETWORK CORP CL A 25470M109 1915 29660 SH SOLE 29660 0 0 DONNELLEY R R & SONS CO COM 257867101 1548 94068 SH SOLE 94068 0 0 DOUGLAS EMMETT INC COM 25960P109 1027 40000 SH SOLE 40000 0 0 DOW CHEM CO COM 260543103 649 12374 SH SOLE 12374 0 0 DR REDDYS LABS LTD ADR 256135203 264 5020 SH SOLE 5020 0 0 DUCOMMUN INC DEL COM 264147109 244 8900 SH SOLE 8900 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 524 7010 SH SOLE 7010 0 0 EARTHLINK HLDGS CORP COM 27033X101 237 69155 SH SOLE 69155 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 3621 91500 SH SOLE 91500 0 0 ENDOCYTE INC COM 29269A102 675 111000 SH SOLE 111000 0 0 ENTEROMEDICS INC COM NEW 29365M208 391 317700 SH SOLE 317700 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 424 10000 SH SOLE 10000 0 0 EQUITY ONE COM 294752100 952 44000 SH SOLE 44000 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 616 10000 SH SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 4009 42631 SH SOLE 42631 0 0 FACEBOOK INC CL A 30303M102 257 3250 SH SOLE 3250 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 846 50000 SH SOLE 50000 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 3363 235000 SH SOLE 235000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 1934 187440 SH SOLE 187440 0 0 GAP INC DEL COM 364760108 284 6810 SH SOLE 6810 0 0 GENERAL DYNAMICS CORP COM 369550108 960 7553 SH SOLE 7553 0 0 GENERAL ELECTRIC CO COM 369604103 638 24894 SH SOLE 24894 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 296 14000 SH SOLE 14000 0 0 GLOBAL X FDS FTSE GREECE 20 37950E366 297 16000 SH SOLE 16000 0 0 GOOGLE INC CL A 38259P508 881 1498 SH SOLE 1498 0 0 GOOGLE INC CL C 38259P706 801 1388 SH SOLE 1388 0 0 HARRIS CORP DEL COM 413875105 1750 26352 SH SOLE 26352 0 0 HEALTH NET INC COM 42222G108 2299 49863 SH SOLE 49863 0 0 HELMERICH & PAYNE INC COM 423452101 2035 20792 SH SOLE 20792 0 0 HEWLETT PACKARD CO COM 428236103 520 14651 SH SOLE 14651 0 0 HIGHWOODS PPTYS INC COM 431284108 817 21000 SH SOLE 21000 0 0 HOME DEPOT INC COM 437076102 229 2491 SH SOLE 2491 0 0 HOME PROPERTIES INC COM 437306103 582 10000 SH SOLE 10000 0 0 HUMANA INC COM 444859102 1154 8856 SH SOLE 8856 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2762 26507 SH SOLE 26507 0 0 ICICI BK LTD ADR 45104G104 1084 22070 SH SOLE 22070 0 0 IGNYTA INC COM 451731103 1693 210000 SH SOLE 210000 0 0 INFOSYS LTD SPONSORED ADR 456788108 970 16040 SH SOLE 16040 0 0 INGERSOLL-RAND PLC SHS G47791101 736 13054 SH SOLE 13054 0 0 INSIGHT ENTERPRISES INC COM 45765U103 258 11400 SH SOLE 11400 0 0 INTEL CORP COM 458140100 2201 63212 SH SOLE 63212 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3522 18555 SH SOLE 18555 0 0 ISHARES MSCI CDA ETF 464286509 331 10800 SH SOLE 10800 0 0 ISHARES MSCI THI CAP ETF 464286624 340 4050 SH SOLE 4050 0 0 ISHARES MSCI TAIWAN ETF 464286731 382 25000 SH SOLE 25000 0 0 ISHARES MSCI ACWI US ETF 464288240 398 8750 SH SOLE 8750 0 0 ISHARES CALI AMT-FRE ETF 464288356 6666 57114 SH SOLE 57114 0 0 ISHARES GLB INFRASTR ETF 464288372 2265 53380 SH SOLE 53380 0 0 ISHARES IBOXX HI YD ETF 464288513 209 2275 SH SOLE 2275 0 0 ISHARES MSCI KLD400 SOC 464288570 217 3000 SH SOLE 3000 0 0 ISHARES 1-3 YR CR BD ETF 464288646 901 8556 SH SOLE 8556 0 0 ISHARES NW ZEALND CP ETF 464289123 316 8200 SH SOLE 8200 0 0 ISHARES INDIA 50 ETF 464289529 359 12100 SH SOLE 12100 0 0 ISHARES TR SELECT DIVID ETF 464287168 819 11092 SH SOLE 11092 0 0 ISHARES TR TIPS BD ETF 464287176 257 2293 SH SOLE 2293 0 0 ISHARES TR CORE S&P500 ETF 464287200 472 2382 SH SOLE 2382 0 0 ISHARES TR CORE US AGGBD ET 464287226 32259 295656 SH SOLE 295656 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2249 54119 SH SOLE 54119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 343 2900 SH SOLE 2900 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 63005 541890 SH SOLE 541890 0 0 ISHARES TR MSCI EAFE ETF 464287465 3970 61912 SH SOLE 61912 0 0 ISHARES TR RUS MID-CAP ETF 464287499 502 3169 SH SOLE 3169 0 0 ISHARES TR N AMER TECH ETF 464287549 337 3440 SH SOLE 3440 0 0 ISHARES TR COHEN&STEER REIT 464287564 1312 15537 SH SOLE 15537 0 0 ISHARES