0001580642-19-005067.txt : 20191107
0001580642-19-005067.hdr.sgml : 20191107
20191107124242
ACCESSION NUMBER: 0001580642-19-005067
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
EFFECTIVENESS DATE: 20191107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
CENTRAL INDEX KEY: 0000746504
IRS NUMBER: 251443041
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19274
FILM NUMBER: 191199299
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 510
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4123917077
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 510
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: MID ATLANTIC FINANCIAL MANAGEMENT INC /ADV
DATE OF NAME CHANGE: 19840522
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000746504
XXXXXXXX
09-30-2019
09-30-2019
false
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
1251 Waterfront Place
Suite 510
Pittsburgh
PA
15222
13F HOLDINGS REPORT
028-19274
N
Kyle P. Smith
Senior Vice President
412-391-7077
/s/ Kyle P. Smith
Pittsburgh
PA
11-07-2019
0
701
937155
INFORMATION TABLE
2
infotable.xml
ISHARES TR
MSCI EMG MKT ETF
464287234
618
15117
SH
SOLE
0
0
15117
WELLTOWER INC
COM
95040Q104
515
5680
SH
SOLE
0
0
5680
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1026
15843
SH
SOLE
0
0
15843
VENTAS INC
COM
92276F100
420
5746
SH
SOLE
0
0
5746
GENERAL MTRS CO
COM
37045V100
1000
26675
SH
SOLE
0
0
26675
BANK NEW YORK MELLON CORP
COM
064058100
409
9053
SH
SOLE
0
0
9053
RIO TINTO PLC
SPONSORED ADR
767204100
595
11413
SH
SOLE
0
0
11413
ROYCE VALUE TR INC
COM
780910105
380
27600
SH
SOLE
0
0
27600
DELAWARE ENHANCED GBL DIV &
COM
246060107
116
11800
SH
SOLE
0
0
11800
BLACKROCK MUNIYIELD INVST FD
COM
09254R104
257
17956
SH
SOLE
0
0
17956
ISHARES TR
S&P 500 VAL ETF
464287408
563
4730
SH
SOLE
0
0
4730
MFS INTER INCOME TR
SH BEN INT
55273C107
487
127400
SH
SOLE
0
0
127400
MCDONALDS CORP
COM
580135101
2539
11827
SH
SOLE
0
0
11827
ISHARES TR
MBS ETF
464288588
2946
27202
SH
SOLE
0
0
27202
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
324
22148
SH
SOLE
0
0
22148
MICROSOFT CORP
COM
594918104
11163
80290
SH
SOLE
0
0
80290
LULULEMON ATHLETICA INC
COM
550021109
827
4297
SH
SOLE
0
0
4297
SHOPIFY INC
CL A
82509L107
296
949
SH
SOLE
0
0
949
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
419
2677
SH
SOLE
0
0
2677
INVESCO ADVANTAGE MUNICIPAL
SH BEN INT
46132E103
254
22625
SH
SOLE
0
0
22625
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1265
23760
SH
SOLE
0
0
23760
PACER FDS TR
TRENDP US MID CP
69374H204
306
10496
SH
SOLE
0
0
10496
CISCO SYS INC
COM
17275R102
4108
83150
SH
SOLE
0
0
83150
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
532
9704
SH
SOLE
0
0
9704
AGNC INVT CORP
COM
00123Q104
0
1000
SH
Put
SOLE
0
0
1000
UNION PACIFIC CORP
COM
907818108
1376
8493
SH
SOLE
0
0
8493
NOVARTIS A G
SPONSORED ADR
66987V109
482
5547
SH
SOLE
0
0
5547
FIRST BANCSHARES INC MS
COM
318916103
2155
66727
SH
SOLE
0
0
66727
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
352
3459
SH
SOLE
0
0
3459
MORGAN STANLEY EM MKTS DM DE
COM
617477104
300
45550
SH
SOLE
0
0
45550
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
130
14700
SH
SOLE
0
0
14700
TEMPLETON GLOBAL INCOME FD
COM
880198106
74
12075
SH
SOLE
0
0
12075
ISHARES TR
CORE S&P500 ETF
464287200
25710
86126
SH
SOLE
0
0
86126
ISHARES TR
FLTG RATE NT ETF
46429B655
280
5486
SH
SOLE
0
0
5486
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
23
23000
PRN
SOLE
0
0
23000
ISHARES TR
CORE HIGH DV ETF
46429B663
1642
17434
SH
SOLE
0
0
17434
BLACKSTONE GROUP INC
COM CL A
09260D107
8
2300
SH
Put
SOLE
0
0
2300
BLACKROCK INC
COM
09247X101
554
1244
SH
SOLE
0
0
1244
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
234
13959
SH
SOLE
0
0
13959
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4139
19895
SH
SOLE
0
0
19895
ISHARES TR
US AER DEF ETF
464288760
1287
5729
SH
SOLE
0
0
5729
CARNIVAL CORP
UNIT 99/99/9999
143658300
663
15172
SH
SOLE
0
0
15172
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
59
10000
SH
SOLE
0
0
10000
NUVEEN FLOATING RATE INCOME
COM
67072T108
1193
122768
SH
SOLE
0
0
122768
PENTAIR PLC
SHS
G7S00T104
344
9112
SH
SOLE
0
0
9112
FIRST TR INTER DUR PFD & IN
COM
33718W103
355
15010
SH
SOLE
0
0
15010
RPM INTL INC
COM
749685103
335
4875
SH
SOLE
0
0
4875
CINCINNATI FINL CORP
COM
172062101
1081
9264
SH
SOLE
0
0
9264
BANK AMER CORP
7.25%CNV PFD L
060505682
262
175
SH
SOLE
0
0
175
PVH CORP
COM
693656100
250
2828
SH
SOLE
0
0
2828
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
88
20250
SH
SOLE
0
0
20250
WALMART INC
COM
931142103
2359
19880
SH
SOLE
0
0
19880
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
904
51900
SH
SOLE
0
0
51900
TJX COS INC NEW
COM
872540109
230
4118
SH
SOLE
0
0
4118
MERCK & CO INC
COM
58933Y105
3912
46471
SH
SOLE
0
0
46471
JETBLUE AWYS CORP
COM
477143101
270
16143
SH
SOLE
0
0
16143
EATON VANCE SH TM DR DIVR IN
COM
27828V104
420
32257
SH
SOLE
0
0
32257
ISHARES TR
CORE US AGGBD ET
464287226
18476
163259
SH
SOLE
0
0
163259
U.S. AUTO PARTS NETWORK INC
COM
90343C100
68
43800
SH
SOLE
0
0
43800
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
540
13279
SH
SOLE
0
0
13279
CARDINAL HEALTH INC
COM
14149Y108
623
13204
SH
SOLE
0
0
13204
PIMCO INCOME STRATEGY FUND I
COM
72201J104
1033
99990
SH
SOLE
0
0
99990
ABERDEEN INCOME CR STRATEGIE
COM
003057106
976
78300
SH
SOLE
0
0
78300
KKR INCOME OPPORTUNITIES FD
COM
48249T106
1013
65092
SH
SOLE
0
0
65092
BRISTOL MYERS SQUIBB CO
COM
110122108
2040
40230
SH
SOLE
0
0
40230
AMAZON COM INC
COM
023135106
8957
5160
SH
SOLE
0
0
5160
DOW INC
COM
260557103
658
13817
SH
SOLE
0
0
13817
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
695
50029
SH
SOLE
0
0
50029
INVESCO TR INVT GRADE MUNS
COM
46131M106
298
23132
SH
SOLE
0
0
23132
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
21
25000
PRN
SOLE
0
0
25000
ISHARES TR
CORE MSCI INTL
46435G326
292
5349
SH
SOLE
0
0
5349
JPMORGAN CHASE & CO
COM
46625H100
5021
42662
SH
SOLE
0
0
42662
WESTERN ASSET CORPORATE LN F
COM
95790J102
260
27400
SH
SOLE
0
0
27400
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
26
25000
PRN
SOLE
0
0
25000
AMERICAN EXPRESS CO
COM
025816109
609
5148
SH
SOLE
0
0
5148
DISCOVER FINL SVCS
