0001085146-14-000936.txt : 20140430 0001085146-14-000936.hdr.sgml : 20140430 20140429183656 ACCESSION NUMBER: 0001085146-14-000936 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140429 EFFECTIVENESS DATE: 20140430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 14795399 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000750641 XXXXXXXX 03-31-2014 03-31-2014 false BAILARD, INC.
950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404
13F HOLDINGS REPORT 028-01707 N
Sonya Thadhani Chief Operating and Risk Officer 650-571-5800 /s/ Sonya Thadhani Foster City CA 04-25-2014 0 215 630487
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 462 11990 SH SOLE 11990 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1395 17499 SH SOLE 17499 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 500 90000 SH SOLE 90000 0 0 ALASKA AIR GROUP INC COM 011659109 2593 27791 SH SOLE 27791 0 0 ALCOBRA LTD SHS M2239P109 635 35000 SH SOLE 35000 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 955 13160 SH SOLE 13160 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 282 5399 SH SOLE 5399 0 0 ALLSTATE CORP COM 020002101 2582 45632 SH SOLE 45632 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 315 17850 SH SOLE 17850 0 0 AMAZON COM INC COM 023135106 423 1258 SH SOLE 1258 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 319 35000 SH SOLE 35000 0 0 AMERICAN EXPRESS CO COM 025816109 2645 29374 SH SOLE 29374 0 0 AMERICAN TOWER CORP NEW COM 03027X100 409 5000 SH SOLE 5000 0 0 AMGEN INC COM 031162100 492 3988 SH SOLE 3988 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 222 13000 SH SOLE 13000 0 0 APPLE INC COM 037833100 4907 9142 SH SOLE 9142 0 0 ARRAY BIOPHARMA INC COM 04269X105 494 105000 SH SOLE 105000 0 0 AT&T INC COM 00206R102 359 10242 SH SOLE 10242 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 818 10594 SH SOLE 10594 0 0 AUTOZONE INC COM 053332102 2144 3991 SH SOLE 3991 0 0 AVALONBAY CMNTYS INC COM 053484101 988 7521 SH SOLE 7521 0 0 AVIV REIT INC MD COM 05381L101 440 18000 SH SOLE 18000 0 0 BANCO MACRO SA SPON ADR B 05961W105 225 8000 SH SOLE 8000 0 0 BANK OF AMERICA CORPORATION COM 060505104 197 11432 SH SOLE 11432 0 0 BENCHMARK ELECTRS INC COM 08160H101 245 10800 SH SOLE 10800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 297 2375 SH SOLE 2375 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 2890 342400 SH SOLE 342400 0 0 BIOTA PHARMACEUTIALS INC COM 090694100 703 115000 SH SOLE 115000 0 0 BOSTON PROPERTIES INC COM 101121101 467 4075 SH SOLE 4075 0 0 BP PLC SPONSORED ADR 055622104 428 8907 SH SOLE 8907 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1507 29010 SH SOLE 29010 0 0 BT GROUP PLC ADR 05577E101 3699 57939 SH SOLE 57939 0 0 CAMDEN PPTY TR SH BEN INT 133131102 478 7100 SH SOLE 7100 0 0 CAPITAL ONE FINL CORP COM 14040H105 590 7640 SH SOLE 7640 0 0 CARDINAL HEALTH INC COM 14149Y108 418 5970 SH SOLE 5970 0 0 CBL & ASSOC PPTYS INC COM 124830100 854 48100 SH SOLE 48100 0 0 CHEVRON CORP NEW COM 166764100 3465 29138 SH SOLE 29138 0 0 CISCO SYS INC COM 17275R102 1983 88453 SH SOLE 88453 0 0 COCA COLA CO COM 191216100 235 6077 SH SOLE 6077 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 356 52306 SH SOLE 52306 0 0 CONOCOPHILLIPS COM 20825C104 1057 15020 SH SOLE 15020 0 0 CONSOL ENERGY INC COM 20854P109 232 5800 SH SOLE 5800 0 0 CORESITE RLTY CORP COM 21870Q105 527 17000 SH SOLE 17000 0 0 COSTCO WHSL CORP NEW COM 22160K105 303 2717 SH SOLE 2717 0 0 CUBESMART COM 229663109 686 40000 SH SOLE 40000 0 0 DDR CORP COM 23317H102 330 20000 SH SOLE 20000 0 0 DELUXE CORP COM 248019101 2377 45295 SH SOLE 45295 0 0 DIGITAL RLTY TR INC COM 253868103 207 3900 SH SOLE 3900 0 0 DISCOVER FINL SVCS COM 254709108 