TR S&P MC 400GR ETF 464287606 263 1739 SH SOLE 1739 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2083 22264 SH SOLE 22264 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 450 4112 SH SOLE 4112 0 0 ISHARES TR U.S. REAL ES ETF 464287739 2106 30421 SH SOLE 30421 0 0 ISHARES TR SP SMCP600VL ETF 464287879 6753 62941 SH SOLE 62941 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 316 11610 SH SOLE 11610 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 506 6735 SH SOLE 6735 0 0 ISHARES TR MSCI RUSSIA CAP 46429B705 307 17800 SH SOLE 17800 0 0 JOHNSON & JOHNSON COM 478160104 4282 40171 SH SOLE 40171 0 0 JPMORGAN CHASE & CO COM 46625H100 245 4074 SH SOLE 4074 0 0 KIMBERLY CLARK CORP COM 494368103 791 7350 SH SOLE 7350 0 0 KIMCO RLTY CORP COM 49446R109 596 27200 SH SOLE 27200 0 0 LEAR CORP COM NEW 521865204 1945 22506 SH SOLE 22506 0 0 LIBERTY PPTY TR SH BEN INT 531172104 206 6200 SH SOLE 6200 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2617 24087 SH SOLE 24087 0 0 MACYS INC COM 55616P104 550 9448 SH SOLE 9448 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 316 27000 SH SOLE 27000 0 0 MANPOWERGROUP INC COM 56418H100 1772 25280 SH SOLE 25280 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 506 23090 SH SOLE 23090 0 0 MARKET VECTORS ETF TR EGYPT INDX ETF 57061R569 391 5415 SH SOLE 5415 0 0 MCDONALDS CORP COM 580135101 419 4424 SH SOLE 4424 0 0 MERCADOLIBRE INC COM 58733R102 218 2010 SH SOLE 2010 0 0 MERCK & CO INC NEW COM 58933Y105 335 5658 SH SOLE 5658 0 0 MICROSOFT CORP COM 594918104 3902 84161 SH SOLE 84161 0 0 MID-AMER APT CMNTYS INC COM 59522J103 230 3500 SH SOLE 3500 0 0 MIRATI THERAPEUTICS INC COM 60468T105 595 34000 SH SOLE 34000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 149 10000 SH SOLE 10000 0 0 NICE SYS LTD SPONSORED ADR 653656108 1428 35000 SH SOLE 35000 0 0 NORANDA ALUM HLDG CORP COM 65542W107 118 26022 SH SOLE 26022 0 0 NORFOLK SOUTHERN CORP COM 655844108 909 8142 SH SOLE 8142 0 0 NORTHROP GRUMMAN CORP COM 666807102 2067 15690 SH SOLE 15690 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 274 8000 SH SOLE 8000 0 0 ONE LIBERTY PPTYS INC COM 682406103 212 10500 SH SOLE 10500 0 0 ORACLE CORP COM 68389X105 508 13268 SH SOLE 13268 0 0 PACKAGING CORP AMER COM 695156109 1888 29589 SH SOLE 29589 0 0 PAPA JOHNS INTL INC COM 698813102 316 7900 SH SOLE 7900 0 0 PENN NATL GAMING INC COM 707569109 325 29000 SH SOLE 29000 0 0 PEPSICO INC COM 713448108 347 3723 SH SOLE 3723 0 0 PFIZER INC COM 717081103 600 20282 SH SOLE 20282 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 2051 67117 SH SOLE 67117 0 0 PIONEER ENERGY SVCS CORP COM 723664108 224 16000 SH SOLE 16000 0 0 PNC FINL SVCS GROUP INC COM 693475105 712 8323 SH SOLE 8323 0 0 POST PPTYS INC COM 737464107 821 16000 SH SOLE 16000 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 680 28000 SH SOLE 28000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 69290 701387 SH SOLE 701387 0 0 PPG INDS INC COM 693506107 1688 8582 SH SOLE 8582 0 0 PROCTER & GAMBLE CO COM 742718109 866 10340 SH SOLE 10340 0 0 PROLOGIS INC COM 74340W103 479 12700 SH SOLE 12700 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 647 8500 SH SOLE 8500 0 0 PUBLIC STORAGE COM 74460D109 320 1932 SH SOLE 1932 0 0 QUALCOMM INC COM 747525103 258 3451 SH SOLE 3451 0 0 RETAIL PPTYS AMER INC CL A 76131V202 439 30000 SH SOLE 30000 0 0 REYNOLDS AMERICAN INC COM 761713106 1113 18863 SH SOLE 18863 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1694 30020 SH SOLE 30020 0 0 SANMINA CORPORATION COM 801056102 1001 48006 SH SOLE 48006 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1189 25295 SH SOLE 25295 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 291 9377 SH SOLE 9377 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3098 54096 SH SOLE 54096 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 328 7263 SH SOLE 7263 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 258 3876 SH SOLE 3876 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8063 348012 SH SOLE 348012 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 467 11695 SH SOLE 