COM
254709108
244
3008
SH
SOLE
0
0
3008
AMERIPRISE FINL INC
COM
03076C106
959
6519
SH
SOLE
0
0
6519
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
867
13081
SH
SOLE
0
0
13081
CONSOLIDATED EDISON INC
COM
209115104
670
7093
SH
SOLE
0
0
7093
WISDOMTREE TR
US MIDCAP DIVID
97717W505
241
6641
SH
SOLE
0
0
6641
TPG SPECIALTY LENDING INC
NOTE 4.500% 8/0
87265KAD4
26
25000
PRN
SOLE
0
0
25000
SPIRIT AIRLS INC
COM
848577102
356
9820
SH
SOLE
0
0
9820
RIVERNORTH OPPRTUNITIES FD I
COM
76881Y109
303
17500
SH
SOLE
0
0
17500
BOEING CO
COM
097023105
4607
12109
SH
SOLE
0
0
12109
COLGATE PALMOLIVE CO
COM
194162103
1151
15651
SH
SOLE
0
0
15651
VANGUARD WORLD FDS
INF TECH ETF
92204A702
732
3397
SH
SOLE
0
0
3397
INVESCO EXCHNG TRADED FD TR
CALIF AMT MUN
46138E206
885
32375
SH
SOLE
0
0
32375
GOLDMAN SACHS ETF TR
EQUITY ETF
381430503
294
4905
SH
SOLE
0
0
4905
KROGER CO
COM
501044101
358
13904
SH
SOLE
0
0
13904
COHEN & STEERS QUALITY RLTY
COM
19247L106
1411
89016
SH
SOLE
0
0
89016
MFS MUN INCOME TR
SH BEN INT
552738106
122
17300
SH
SOLE
0
0
17300
VISA INC
COM CL A
92826C839
3486
20268
SH
SOLE
0
0
20268
FS KKR CAPITAL CORP
COM
302635107
528
90642
SH
SOLE
0
0
90642
HANCOCK JOHN PFD INCOME FD
SH BEN INT
41013W108
269
11150
SH
SOLE
0
0
11150
SCHLUMBERGER LTD
COM
806857108
263
7687
SH
SOLE
0
0
7687
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
76
14957
SH
SOLE
0
0
14957
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
175
33216
SH
SOLE
0
0
33216
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
421
24900
SH
SOLE
0
0
24900
BLACKROCK CR ALLCTN INC TR
COM
092508100
177
12980
SH
SOLE
0
0
12980
STARWOOD PPTY TR INC
COM
85571B105
212
8746
SH
SOLE
0
0
8746
PAYCHEX INC
COM
704326107
368
4443
SH
SOLE
0
0
4443
CITIGROUP INC
COM NEW
172967424
1083
15682
SH
SOLE
0
0
15682
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
234
4324
SH
SOLE
0
0
4324
WESTERN ASSET GLB HI INCOME
COM
95766B109
987
99394
SH
SOLE
0
0
99394
PCM FUND INC
COM
69323T101
1122
100895
SH
SOLE
0
0
100895
PNC FINL SVCS GROUP INC
COM
693475105
839
5986
SH
SOLE
0
0
5986
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
992
104000
SH
SOLE
0
0
104000
VANGUARD WORLD FDS
ENERGY ETF
92204A306
433
5555
SH
SOLE
0
0
5555
CELGENE CORP
COM
151020104
953
9602
SH
SOLE
0
0
9602
NETAPP INC
COM
64110D104
204
3889
SH
SOLE
0
0
3889
EQUINIX INC
COM
29444U700
236
409
SH
SOLE
0
0
409
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
494
3626
SH
SOLE
0
0
3626
MARRIOTT INTL INC NEW
CL A
571903202
405
3254
SH
SOLE
0
0
3254
URBAN OUTFITTERS INC
COM
917047102
242
8600
SH
SOLE
0
0
8600
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2127
14361
SH
SOLE
0
0
14361
ABBVIE INC
COM
00287Y109
1851
24451
SH
SOLE
0
0
24451
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
26
27000
PRN
SOLE
0
0
27000
LAZARD WORLD DIVID & INCOME
COM
521076109
218
23334
SH
SOLE
0
0
23334
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
337
22042
SH
SOLE
0
0
22042
INVESCO ACTIVELY MANAGD ETF
ULTRA SHRT DUR
46090A887
446
8838
SH
SOLE
0
0
8838
ARES COML REAL ESTATE CORP
COM
04013V108
246
16164
SH
SOLE
0
0
16164
BROWN FORMAN CORP
CL B
115637209
382
6087
SH
SOLE
0
0
6087
LEGGETT & PLATT INC
COM
524660107
516
12595
SH
SOLE
0
0
12595
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
1459
21610
SH
SOLE
0
0
21610
ISHARES TR
BARCLAYS 7 10 YR
464287440
213
1893
SH
SOLE
0
0
1893
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1276
21686
SH
SOLE
0
0
21686
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
186
12255
SH
SOLE
0
0
12255
AES CORP
COM
00130H105
196
11973
SH
SOLE
0
0
11973
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
204
14097
SH
SOLE
0
0
14097
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
283
5480
SH
SOLE
0
0
5480
DUPONT DE NEMOURS INC
COM
26614N102
457
6412
SH
SOLE
0
0
6412
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
442
29452
SH
SOLE
0
0
29452
SANOFI
SPONSORED ADR
80105N105
384
8283
SH
SOLE
0
0
8283
GABELLI MULTIMEDIA TR INC
COM
36239Q109
326
40200
SH
SOLE
0
0
40200
PIONEER HIGH INCOME TR
COM
72369H106
1092
118428
SH
SOLE
0
0
118428
PRICE T ROWE GROUP INC
COM
74144T108
691
6047
SH
SOLE
0
0
6047
INVESCO EXCHNG TRADED FD TR
S&P500 HDL VOL
46138E362
466
10942
SH
SOLE
0
0
10942
CREDIT SUISSE ASSET MGMT INC
COM
224916106
343
108900
SH
SOLE
0
0
108900
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
2378
27020
SH
SOLE
0
0
27020
FACEBOOK INC
CL A
30303M102
2537
14244
SH
SOLE
0
0
14244
FNB CORP PA
COM
302520101
424
36771
SH
SOLE
0
0
36771
ISHARES TR
MSCI MIN VOL ETF
46429B697
2119
33057
SH
SOLE
0
0
33057
CROWN CASTLE INTL CORP NEW
COM
22822V101
262
1888
SH
SOLE
0
0
1888
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
535
2990
SH
SOLE
0
0
2990
GALLAGHER ARTHUR J & CO
COM
363576109
488
5448
SH
SOLE
0
0
5448
CDW CORP
COM
12514G108
202
1637
SH
SOLE
0
0
1637
INTUITIVE SURGICAL INC
COM NEW
46120E602
207
384
SH
SOLE
0
0
384
PEOPLES UTD FINL INC
COM
712704105
412
26350
SH
SOLE
0
0
26350
ALPHABET INC
CAP STK CL A
02079K305
3870
3169
SH
SOLE
0
0
3169
NORFOLK SOUTHERN CORP
COM
655844108
270
1503
SH
SOLE
0
0
1503
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
1946
63064
SH
SOLE
0
0
63064
NUVEEN SHT DUR CR OPP FD
COM
67074X107
1058
70600
SH
SOLE
0
0
70600
MASTERCARD INC
CL A
57636Q104
2510
9243
SH
SOLE
0
0
9243
ADVANCED MICRO DEVICES INC
COM
007903107
354
12225
SH
SOLE
0
0
12225
NEXTERA ENERGY INC
COM
65339F101
2011
8632
SH
SOLE
0
0
8632
GENERAL ELECTRIC CO
COM
369604103
703
78580
SH
SOLE
0
0
78580
ISHARES TR
COHEN STEER REIT
464287564
343
2861
SH
SOLE
0
0
2861
QUALCOMM INC
COM
747525103
537
7040
SH
SOLE
0
0
7040
VEREIT INC
COM
92339V100
527
53871
SH
SOLE
0
0
53871
ROKU INC
COM CL A
77543R102
385
3781
SH
SOLE
0
0
3781
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
876
79823
SH
SOLE
0
0
79823
AMERICAN ELEC PWR CO INC
COM
025537101
706
7537
SH
SOLE
0
0
7537
ATHENE HLDG LTD
CL A
G0684D107
219
5200
SH
SOLE
0
0
5200
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
252
3245
SH
SOLE
0
0
3245
ROSS STORES INC
COM
778296103
306
2787
SH
SOLE
0
0
2787
LOWES COS INC
COM
548661107
889
8084
SH
SOLE
0
0
8084
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
2649
23443
SH