2077 35690 SH SOLE 35690 0 0 DISH NETWORK CORP CL A 25470M109 2343 37670 SH SOLE 37670 0 0 DONNELLEY R R & SONS CO COM 257867101 1691 94455 SH SOLE 94455 0 0 DOW CHEM CO COM 260543103 610 12550 SH SOLE 12550 0 0 DR REDDYS LABS LTD ADR 256135203 351 8000 SH SOLE 8000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 695 9753 SH SOLE 9753 0 0 DUKE REALTY CORP COM NEW 264411505 506 30000 SH SOLE 30000 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 324 13445 SH SOLE 13445 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 170 12000 SH SOLE 12000 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 2971 74306 SH SOLE 74306 0 0 ENDOCYTE INC COM 29269A102 2643 111000 SH SOLE 111000 0 0 ENTEROMEDICS INC COM NEW 29365M208 578 317700 SH SOLE 317700 0 0 EQUITY ONE COM 294752100 246 11000 SH SOLE 11000 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 870 15000 SH SOLE 15000 0 0 ESSEX PPTY TR INC COM 297178105 255 1500 SH SOLE 1500 0 0 EXELIS INC COM 30162A108 1907 100342 SH SOLE 100342 0 0 EXXON MOBIL CORP COM 30231G102 4246 43466 SH SOLE 43466 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 804 60000 SH SOLE 60000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 1742 188565 SH SOLE 188565 0 0 FUTUREFUEL CORPORATION COM 36116M106 294 14500 SH SOLE 14500 0 0 GAP INC DEL COM 364760108 591 14755 SH SOLE 14755 0 0 GENERAL DYNAMICS CORP COM 369550108 875 8036 SH SOLE 8036 0 0 GENERAL ELECTRIC CO COM 369604103 815 31462 SH SOLE 31462 0 0 GENERAL MLS INC COM 370334104 490 9454 SH SOLE 9454 0 0 GLATFELTER COM 377316104 220 8100 SH SOLE 8100 0 0 GLOBAL CASH ACCESS HLDGS INC COM 378967103 134 19500 SH SOLE 19500 0 0 GLOBAL X FDS GBX X FTSEAR NEW 37950E259 384 19400 SH SOLE 19400 0 0 GLOBAL X FDS FTSE GREECE 20 37950E366 781 31800 SH SOLE 31800 0 0 GOOGLE INC CL A 38259P508 1340 1202 SH SOLE 1202 0 0 GREEN PLAINS RENEWABLE ENERG COM 393222104 410 13700 SH SOLE 13700 0 0 HARLEY DAVIDSON INC COM 412822108 290 4355 SH SOLE 4355 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 70 22800 SH SOLE 22800 0 0 HARRIS CORP DEL COM 413875105 1945 26585 SH SOLE 26585 0 0 HEWLETT PACKARD CO COM 428236103 471 14551 SH SOLE 14551 0 0 HUMANA INC COM 444859102 1224 10856 SH SOLE 10856 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2770 27084 SH SOLE 27084 0 0 ICICI BK LTD ADR 45104G104 876 20000 SH SOLE 20000 0 0 INFOSYS LTD SPONSORED ADR 456788108 867 16000 SH SOLE 16000 0 0 INGERSOLL-RAND PLC SHS G47791101 888 15510 SH SOLE 15510 0 0 INTEL CORP COM 458140100 1393 53963 SH SOLE 53963 0 0 INTERMUNE INC COM 45884X103 2410 72000 SH SOLE 72000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4551 23643 SH SOLE 23643 0 0 ISHARES MSCI TAIWAN ETF 464286731 720 50000 SH SOLE 50000 0 0 ISHARES MSCI STH AFR ETF 464286780 795 12000 SH SOLE 12000 0 0 ISHARES MSCI JAPAN ETF 464286848 389 34300 SH SOLE 34300 0 0 ISHARES MSCI ITALCPD ETF 464286855 390 22000 SH SOLE 22000 0 0 ISHARES SELECT DIVID ETF 464287168 692 9442 SH SOLE 9442 0 0 ISHARES CORE S&P500 ETF 464287200 557 2960 SH SOLE 2960 0 0 ISHARES CORE TOTUSBD ETF 464287226 27702 256716 SH SOLE 256716 0 0 ISHARES MSCI EMG MKT ETF 464287234 540 13157 SH SOLE 13157 0 0 ISHARES IBOXX INV CP ETF 464287242 55704 476343 SH SOLE 476343 0 0 ISHARES MSCI EAFE ETF 464287465 4085 60792 SH SOLE 60792 0 0 ISHARES COHEN&STEER REIT 464287564 1153 14017 SH SOLE 14017 0 0 ISHARES RUS 2000 VAL ETF 464287630 2398 23784 SH SOLE 23784 0 0 ISHARES U.S. REAL ES ETF 464287739 56702 837929 SH SOLE 837929 0 0 ISHARES SP SMCP600VL ETF 464287879 7585 66854 SH SOLE 66854 0 0 ISHARES CALI AMT-FRE ETF 464288356 4893 43220 SH SOLE 43220 0 0 ISHARES GLB INFRASTR ETF 464288372 2174 52200 SH SOLE 52200 0 0 ISHARES IBOXX HI YD ETF 464288513 347 