SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SINGER JULIAN D.

(Last) (First) (Middle)
2200 FLETCHER AVENUE
SUITE 501

(Street)
FORT LEE NJ 07024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CCUR Holdings, Inc. [ CCUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2018 P 652 A $5.67 1,953,860(1) I By JDS1, LLC
Common Stock 01/16/2018 P 18,296 A $5.6657 1,972,156(1) I By JDS1, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Put Option (obligation to buy) $5 01/12/2018 J(2) 50 10/18/2017 03/16/2018 Common Stock 495,000(1) $500 4,950 I By JDS1, LLC
Put Option (obligation to buy) $7.5 12/22/2017 06/15/2018 Common Stock 14,000(1) 140 I By JDS1, LLC
Put Option (obligation to buy) $7.5 11/01/2017 06/15/2018 Common Stock 20,000(1) 200 I By JDS1, LLC
Put Option (obligation to buy) $5 10/27/2017 06/15/2018 Common Stock 5,000(1) 50 I By JDS1, LLC
Put Option (obligation to buy) $7.5 10/30/2017 06/15/2018 Common Stock 30,000(1) 300 I By JDS1, LLC
Put Option (obligation to buy) $7.5 10/31/2017 06/15/2018 Common Stock 10,000(1) 100 I By JDS1, LLC
Put Option (obligation to buy) $7.5 10/17/2017 03/16/2018 Common Stock 42,300(1) 423 I By JDS1, LLC
Put Option (obligation to buy) $7.5 10/16/2017 03/16/2018 Common Stock 60,000(1) 600 I By JDS1, LLC
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
2. Put option written by reporting person cancelled through acquisition of offsetting put position. The amount reported in column 8 reflects the amount paid to acquire this offsetting position.
Remarks:
/s/ Julian Singer 01/17/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.