SOLE
0
0
23443
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
539
35700
SH
SOLE
0
0
35700
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
21716
431381
SH
SOLE
0
0
431381
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1152
8684
SH
SOLE
0
0
8684
ALLIANZGI DIVERS INC & CNV F
COM
01883J108
356
15630
SH
SOLE
0
0
15630
FIRST TR S&P REIT INDEX FD
COM
33734G108
586
22031
SH
SOLE
0
0
22031
WELLS FARGO MULTI SECTOR INC
COM
94987D101
1051
85100
SH
SOLE
0
0
85100
KEYCORP NEW
COM
493267108
615
34465
SH
SOLE
0
0
34465
GRANITE PT MTG TR INC
NOTE 6.375%10/0
38741LAC1
24
23000
PRN
SOLE
0
0
23000
WASTE MGMT INC DEL
COM
94106L109
1330
11563
SH
SOLE
0
0
11563
CARBO CERAMICS INC
COM
140781105
38
15900
SH
SOLE
0
0
15900
DESPEGAR COM CORP
ORD SHS
G27358103
116
10250
SH
SOLE
0
0
10250
BAXTER INTL INC
COM
071813109
221
2528
SH
SOLE
0
0
2528
HERSHEY CO
COM
427866108
274
1765
SH
SOLE
0
0
1765
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
943
225033
SH
SOLE
0
0
225033
FINISAR CORP
NOTE 0.500%12/1
31787AAP6
30
30000
PRN
SOLE
0
0
30000
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
4829
124180
SH
SOLE
0
0
124180
NUVEEN MUN VALUE FD INC
COM
670928100
357
33925
SH
SOLE
0
0
33925
ISHARES TR
SH TR CRPORT ETF
464288646
1927
35898
SH
SOLE
0
0
35898
OPEN TEXT CORP
COM
683715106
401
9817
SH
SOLE
0
0
9817
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
207
5026
SH
SOLE
0
0
5026
NORTHROP GRUMMAN CORP
COM
666807102
478
1276
SH
SOLE
0
0
1276
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
211
7640
SH
SOLE
0
0
7640
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
1731
40741
SH
SOLE
0
0
40741
LAS VEGAS SANDS CORP
COM
517834107
236
4086
SH
SOLE
0
0
4086
THE CHARLES SCHWAB CORPORATI
COM
808513105
345
8249
SH
SOLE
0
0
8249
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
170
15500
SH
SOLE
0
0
15500
AGNC INVT CORP
COM
00123Q104
2
5600
SH
Put
SOLE
0
0
5600
INVESCO MUN TR
COM
46131J103
492
39050
SH
SOLE
0
0
39050
INVESCO QUALITY MUNI INC TRS
COM
46133G107
434
33900
SH
SOLE
0
0
33900
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
3742
134222
SH
SOLE
0
0
134222
PIMCO INCOME STRATEGY FUND
COM
72201H108
1000
87500
SH
SOLE
0
0
87500
ISHARES TR
U.S. FINLS ETF
464287788
249
1936
SH
SOLE
0
0
1936
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
935
3
SH
SOLE
0
0
3
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1128
49931
SH
SOLE
0
0
49931
MEDTRONIC PLC
SHS
G5960L103
1723
15863
SH
SOLE
0
0
15863
UNITED BANKSHARES INC WEST V
COM
909907107
344
9073
SH
SOLE
0
0
9073
CLEARBRIDGE MLP AND MIDSTRM
COM
184692101
150
13200
SH
SOLE
0
0
13200
ISHARES TR
IBOXX HI YD ETF
464288513
786
9014
SH
SOLE
0
0
9014
HONEYWELL INTL INC
COM
438516106
2353
13908
SH
SOLE
0
0
13908
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
409
3039
SH
SOLE
0
0
3039
ADAM NAT RES FD INC
COM
00548F105
533
33700
SH
SOLE
0
0
33700
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
4239
72062
SH
SOLE
0
0
72062
CATCHMARK TIMBER TR INC
CL A
14912Y202
120
11230
SH
SOLE
0
0
11230
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
526
47850
SH
SOLE
0
0
47850
KIMBERLY CLARK CORP
COM
494368103
854
6011
SH
SOLE
0
0
6011
ALPS ETF TR
ALERIAN MLP
00162Q866
603
66018
SH
SOLE
0
0
66018
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
83
13400
SH
SOLE
0
0
13400
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1140
4234
SH
SOLE
0
0
4234
DELTA AIR LINES INC DEL
COM NEW
247361702
677
11756
SH
SOLE
0
0
11756
COHEN & STEERS LTD DUR PFD I
COM
19248C105
458
17900
SH
SOLE
0
0
17900
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
26
27000
PRN
SOLE
0
0
27000
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
352
2896
SH
SOLE
0
0
2896
MAXIM INTEGRATED PRODS INC
COM
57772K101
822
14188
SH
SOLE
0
0
14188
AFLAC INC
COM
001055102
532
10169
SH
SOLE
0
0
10169
ISHARES TR
JPMORGAN USD EMG
464288281
14306
126210
SH
SOLE
0
0
126210
COHEN & STEERS CLOSED END OP
COM
19248P106
270
20600
SH
SOLE
0
0
20600
VERIZON COMMUNICATIONS INC
COM
92343V104
4688
77675
SH
SOLE
0
0
77675
TANGER FACTORY OUTLET CTRS I
COM
875465106
556
35925
SH
SOLE
0
0
35925
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3546
23040
SH
SOLE
0
0
23040
T MOBILE US INC
COM
872590104
462
5868
SH
SOLE
0
0
5868
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
1032
99097
SH
SOLE
0
0
99097
SHERWIN WILLIAMS CO
COM
824348106
1098
1996
SH
SOLE
0
0
1996
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
228
725
SH
SOLE
0
0
725
PUBLIC STORAGE
COM
74460D109
387
1580
SH
SOLE
0
0
1580
KOHLS CORP
COM
500255104
310
6250
SH
SOLE
0
0
6250
NUVEEN PFD & INCOME TERM FD
COM
67075A106
467
18900
SH
SOLE
0
0
18900
ISHARES TR
CORE S&P SCP ETF
464287804
20486
263183
SH
SOLE
0
0
263183
NOVO-NORDISK A S
ADR
670100205
529
10238
SH
SOLE
0
0
10238
RANGE RES CORP
COM
75281A109
64
16740
SH
SOLE
0
0
16740
FIDUS INVT CORP
COM
316500107
220
14868
SH
SOLE
0
0
14868
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
739
35700
SH
SOLE
0
0
35700
CHUBB LIMITED
COM
H1467J104
1111
6881
SH
SOLE
0
0
6881
GABELLI CONV&INCOM SECS FD I
COM
36240B109
211
39700
SH
SOLE
0
0
39700
ISHARES TR
S&P MC 400GR ETF
464287606
686
3063
SH
SOLE
0
0
3063
BLACKROCK MUNIVEST FD II INC
COM
09253T101
183
12400
SH
SOLE
0
0
12400
JOHNSON CTLS INTL PLC
SHS
G51502105
382
8703
SH
SOLE
0
0
8703
ISHARES INC
US INTL HGH YLD
464286178
366
7496
SH
SOLE
0
0
7496
ISHARES TR
RUS MID CAP ETF
464287499
13802
246684
SH
SOLE
0
0
246684
UNITEDHEALTH GROUP INC
COM
91324P102
3157
14529
SH
SOLE
0
0
14529
ISHARES TR
INTL SEL DIV ETF
464288448
569
18506
SH
SOLE
0
0
18506
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
942
4897
SH
SOLE
0
0
4897
FIDELITY COVINGTON TR
MSCI INDL INDX
316092709
548
13739
SH
SOLE
0
0
13739
SOUTHERN CO
COM
842587107
897
14519
SH
SOLE
0
0
14519
ISHARES TR
EAFE SML CP ETF
464288273
1030
18002
SH
SOLE
0
0
18002
VALERO ENERGY CORP NEW
COM
91913Y100
492
5768
SH
SOLE
0
0
5768
ORACLE CORP
COM
68389X105
1281
23287
SH
SOLE
0
0
23287
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
3
5200
SH
Put
SOLE
0
0
5200
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
1132
105282
SH
SOLE
0
0
105282
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
194