11695 0 0 SESA STERLITE LTD SPONSORED ADR 78413F103 277 16060 SH SOLE 16060 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 512 75000 SH SOLE 75000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3800 32699 SH SOLE 32699 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 546 11790 SH SOLE 11790 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 378 10775 SH SOLE 10775 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 323 6640 SH SOLE 6640 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 377 9095 SH SOLE 9095 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 74832 379817 SH SOLE 379817 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 312 1252 SH SOLE 1252 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 16281 667127 SH SOLE 667127 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 8284 345187 SH SOLE 345187 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 11684 380696 SH SOLE 380696 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 220 2930 SH SOLE 2930 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 257 8050 SH SOLE 8050 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 565 11500 SH SOLE 11500 0 0 STONERIDGE INC COM 86183P102 169 15000 SH SOLE 15000 0 0 SWIFT TRANSN CO CL A 87074U101 221 10556 SH SOLE 10556 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 322 115500 SH SOLE 115500 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 982 30000 SH SOLE 30000 0 0 TATA MTRS LTD SPONSORED ADR 876568502 876 20045 SH SOLE 20045 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 244 12000 SH SOLE 12000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9691 180300 SH SOLE 180300 0 0 TOWER INTL INC COM 891826109 237 9400 SH SOLE 9400 0 0 TRAVELERS COMPANIES INC COM 89417E109 1113 11847 SH SOLE 11847 0 0 UDR INC COM 902653104 210 7700 SH SOLE 7700 0 0 UNIFI INC COM NEW 904677200 246 9500 SH SOLE 9500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 324 3295 SH SOLE 3295 0 0 UNITED TECHNOLOGIES CORP COM 913017109 887 8401 SH SOLE 8401 0 0 UNITEDHEALTH GROUP INC COM 91324P102 958 11105 SH SOLE 11105 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 58906 718983 SH SOLE 718983 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1455 20256 SH SOLE 20256 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 715 7170 SH SOLE 7170 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 890 9840 SH SOLE 9840 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 41164 406598 SH SOLE 406598 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2271 46117 SH SOLE 46117 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 721 17276 SH SOLE 17276 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 258 3010 SH SOLE 3010 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 756 11388 SH SOLE 11388 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 5553 51180 SH SOLE 51180 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 6000 51065 SH SOLE 51065 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 4012 30595 SH SOLE 30595 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 6306 53900 SH SOLE 53900 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 5036 49655 SH SOLE 49655 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 6625 66197 SH SOLE 66197 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1880 17065 SH SOLE 17065 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2214 24245 SH SOLE 24245 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1355 15525 SH SOLE 15525 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2676 53521 SH SOLE 53521 0 0 VONAGE HLDGS CORP COM 92886T201 317 96500 SH SOLE 96500 0 0 WAL-MART STORES INC COM 931142103 541 7080 SH SOLE 7080 0 0 WELLPOINT INC COM 94973V107 2202 18405 SH SOLE 18405 0 0 WELLS FARGO & CO NEW COM 949746101 1990 38364 SH SOLE 38364 0 0 WESTERN DIGITAL CORP COM 958102105 2240 23022 SH SOLE 23022 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 223 14800 SH SOLE 14800 0 0 XENOPORT INC COM 98411C100 646 120000 SH SOLE 120000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 371 10040 SH SOLE 10040 0 0