3675 SH SOLE 3675 0 0 ISHARES 1-3 YR CR BD ETF 464288646 5998 56861 SH SOLE 56861 0 0 ISHARES INDIA 50 ETF 464289529 404 15700 SH SOLE 15700 0 0 ISHARES TR IRELAND CAPD ETF 46429B507 365 9300 SH SOLE 9300 0 0 ISHARES TR HIGH DIVIDND ETF 46429B663 382 5343 SH SOLE 5343 0 0 ISHARES TR MSCI RUSSIA CAP 46429B705 360 19500 SH SOLE 19500 0 0 JOHNSON & JOHNSON COM 478160104 3868 39373 SH SOLE 39373 0 0 JPMORGAN CHASE & CO COM 46625H100 275 4524 SH SOLE 4524 0 0 KIMBERLY CLARK CORP COM 494368103 705 6396 SH SOLE 6396 0 0 KITE RLTY GROUP TR COM 49803T102 720 120000 SH SOLE 120000 0 0 LIBERTY PPTY TR SH BEN INT 531172104 218 5900 SH SOLE 5900 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2188 24599 SH SOLE 24599 0 0 MACK CALI RLTY CORP COM 554489104 832 40000 SH SOLE 40000 0 0 MACYS INC COM 55616P104 635 10712 SH SOLE 10712 0 0 MARATHON PETE CORP COM 56585A102 1758 20202 SH SOLE 20202 0 0 MARKET VECTORS ETF TR EGYPT INDX ETF 57061R569 407 6100 SH SOLE 6100 0 0 MATTEL INC COM 577081102 458 11426 SH SOLE 11426 0 0 MCDONALDS CORP COM 580135101 511 5211 SH SOLE 5211 0 0 MERCK & CO INC NEW COM 58933Y105 384 6756 SH SOLE 6756 0 0 MICROSOFT CORP COM 594918104 3500 85382 SH SOLE 85382 0 0 MIRATI THERAPEUTICS INC COM 60468T105 648 34000 SH SOLE 34000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 262 15000 SH SOLE 15000 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 118 11800 SH SOLE 11800 0 0 NORFOLK SOUTHERN CORP COM 655844108 1099 11312 SH SOLE 11312 0 0 NORTHROP GRUMMAN CORP COM 666807102 2232 18094 SH SOLE 18094 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 177 13100 SH SOLE 13100 0 0 ONE LIBERTY PPTYS INC COM 682406103 224 10500 SH SOLE 10500 0 0 ORACLE CORP COM 68389X105 593 14497 SH SOLE 14497 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1287 198000 SH SOLE 198000 0 0 PACKAGING CORP AMER COM 695156109 2039 28981 SH SOLE 28981 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 115 12810 SH SOLE 12810 0 0 PEPSICO INC COM 713448108 336 4019 SH SOLE 4019 0 0 PFIZER INC COM 717081103 306 9526 SH SOLE 9526 0 0 PHILIP MORRIS INTL INC COM 718172109 232 2829 SH SOLE 2829 0 0 PLEXUS CORP COM 729132100 200 5000 SH SOLE 5000 0 0 PNC FINL SVCS GROUP INC COM 693475105 935 10743 SH SOLE 10743 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 298 12000 SH SOLE 12000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 68358 779727 SH SOLE 779727 0 0 PPG INDS INC COM 693506107 1734 8962 SH SOLE 8962 0 0 PROCTER & GAMBLE CO COM 742718109 816 10123 SH SOLE 10123 0 0 PROLOGIS INC COM 74340W103 572 14000 SH SOLE 14000 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 669 8000 SH SOLE 8000 0 0 QUALCOMM INC COM 747525103 223 2833 SH SOLE 2833 0 0 REGENCY CTRS CORP COM 758849103 511 10000 SH SOLE 10000 0 0 REPUBLIC AWYS HLDGS INC COM 760276105 93 10200 SH SOLE 10200 0 0 RETAIL PPTYS AMER INC CL A 76131V202 1016 75000 SH SOLE 75000 0 0 REYNOLDS AMERICAN INC COM 761713106 1208 22605 SH SOLE 22605 0 0 ROUSE PPTYS INC COM 779287101 172 10000 SH SOLE 10000 0 0 SANMINA CORPORATION COM 801056102 291 16700 SH SOLE 16700 0 0 SAUL CTRS INC COM 804395101 332 7000 SH SOLE 7000 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1985 44405 SH SOLE 44405 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3100 55195 SH SOLE 55195 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 335 7783 SH SOLE 7783 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7644 342162 SH SOLE 342162 0 0 SESA STERLITE LTD SPONSORED ADR 78413F103 199 16000 SH SOLE 16000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 826 5036 SH SOLE 5036 0 0 SL GREEN RLTY CORP COM 78440X101 543 5398 SH SOLE 5398 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1020 8253 SH