12366
SH
SOLE
0
0
12366
ZOETIS INC
CL A
98978V103
399
3204
SH
SOLE
0
0
3204
HUNTINGTON BANCSHARES INC
COM
446150104
2415
169225
SH
SOLE
0
0
169225
EATON CORP PLC
SHS
G29183103
397
4775
SH
SOLE
0
0
4775
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
486
4469
SH
SOLE
0
0
4469
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
595
5504
SH
SOLE
0
0
5504
ISHARES INC
MSCI JPN ETF NEW
46434G822
258
4547
SH
SOLE
0
0
4547
PPL CORP
COM
69351T106
392
12460
SH
SOLE
0
0
12460
EVERSOURCE ENERGY
COM
30040W108
308
3608
SH
SOLE
0
0
3608
INFOSYS LTD
SPONSORED ADR
456788108
116
10199
SH
SOLE
0
0
10199
PIONEER DIV HIGH INCOME TRUS
COM
723653101
1088
75000
SH
SOLE
0
0
75000
MICRON TECHNOLOGY INC
COM
595112103
299
6979
SH
SOLE
0
0
6979
BARINGS CORPORATE INVS
COM
06759X107
502
29800
SH
SOLE
0
0
29800
CALAMOS GBL DYN INCOME FUND
COM
12811L107
375
48000
SH
SOLE
0
0
48000
ISHARES TR
U.S. TECH ETF
464287721
565
2766
SH
SOLE
0
0
2766
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
2267
22081
SH
SOLE
0
0
22081
INVESCO EXCHNG TRADED FD TR
CEF INM COMPSI
46138E404
259
11464
SH
SOLE
0
0
11464
PACWEST BANCORP DEL
COM
695263103
588
16177
SH
SOLE
0
0
16177
PGIM GLOBAL HIGH YIELD FD IN
COM
69346J106
507
35302
SH
SOLE
0
0
35302
ISHARES TR
RUS 2000 GRW ETF
464287648
960
4983
SH
SOLE
0
0
4983
COMMERCIAL METALS CO
COM
201723103
282
16225
SH
SOLE
0
0
16225
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
2120
11644
SH
SOLE
0
0
11644
BLACKROCK INCOME TR INC
COM
09247F100
73
12000
SH
SOLE
0
0
12000
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
592
30600
SH
SOLE
0
0
30600
NCR CORP NEW
COM
62886E108
220
6982
SH
SOLE
0
0
6982
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
620
9909
SH
SOLE
0
0
9909
FRANKLIN LTD DURATION INC TR
COM
35472T101
1173
125952
SH
SOLE
0
0
125952
REDWOOD TR INC
NOTE 4.750% 8/1
758075AC9
20
20000
PRN
SOLE
0
0
20000
BLACKROCK MUNIENHANCED FD IN
COM
09253Y100
156
13800
SH
SOLE
0
0
13800
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
618
70000
SH
SOLE
0
0
70000
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
360
5352
SH
SOLE
0
0
5352
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
1647
21723
SH
SOLE
0
0
21723
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
2530
19633
SH
SOLE
0
0
19633
PEPSICO INC
COM
713448108
3953
28830
SH
SOLE
0
0
28830
FORD MTR CO DEL
COM
345370860
420
45823
SH
SOLE
0
0
45823
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
927
18587
SH
SOLE
0
0
18587
SPDR GOLD TRUST
GOLD SHS
78463V107
1307
9411
SH
SOLE
0
0
9411
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
903
89875
SH
SOLE
0
0
89875
CLOUGH GLOBAL EQUITY FD
COM
18914C100
152
13200
SH
SOLE
0
0
13200
ANNALY CAP MGMT INC
COM
035710409
387
43931
SH
SOLE
0
0
43931
NUTRIEN LTD
COM
67077M108
208
4165
SH
SOLE
0
0
4165
GABELLI DIVD & INCOME TR
COM
36242H104
228
10600
SH
SOLE
0
0
10600
THERMO FISHER SCIENTIFIC INC
COM
883556102
313
1075
SH
SOLE
0
0
1075
ISHARES TR
RUS 1000 VAL ETF
464287598
2353
18346
SH
SOLE
0
0
18346
AUTOMATIC DATA PROCESSING IN
COM
053015103
881
5459
SH
SOLE
0
0
5459
JOHN HANCOCK ETF TRUST
MULTIFACTOR MI
47804J206
2790
75776
SH
SOLE
0
0
75776
BIOGEN INC
COM
09062X103
405
1740
SH
SOLE
0
0
1740
ISHARES TR
RUSSELL 2000 ETF
464287655
1902
12566
SH
SOLE
0
0
12566
PROSPECT CAPITAL CORPORATION
COM
74348T102
119
18000
SH
SOLE
0
0
18000
LEGG MASON INC
COM
524901105
905
23687
SH
SOLE
0
0
23687
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
84
18000
SH
SOLE
0
0
18000
NUVEEN SR INCOME FD
COM
67067Y104
935
162115
SH
SOLE
0
0
162115
NVIDIA CORP
COM
67066G104
704
4044
SH
SOLE
0
0
4044
CVS HEALTH CORP
COM
126650100
1014
16080
SH
SOLE
0
0
16080
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
518
26250
SH
SOLE
0
0
26250
ISHARES TR
NATIONAL MUN ETF
464288414
550
4818
SH
SOLE
0
0
4818
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
344
11293
SH
SOLE
0
0
11293
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
1068
29172
SH
SOLE
0
0
29172
GENERAL MLS INC
COM
370334104
428
7757
SH
SOLE
0
0
7757
MCCORMICK & CO INC
COM NON VTG
579780206
357
2282
SH
SOLE
0
0
2282
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
355
10900
SH
SOLE
0
0
10900
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
305
2415
SH
SOLE
0
0
2415
ISHARES TR
USD INV GRDE ETF
464288620
4902
84104
SH
SOLE
0
0
84104
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
871
60841
SH
SOLE
0
0
60841
APOLLO TACTICAL INCOME FD IN
COM
037638103
356
23500
SH
SOLE
0
0
23500
SELECT SECTOR SPDR TR
ENERGY
81369Y506
430
7258
SH
SOLE
0
0
7258
SMUCKER J M CO
COM NEW
832696405
345
3132
SH
SOLE
0
0
3132
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
245
615
SH
SOLE
0
0
615
BANKUNITED INC
COM
06652K103
202
6010
SH
SOLE
0
0
6010
ISHARES TR
DOW JONES US ETF
464287846
306
2076
SH
SOLE
0
0
2076
GRAINGER W W INC
COM
384802104
471
1585
SH
SOLE
0
0
1585
PIMCO CORPORATE & INCOME OPP
COM
72201B101
404
22250
SH
SOLE
0
0
22250
INTL PAPER CO
COM
460146103
634
15162
SH
SOLE
0
0
15162
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
460
4511
SH
SOLE
0
0
4511
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
340
25075
SH
SOLE
0
0
25075
WESTERN ASSET MUN HI INCM FD
COM
95766N103
144
18950
SH
SOLE
0
0
18950
XCEL ENERGY INC
COM
98389B100
231
3563
SH
SOLE
0
0
3563
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
133
13820
SH
SOLE
0
0
13820
NUVEEN PFD & INCM SECURTIES
COM
67072C105
428
43409
SH
SOLE
0
0
43409
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
230
88932
SH
SOLE
0
0
88932
ISHARES TR
CORE MSCI EAFE
46432F842
4685
76714
SH
SOLE
0
0
76714
HCI GROUP INC
NOTE 4.250% 3/0
40416EAD5
29
29000
PRN
SOLE
0
0
29000
INTERNATIONAL BUSINESS MACHS
COM
459200101
1651
11354
SH
SOLE
0
0
11354
CANADIAN NATL RY CO
COM
136375102
304
3384
SH
SOLE
0
0
3384
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
113
17700
SH
SOLE
0
0
17700
GOLDMAN SACHS GROUP INC
COM
38141G104
386
1865
SH
SOLE
0
0
1865
3M CO
COM
88579Y101
1159
7050
SH
SOLE
0
0
7050
STARBUCKS CORP
COM
855244109
2035
23012
SH
SOLE
0
0
23012
LKQ CORP
COM
501889208
207
6597
SH
SOLE
0
0
6597
DIAGEO P L C
SPON ADR NEW
25243Q205
1547
9459
SH
SOLE
0
0
9459
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
302
5685
SH
SOLE
0
0
5685
FIRST TR HIGH INCOME L/S FD
COM
33738E109
774
51079
SH
SOLE
0
0
51079
MONDELEZ INTL INC
CL A
609207105
1016
18364
SH
SOLE
0
0
18364
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
422
26725
SH
SOLE
0
0
26725
LINDE PLC
SHS
G5494J103
503
2595
SH
SOLE
0
0
2595
CHARTER COMMUNICATIONS INC N
CL A
16119P108
285
691
SH
SOLE
0
0
691
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
622
7718
SH
SOLE
0
0
7718
CLOROX CO DEL
COM
189054109
1077
7093
SH
SOLE
0
0
7093
ALPHABET INC
CAP STK CL C
02079K107
2336
1916
SH
SOLE
0
0
1916
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
538
46700
SH
SOLE
0
0
46700
APOLLO SR FLOATING RATE FD I
COM
037636107
435
29300
SH
SOLE
0
0
29300
BLACKSTONE GROUP INC
COM CL A
09260D107
1969
40321
SH
SOLE
0
0
40321
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1137
22479
SH
SOLE
0
0
22479
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
468
41500
SH
SOLE
0
0
41500
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
1367
50612
SH
SOLE
0
0
50612
ISHARES TR
RUS MDCP VAL ETF
464287473
696
7759
SH
SOLE
0
0
7759
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
264
8927
SH
SOLE
0
0
8927
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
220
20200
SH
SOLE
0
0
20200
VANGUARD GROUP
DIV APP ETF
921908844
4751
39732
SH
SOLE
0
0
39732
BB&T CORP
COM
054937107
517
9696
SH
SOLE
0
0
9696
BLACKROCK MUNIVEST FD INC
COM
09253R105
305
33180
SH
SOLE
0
0
33180
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1499
9927
SH
SOLE
0
0
9927
HOME DEPOT INC
COM
437076102
2877
12400
SH
SOLE
0
0
12400
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
862
71889
SH
SOLE
0
0
71889
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
403
31293
SH
SOLE
0
0
31293
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3299
81947
SH
SOLE
0
0
81947
ISHARES GOLD TRUST
ISHARES
464285105
1274
90352
SH
SOLE
0
0
90352
INVESCO HIGH INCOME TR II
COM
46131F101
714
49884
SH
SOLE
0
0
49884
AMERICAN INTL GROUP INC
COM NEW
026874784
1001
17964
SH
SOLE
0
0
17964
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
928
59628
SH
SOLE
0
0
59628
AQUA AMERICA INC
COM
03836W103
489
10901
SH
SOLE
0
0
10901
BROADCOM INC
COM
11135F101
337
1222
SH
SOLE
0
0
1222
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
5438
108434
SH
SOLE
0
0
108434
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
307
6061
SH
SOLE
0
0
6061
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1513
17053
SH
SOLE
0
0
17053
GILEAD SCIENCES INC
COM
375558103
884
13951
SH
SOLE
0
0
13951
BLACKSTONE GROUP INC
COM CL A
09260D107
1
1200
SH
Put
SOLE
0
0
1200
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
2618
41047
SH
SOLE
0
0
41047
PPG INDS INC
COM
693506107
809
6823
SH
SOLE
0
0
6823
BP PLC
SPONSORED ADR
055622104
2166
57012
SH
SOLE
0
0
57012
WHIRLPOOL CORP
COM
963320106
319
2017
SH
SOLE
0
0
2017
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
434
18570
SH
SOLE
0
0
18570
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1163
6952
SH
SOLE
0
0
6952
WELLS FARGO GLOBAL DIVIDEND
COM
94987C103
280
51595
SH
SOLE
0
0
51595
KINDER MORGAN INC DEL
COM
49456B101
465
22584
SH
SOLE
0
0
22584
ALLY FINL INC
COM
02005N100
275
8295
SH
SOLE
0
0
8295
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
243
18630
SH
SOLE
0
0
18630
ISHARES TR
CORE S&P TTL STK
464287150
2365
35262
SH
SOLE
0
0
35262
AGNC INVT CORP
COM
00123Q104
165
10254
SH
SOLE
0
0
10254
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
351
5865
SH
SOLE
0
0
5865
BLACKROCK RES & COMM STRAT T
SHS
09257A108
437
58400
SH
SOLE
0
0
58400
DISNEY WALT CO
COM DISNEY
254687106
4685
35948
SH
SOLE
0
0
35948
ISHARES TR
CORE INTL AGGR
46435G672
1009
18090
SH
SOLE
0
0
18090
YUM CHINA HLDGS INC
COM
98850P109
356
7834
SH
SOLE
0
0
7834
BNY MELLON STRATEGIC MUN BD
COM
09662E109
241
28700
SH
SOLE
0
0
28700
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
702
16450
SH
SOLE
0
0
16450
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
20
11775
SH
SOLE
0
0
11775
CHEVRON CORP NEW
COM
166764100
2407
20299
SH
SOLE
0
0
20299
ALTRIA GROUP INC
COM
02209S103
1802
44061
SH
SOLE
0
0
44061
BNY MELLON MUN BD INFRASTRUC
COM SHS
09662W109
236
16600
SH
SOLE
0
0
16600
ISHARES TR
CORE TOTAL USD
46434V613
1553
29636
SH
SOLE
0
0
29636
HANESBRANDS INC
COM
410345102
381
24862
SH
SOLE
0
0
24862
EAGLE PT CR CO LLC
COM
269808101
388
24615
SH
SOLE
0
0
24615
MICROCHIP TECHNOLOGY INC
COM
595017104
991
10671
SH
SOLE
0
0
10671
AMERICAN EQTY INVT LIFE HLD
COM
025676206
268
11075
SH
SOLE
0
0
11075
US BANCORP DEL
COM NEW
902973304
388
7012
SH
SOLE
0
0
7012
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
184
12723
SH
SOLE
0
0
12723
ROCKWELL AUTOMATION INC
COM
773903109
331
2007
SH
SOLE
0
0
2007
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1422
9899
SH
SOLE
0
0
9899
EMERSON ELEC CO
COM
291011104
1835
27451
SH
SOLE
0
0
27451
PACIRA BIOSCIENCES
NOTE 2.375% 4/0
695127AD2
25
25000
PRN
SOLE
0
0
25000
AMGEN INC
COM
031162100
2234
11546
SH
SOLE
0
0
11546
ISHARES TR
1 3 YR TREAS BD
464287457
9661
113902
SH
SOLE
0
0
113902
TEMPLETON EMERG MKTS INCOME
COM
880192109
592
65200
SH
SOLE
0
0
65200
NUVEEN CORE EQUITY ALPHA FUN
COM
67090X107
234
16300
SH
SOLE
0
0
16300
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
353
4072
SH
SOLE
0
0
4072
HANNON ARMSTRONG SUST INFR C
NOTE 4.125% 9/0
41068XAB6
31
28000
PRN
SOLE
0
0
28000
ISHARES TR
INTRM TR CRP ETF
464288638
1584
27341
SH
SOLE
0
0
27341
ILLINOIS TOOL WKS INC
COM
452308109
618
3951
SH
SOLE
0
0
3951
ISHARES TR
MSCI ACWI ETF
464288257
7422
100636
SH
SOLE
0
0
100636
TESLA INC
COM
88160R101
660
2742
SH
SOLE
0
0
2742
CUMMINS INC
COM
231021106
860
5288
SH
SOLE
0
0
5288
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
418
34600
SH
SOLE
0
0
34600
TRAVELERS COMPANIES INC
COM
89417E109
476
3204
SH
SOLE
0
0
3204
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
691
74655
SH
SOLE
0
0
74655
TIMKEN CO
COM
887389104
257
5917
SH
SOLE
0
0
5917
SALESFORCE COM INC
COM
79466L302
344
2317
SH
SOLE
0
0
2317
COSTCO WHSL CORP NEW
COM
22160K105
1909
6627
SH
SOLE
0
0
6627
SPDR SERIES TRUST
SPDR BLOOMBERG
78468R663
8484
92627
SH
SOLE
0
0
92627
ISHARES INC
MIN VOL EMRG MKT
464286533