SOLE 8253 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 505 10390 SH SOLE 10390 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 373 10425 SH SOLE 10425 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 267 5600 SH SOLE 5600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 76344 408233 SH SOLE 408233 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 318 1269 SH SOLE 1269 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 34136 1407162 SH SOLE 1407162 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 7407 318563 SH SOLE 318563 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 216 2930 SH SOLE 2930 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 300 8800 SH SOLE 8800 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 2885 270375 SH SOLE 270375 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 271 5410 SH SOLE 5410 0 0 STONERIDGE INC COM 86183P102 168 15000 SH SOLE 15000 0 0 SUPERVALU INC COM 868536103 232 33900 SH SOLE 33900 0 0 SWIFT TRANSN CO CL A 87074U101 2401 97001 SH SOLE 97001 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 613 115500 SH SOLE 115500 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 606 30288 SH SOLE 30288 0 0 TATA MTRS LTD SPONSORED ADR 876568502 708 20000 SH SOLE 20000 0 0 TECH DATA CORP COM 878237106 2217 36372 SH SOLE 36372 0 0 TEKMIRA PHARMACEUTICALS CORP COM NEW 87911B209 2052 95500 SH SOLE 95500 0 0 TRAVELERS COMPANIES INC COM 89417E109 1258 14778 SH SOLE 14778 0 0 UNISYS CORP COM NEW 909214306 2221 72909 SH SOLE 72909 0 0 UNITED PARCEL SERVICE INC CL B 911312106 314 3223 SH SOLE 3223 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1156 9896 SH SOLE 9896 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1036 12638 SH SOLE 12638 0 0 VALE S A ADR 91912E105 484 35000 SH SOLE 35000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2210 41618 SH SOLE 41618 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 240 2951 SH SOLE 2951 0 0 VANGUARD INDEX FDS REIT ETF 922908553 907 12841 SH SOLE 12841 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 460 4575 SH SOLE 4575 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1664 19340 SH SOLE 19340 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 44937 461029 SH SOLE 461029 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1739 34559 SH SOLE 34559 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 406 9998 SH SOLE 9998 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 932 14773 SH SOLE 14773 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 5488 51870 SH SOLE 51870 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 5640 50910 SH SOLE 50910 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 3823 29775 SH SOLE 29775 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 5672 53045 SH SOLE 53045 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 4952 49230 SH SOLE 49230 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 5995 65500 SH SOLE 65500 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1779 16735 SH SOLE 16735 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2204 24345 SH SOLE 24345 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1298 15250 SH SOLE 15250 0 0 WAL-MART STORES INC COM 931142103 596 7798 SH SOLE 7798 0 0 WELLS FARGO & CO NEW COM 949746101 2031 40841 SH SOLE 40841 0 0 WESTERN DIGITAL CORP COM 958102105 2157 23487 SH SOLE 23487 0 0 WESTLAKE CHEM CORP COM 960413102 1970 29771 SH SOLE 29771 0 0 WHIRLPOOL CORP COM 963320106 1971 13185 SH SOLE 13185 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 264 22800 SH SOLE 22800 0 0 XENOPORT INC COM 98411C100 620 120000 SH SOLE 120000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 249 8000 SH SOLE 8000 0 0