431
7541
SH
SOLE
0
0
7541
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
2020
68237
SH
SOLE
0
0
68237
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
935
46755
SH
SOLE
0
0
46755
ARCHER DANIELS MIDLAND CO
COM
039483102
554
13477
SH
SOLE
0
0
13477
WESTERN ASSET HIGH INCM FD I
COM
95766J102
804
118600
SH
SOLE
0
0
118600
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
6415
68793
SH
SOLE
0
0
68793
GLOBAL X FDS
US PFD ETF
37954Y657
210
8371
SH
SOLE
0
0
8371
UNILEVER PLC
SPON ADR NEW
904767704
386
6427
SH
SOLE
0
0
6427
FIDELITY COVINGTON TR
DIVID ETF RISI
316092832
253
7855
SH
SOLE
0
0
7855
BNY MELLON HIGH YIELD STRATE
SH BEN INT
09660L105
353
115450
SH
SOLE
0
0
115450
ISHARES TR
S&P MC 400VL ETF
464287705
525
3285
SH
SOLE
0
0
3285
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
2345
29022
SH
SOLE
0
0
29022
ISHARES TR
20 YR TR BD ETF
464287432
2479
17324
SH
SOLE
0
0
17324
BECTON DICKINSON & CO
COM
075887109
1129
4464
SH
SOLE
0
0
4464
MARATHON PETE CORP
COM
56585A102
584
9615
SH
SOLE
0
0
9615
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
274
59500
SH
SOLE
0
0
59500
MAXIMUS INC
COM
577933104
230
2982
SH
SOLE
0
0
2982
TWILIO INC
CL A
90138F102
933
8483
SH
SOLE
0
0
8483
ISHARES TR
CALIF MUN BD ETF
464288356
986
16086
SH
SOLE
0
0
16086
ISHARES TR
INTL DEV RE ETF
464288489
504
16971
SH
SOLE
0
0
16971
WASTE CONNECTIONS INC
COM
94106B101
327
3557
SH
SOLE
0
0
3557
ISHARES TR
CORE S&P US VLU
464287663
284
4915
SH
SOLE
0
0
4915
HORMEL FOODS CORP
COM
440452100
502
11484
SH
SOLE
0
0
11484
W P CAREY INC
COM
92936U109
427
4772
SH
SOLE
0
0
4772
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
191
22900
SH
SOLE
0
0
22900
ISHARES TR
GLOBAL TECH ETF
464287291
1306
7062
SH
SOLE
0
0
7062
ESCALADE INC
COM
296056104
124
11425
SH
SOLE
0
0
11425
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1177
36932
SH
SOLE
0
0
36932
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
03373E104
221
3886
SH
SOLE
0
0
3886
HANCOCK JOHN INVS TR
COM
410142103
1010
59330
SH
SOLE
0
0
59330
SEMPRA ENERGY
COM
816851109
252
1705
SH
SOLE
0
0
1705
ANTHEM INC
COM
036752103
202
843
SH
SOLE
0
0
843
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
360
5142
SH
SOLE
0
0
5142
CONOCOPHILLIPS
COM
20825C104
730
12818
SH
SOLE
0
0
12818
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
165
15800
SH
SOLE
0
0
15800
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
200
4374
SH
SOLE
0
0
4374
OKTA INC
CL A
679295105
910
9243
SH
SOLE
0
0
9243
UNITED PARCEL SERVICE INC
CL B
911312106
425
3546
SH
SOLE
0
0
3546
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
1658
28634
SH
SOLE
0
0
28634
WALGREENS BOOTS ALLIANCE INC
COM
931427108
670
12122
SH
SOLE
0
0
12122
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
773
6400
SH
SOLE
0
0
6400
RAYTHEON CO
COM NEW
755111507
609
3105
SH
SOLE
0
0
3105
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
266
175
SH
SOLE
0
0
175
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946810
581
8729
SH
SOLE
0
0
8729
EATON VANCE MUN BD FD
COM
27827X101
153
11841
SH
SOLE
0
0
11841
CORNERSTONE STRATEGIC VALUE
COM
21924B302
334
29400
SH
SOLE
0
0
29400
AMERICAN TOWER CORP NEW
COM
03027X100
1191
5388
SH
SOLE
0
0
5388
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
247
53900
SH
SOLE
0
0
53900
ISHARES TR
0-5YR HI YL CP
46434V407
667
14349
SH
SOLE
0
0
14349
ADOBE INC
COM
00724F101
905
3275
SH
SOLE
0
0
3275
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
576
6389
SH
SOLE
0
0
6389
VEEVA SYS INC
CL A COM
922475108
301
1971
SH
SOLE
0
0
1971
EPR PPTYS
COM SH BEN INT
26884U109
242
3143
SH
SOLE
0
0
3143
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
884
29822
SH
SOLE
0
0
29822
WHITEHORSE FIN INC
COM
96524V106
345
24761
SH
SOLE
0
0
24761
SUNCOR ENERGY INC NEW
COM
867224107
277
8787
SH
SOLE
0
0
8787
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1040
37135
SH
SOLE
0
0
37135
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
632
6299
SH
SOLE
0
0
6299
GRANITESHARES GOLD TR
SHS BEN INT
38748G101
3591
244150
SH
SOLE
0
0
244150
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
949
88281
SH
SOLE
0
0
88281
LOCKHEED MARTIN CORP
COM
539830109
4219
10816
SH
SOLE
0
0
10816
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38618
130128
SH
SOLE
0
0
130128
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
25
18600
SH
SOLE
0
0
18600
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
262
6849
SH
SOLE
0
0
6849
AMERICAN WTR WKS CO INC NEW
COM
030420103
323
2600
SH
SOLE
0
0
2600
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
27493
100854
SH
SOLE
0
0
100854
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
1444
51742
SH
SOLE
0
0
51742
GUGGENHEIM ENHNCD EQTY INCM
COM
40167B100
102
13100
SH
SOLE
0
0
13100
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
189
11663
SH
SOLE
0
0
11663
NOKIA CORP
SPONSORED ADR
654902204
335
66284
SH
SOLE
0
0
66284
WESTERN ASSET HIGH INCM OPP
COM
95766K109
379
75031
SH
SOLE
0
0
75031
CENTENE CORP DEL
COM
15135B101
434
10042
SH
SOLE
0
0
10042
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
84
16000
SH
SOLE
0
0
16000
SOUTHWEST AIRLS CO
COM
844741108
222
4115
SH
SOLE
0
0
4115
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
214
2390
SH
SOLE
0
0
2390
ISHARES TR
MSCI EAFE ETF
464287465
848
13007
SH
SOLE
0
0
13007
DOCUSIGN INC
COM
256163106
349
5636
SH
SOLE
0
0
5636
AT&T INC
COM
00206R102
5875
155255
SH
SOLE
0
0
155255
ISHARES TR
U.S. MED DVC ETF
464288810
1133
4584
SH
SOLE
0
0
4584
GENERAL DYNAMICS CORP
COM
369550108
1795
9824
SH
SOLE
0
0
9824
GABELLI EQUITY TR INC
COM
362397101
177
29600
SH
SOLE
0
0
29600
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
851
49610
SH
SOLE
0
0
49610
DOMINION ENERGY INC
COM
25746U109
833
10278
SH
SOLE
0
0
10278
ISHARES TR
RUS 1000 GRW ETF
464287614
2387
14956
SH
SOLE
0
0
14956
SYSCO CORP
COM
871829107
435
5475
SH
SOLE
0
0
5475
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
680
7451
SH
SOLE
0
0
7451
INTEL CORP
COM
458140100
3139
60910
SH
SOLE
0
0
60910
ISHARES TR
TIPS BD ETF
464287176
613
5274
SH
SOLE
0
0
5274
INVESCO EXCHNG TRADED FD TR
S&P ULTRA DIVIDE
46138G656
10647
282482
SH
SOLE
0
0
282482
FIRST TR EXCHANGE TRADED FD
FT STRG INCM ETF
33739Q309
249
4910
SH
SOLE
0
0
4910
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
5731
139514
SH
SOLE
0
0
139514
ISHARES TR
NASDAQ BIOTECH
464287556
299
3000
SH
SOLE
0
0
3000
APOLLO COML REAL EST FIN INC
NOTE 4.750% 8/2
03762UAB1
26
26000
PRN
SOLE
0
0
26000
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
767
14575
SH
SOLE
0
0
14575
PACER FDS TR
TRENDP US LAR CP
69374H105
973
31317
SH
SOLE
0
0
31317
SPDR SERIES TRUST
PRTFLO S&P500 HI
78468R788
3129
82389
SH
SOLE
0
0
82389
EXXON MOBIL CORP
COM
30231G102
3720
52685
SH
SOLE
0
0
52685
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
711
120300
SH
SOLE
0
0
120300
LILLY ELI & CO
COM
532457108
917
8203
SH
SOLE
0
0
8203
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
515
3074
SH
SOLE
0
0
3074
ISHARES TR
US TREAS BD ETF
46429B267
7296
277160
SH
SOLE
0
0
277160
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
565
19373
SH
SOLE
0
0
19373
ISHARES TR
GLOBAL REIT ETF
46434V647
302
10770
SH
SOLE
0
0
10770
V F CORP
COM
918204108
682
7667
SH
SOLE
0
0
7667
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
232
13300
SH
SOLE
0
0
13300
CATERPILLAR INC DEL
COM
149123101
817
6471
SH
SOLE
0
0
6471
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
14416
228625
SH
SOLE
0
0
228625
ISHARES TR
CORE MSCI TOTAL
46432F834
5106
88401
SH
SOLE
0
0
88401
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
305
21241
SH
SOLE
0
0
21241
ISHARES TR
USA QUALITY FCTR
46432F339
12883
139425
SH
SOLE
0
0
139425
S&P GLOBAL INC
COM
78409V104
550
2246
SH
SOLE
0
0
2246
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
1066
48967
SH
SOLE
0
0
48967
STANLEY BLACK & DECKER INC
COM
854502101
412
2850
SH
SOLE
0
0
2850
ONEOK INC NEW
COM
682680103
747
10133
SH
SOLE
0
0
10133
PROSHARES TR
S&P 500 DV ARIST
74348A467
1799
25138
SH
SOLE
0
0
25138
AON PLC
SHS CL A
G0408V102
673
3478
SH
SOLE
0
0
3478
MSCI INC
COM
55354G100
203
932
SH
SOLE
0
0
932
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
21
20000
PRN
SOLE
0
0
20000
UNITED TECHNOLOGIES CORP
COM
913017109
1114
8162
SH
SOLE
0
0
8162
SPDR SERIES TRUST
PORTFLI INTRMDIT
78464A672
299
9566
SH
SOLE
0
0
9566
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
291
1614
SH
SOLE
0
0
1614
PAYPAL HLDGS INC
COM
70450Y103
1364
13167
SH
SOLE
0
0
13167
MACQUARIE FT TR GB INF UT DI
COM
55607W100
720
72700
SH
SOLE
0
0
72700
KINROSS GOLD CORP
COM
496902404
110
23980
SH
SOLE
0
0
23980
ISHARES TR
IBOXX INV CP ETF
464287242
4812
37745
SH
SOLE
0
0
37745
BOOKING HLDGS INC
COM
09857L108
428
218
SH
SOLE
0
0
218
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
786
18126
SH
SOLE
0
0
18126
MEDICAL PPTYS TRUST INC
COM
58463J304
200
10215
SH
SOLE
0
0
10215
ORION ENERGY SYSTEMS INC
COM
686275108
86
30046
SH
SOLE
0
0
30046
STONE HBR EMERG MRKTS INC FD
COM
86164T107
421
32100
SH
SOLE
0
0
32100
ISHARES TR
CORE DIV GRWTH
46434V621
1140
29122
SH
SOLE
0
0
29122
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
353
23300
SH
SOLE
0
0
23300
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
376
14081
SH
SOLE
0
0
14081
PHILIP MORRIS INTL INC
COM
718172109
1053
13871
SH
SOLE
0
0
13871
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
387
29575
SH
SOLE
0
0
29575
STRYKER CORP
COM
863667101
913
4220
SH
SOLE
0
0
4220
METLIFE INC
COM
59156R108
1137
24107
SH
SOLE
0
0
24107
NUCOR CORP
COM
670346105
540
10602
SH
SOLE
0
0
10602
NEW YORK MTG TR INC
COM PAR $.02
649604501
78
12790
SH
SOLE
0
0
12790
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
873
35646
SH
SOLE
0
0
35646
FIRSTENERGY CORP
COM
337932107
220
4556
SH
SOLE
0
0
4556
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
189
14073
SH
SOLE
0
0
14073
ISHARES TR
SELECT DIVID ETF
464287168
1734
17007
SH
SOLE
0
0
17007
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
331
42143
SH
SOLE
0
0
42143
ISHARES TR
MIN VOL EAFE ETF
46429B689
1045
14266
SH
SOLE
0
0
14266
GENUINE PARTS CO
COM
372460105
457
4589
SH
SOLE
0
0
4589
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
26
28000
PRN
SOLE
0
0
28000
NIKE INC
CL B
654106103
1593
16960
SH
SOLE
0
0
16960
DUKE ENERGY CORP NEW
COM NEW
26441C204
1197
12486
SH
SOLE
0
0
12486
INVESCO MUN OPPORTUNITY TR
COM
46132C107
354
28300
SH
SOLE
0
0
28300
DBX ETF TR
XTRACK MSCI ALL
233051598
262
10794
SH
SOLE
0
0
10794
INVESCO EXCHNG TRADED FD TR
NATL AMT MUNI
46138E537
664
25030
SH
SOLE
0
0
25030
BARCLAYS BK PLC
MTNF 10/3
06739FJQ5
29
26000
PRN
SOLE
0
0
26000
CHURCH & DWIGHT INC
COM
171340102
244
3244
SH
SOLE
0
0
3244
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
842
48400
SH
SOLE
0
0
48400
NETFLIX INC
COM
64110L106
519
1938
SH
SOLE
0
0
1938
APPLE INC
COM
037833100
87
3000
SH
Call
SOLE
0
0
3000
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1408
3995
SH
SOLE
0
0
3995
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
921
63113
SH
SOLE
0
0
63113
EATON VANCE TX ADV GLBL DIV
COM
27828S101
267
16200
SH
SOLE
0
0
16200
PRUDENTIAL FINL INC
COM
744320102
201
2233
SH
SOLE
0
0
2233
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
410
3526
SH
SOLE
0
0
3526
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4000
49355
SH
SOLE
0
0
49355
INVESCO QQQ TR
UNIT SER 1
46090E103
13247
70159
SH
SOLE
0
0
70159
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
887
84025
SH
SOLE
0
0
84025
YUM BRANDS INC
COM
988498101
1160
10229
SH
SOLE
0
0
10229
LIBERTY BROADBAND CORP
COM SER A
530307107
347
3318
SH
SOLE
0
0
3318
COCA COLA CO
COM
191216100
1238
22733
SH
SOLE
0
0
22733
VANGUARD INDEX FDS
GROWTH ETF
922908736
7711
46372
SH
SOLE
0
0
46372
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
290
2329
SH
SOLE
0
0
2329
FIDELITY COVINGTON TR
LOW VOLITY ETF
316092824
2337
63638
SH
SOLE
0
0
63638
A H BELO CORP
COM CL A
001282102
81
21550
SH
SOLE
0
0
21550
GLOBAL X FDS
GLBL X MLP ETF
37950E473
109
13003
SH
SOLE
0
0
13003
BARCLAYS BANK PLC
MTNF 9/2
06741J7V5
29
26000
PRN
SOLE
0
0
26000
PROSHARES TR
HGH YLD INT RATE
74348A541
766
11875
SH
SOLE
0
0
11875
ISHARES TR
USA MOMENTUM FCT
46432F396
9422
79012
SH
SOLE
0
0
79012
CHIMERA INVT CORP
COM NEW
16934Q208
216
11059
SH
SOLE
0
0
11059
EATON VANCE LTD DUR INCOME F
COM
27828H105
421
33717
SH
SOLE
0
0
33717
BLACKROCK MUNIC INCM INVST T
SH BEN INT
09248H105
154
10976
SH
SOLE
0
0
10976
TEXAS INSTRS INC
COM
882508104
1091
8440
SH
SOLE
0
0
8440
ISHARES TR
0-5 YR TIPS ETF
46429B747
241
2407
SH
SOLE
0
0
2407
VANGUARD INDEX FDS
VALUE ETF
922908744
5780
51785
SH
SOLE
0
0
51785
PFIZER INC
COM
717081103
4003
111403
SH
SOLE
0
0
111403
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
333
44575
SH
SOLE
0
0
44575
PIMCO CORPORATE INCOME STRAT
COM
72200U100
447
24344
SH
SOLE
0
0
24344
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
339
4019
SH
SOLE
0
0
4019
PIONEER MUN HIGH INCOME ADV
COM
723762100
238
21800
SH
SOLE
0
0
21800
ZIMMER BIOMET HLDGS INC
COM
98956P102
400
2910
SH
SOLE
0
0
2910
PROCTER & GAMBLE CO
COM
742718109
4539
36490
SH
SOLE
0
0
36490
PIMCO HIGH INCOME FD
COM SHS
722014107
535
69171
SH
SOLE
0
0
69171
CORNING INC
COM
219350105
291
10215
SH
SOLE
0
0
10215
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
283
23789
SH
SOLE
0
0
23789
BANK AMER CORP
COM
060505104
2937
100669
SH
SOLE
0
0
100669
PHILLIPS 66
COM
718546104
796
7770
SH
SOLE
0
0
7770
IVY HIGH INC OPPORTUNITIES F
COM
465893105
476
34700
SH
SOLE
0
0
34700
ISHARES TR
PFD AND INCM SEC
464288687
9529
253904
SH
SOLE
0
0
253904
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
889
56867
SH
SOLE
0
0
56867
ISHARES TR
0-5YR INVT GR CP
46434V100
728
14229
SH
SOLE
0
0
14229
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
827
65600
SH
SOLE
0
0
65600
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
294
24300
SH
SOLE
0
0
24300
MFS CHARTER INCOME TR
SH BEN INT
552727109
708
85236
SH
SOLE
0
0
85236
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
775
60893
SH
SOLE
0
0
60893
BLACKROCK ENERGY & RES TR
COM
09250U101
316
28200
SH
SOLE
0
0
28200
DOLLAR GEN CORP NEW
COM
256677105
466
2929
SH
SOLE
0
0
2929
NUVEEN REAL ASSET INM AND GW
COM
67074Y105
1049
59916
SH
SOLE
0
0
59916
DOUBLELINE INCOME SOLUTIONS
COM
258622109
1084
54438
SH
SOLE
0
0
54438
ISHARES INC
CORE MSCI EMKT
46434G103
6329
129107
SH
SOLE
0
0
129107
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
713
26766
SH
SOLE
0
0
26766
PROLOGIS INC
COM
74340W103
240
2812
SH
SOLE
0
0
2812
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
299
27222
SH
SOLE
0
0
27222
CROWN CRAFTS INC
COM
228309100
127
20375
SH
SOLE
0
0
20375
JOHNSON & JOHNSON
COM
478160104
6164
47642
SH
SOLE
0
0
47642
FRANKLIN RES INC
COM
354613101
405
14049
SH
SOLE
0
0
14049
VANGUARD INDEX FDS
MID CAP ETF
922908629
3159
18850
SH
SOLE
0
0
18850
DEERE & CO
COM
244199105
290
1721
SH
SOLE
0
0
1721
TORO CO
COM
891092108
410
5587
SH
SOLE
0
0
5587
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
316
23500
SH
SOLE
0
0
23500
ADVENT CONVERTIBLE & INCOME
COM
00764C109
1461
100232
SH
SOLE
0
0
100232
ISHARES TR
RUS 2000 VAL ETF
464287630
721
6039
SH
SOLE
0
0
6039
EXELON CORP
COM
30161N101
492
10189
SH
SOLE
0
0
10189
ISHARES TR
SHORT TREAS BD
464288679
4790
43301
SH
SOLE
0
0
43301
APPLIED MATLS INC
COM
038222105
268
5372
SH
SOLE
0
0
5372
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
151
10600
SH
SOLE
0
0
10600
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
920
111707
SH
SOLE
0
0
111707
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
359
5842
SH
SOLE
0
0
5842
PROSHARES TR
LARGE CAP CRE
74347R248
252
3549
SH
SOLE
0
0
3549
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
277
14900
SH
SOLE
0
0
14900
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
4626
132658
SH
SOLE
0
0
132658
COMCAST CORP NEW
CL A
20030N101
1614
35798
SH
SOLE
0
0
35798
PIONEER FLOATING RATE TR
COM
72369J102
182
17300
SH
SOLE
0
0
17300
CVB FINL CORP
COM
126600105
250
12000
SH
SOLE
0
0
12000
HANCOCK JOHN INV TRUST
TAX ADV GLB SH
41013P749
540
79100
SH
SOLE
0
0
79100
ABBOTT LABS
COM
002824100
1569
18757
SH
SOLE
0
0
18757
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
21
20000
PRN
SOLE
0
0
20000
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
370
14975
SH
SOLE
0
0
14975
ISHARES TR
S&P 500 GRWT ETF
464287309
1266
7032
SH
SOLE
0
0
7032
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
907
14080
SH
SOLE
0
0
14080
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
303
118800
SH
SOLE
0
0
118800
ISHARES SILVER TRUST
ISHARES
46428Q109
1118
70217
SH
SOLE
0
0
70217
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
33
28000
PRN
SOLE
0
0
28000
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
283
8838
SH
SOLE
0
0
8838
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
369
7552
SH
SOLE
0
0
7552
SMITH A O CORP
COM
831865209
406
8500
SH
SOLE
0
0
8500
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
588
29139
SH
SOLE
0
0
29139
TARGET CORP
COM
87612E106
1147
10724
SH
SOLE
0
0
10724
INVESCO TR INVT GRADE NY MUN
COM
46131T101
136
10000
SH
SOLE
0
0
10000
WELLS FARGO CO NEW
COM
949746101
1239
24564
SH
SOLE
0
0
24564
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
6344
61832
SH
SOLE
0
0
61832
ISHARES TR
RUS 1000 ETF
464287622
561
3408
SH
SOLE
0
0
3408
DANAHER CORPORATION
COM
235851102
706
4891
SH
SOLE
0
0
4891
ALLIANZGI CONV INCOME FD
COM
018828103
1178
208846
SH
SOLE
0
0
208846
STONE HBR EMERG MKTS TL INC
COM
86164W100
532
45800
SH
SOLE
0
0
45800
FIDELITY
CORP BOND ETF
316188101
350
6601
SH
SOLE
0
0
6601
ALLIANZGI CONV INCOME FD II
COM
018825109
1050
208804
SH
SOLE
0
0
208804
INVESCO DYNAMIC CR OPP FD
COM
46132R104
754
68500
SH
SOLE
0
0
68500
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
297
18714
SH
SOLE
0
0
18714
NATIONAL GEN HLDGS CORP
COM
636220303
245
10655
SH
SOLE
0
0
10655
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
829
45193
SH
SOLE
0
0
45193
APPLE INC
COM
037833100
23207
103618
SH
SOLE
0
0
103618
CNO FINL GROUP INC
COM
12621E103
496
31305
SH
SOLE
0
0
31305
ISHARES TR
CORE S&P MCP ETF
464287507
5002
25884
SH
SOLE
0
0
25884
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
173
20116
SH
SOLE
0
0
20116
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
238
1120
SH
SOLE
0
0
1120
ENTERPRISE PRODS PARTNERS L
COM
293792107
1304
45642
SH
SOLE
0
0
45642
ANNALY CAP MGMT INC
COM
035710409
1
10000
SH
Put
SOLE
0
0
10000
SONY CORP
SPONSORED ADR
835699307
258
4370
SH
SOLE
0
0
4370
FEDEX CORP
COM
31428X106
759
5214
SH
SOLE
0
0
5214