0001085146-20-002645.txt : 20201023 0001085146-20-002645.hdr.sgml : 20201023 20201023171649 ACCESSION NUMBER: 0001085146-20-002645 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ASSOCIATES LTD CENTRAL INDEX KEY: 0000743127 IRS NUMBER: 133220717 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01669 FILM NUMBER: 201258496 BUSINESS ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126523200 MAIL ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000743127 XXXXXXXX 09-30-2020 09-30-2020 false PINNACLE ASSOCIATES LTD

335 MADISON AVENUE 11TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-01669 N Scott M. Brown 212-652-3200 /s/ Scott M. Brown New York NY 10-13-2020 0 677 4210297 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 8507 53107 SH SOLE 52812 0 295 A H BELO CORP COM CL A 001282102 36 25826 SH SOLE 25826 0 0 ABB LTD SPONSORED ADR 000375204 978 38409 SH SOLE 38409 0 0 ABBOTT LABS COM 002824100 6192 56895 SH SOLE 56355 0 540 ABBVIE INC COM 00287Y109 4170 47604 SH SOLE 47564 0 40 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 93 23250 SH SOLE 23250 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13001 57530 SH SOLE 54530 0 3000 ACTIVISION BLIZZARD INC COM 00507V109 280 3461 SH SOLE 3261 0 200 ADOBE SYSTEMS INCORPORATED COM 00724F101 17221 35115 SH SOLE 35064 0 51 ADVANCED ENERGY INDS COM 007973100 16786 266703 SH SOLE 266703 0 0 ADVANCED MICRO DEVICES INC COM 007903107 730 8905 SH SOLE 8905 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 533 51705 SH SOLE 51705 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 6168 524060 SH SOLE 524060 0 0 AEROVIRONMENT INC COM 008073108 16419 273605 SH SOLE 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SH SOLE 3111 0 250 ISHARES TR MSCI INDIA ETF 46429B598 209 6170 SH SOLE 0 0 6170 ISHARES TR RUS 1000 VAL ETF 464287598 782 6620 SH SOLE 6620 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3911 18032 SH SOLE 17607 0 425 ISHARES TR US HLTHCARE ETF 464287762 807 3550 SH SOLE 500 0 3050 ISHARES TR CORE S&P MCP ETF 464287507 2282 12317 SH SOLE 12317 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 3512 63965 SH SOLE 63965 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 261 815 SH SOLE 815 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2005 11600 SH SOLE 11600 0 0 ISHARES TR PFD AND INCM SEC 464288687 1759 48259 SH SOLE 42304 0 5955 ISHARES TR GLOBAL ENERG ETF 464287341 569 34675 SH SOLE 34675 0 0 ISHARES TR TIPS BD ETF 464287176 2053 16229 SH SOLE 16229 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 10412 163378 SH SOLE 163028 0 350 ISHARES TR S&P 500 VAL ETF 464287408 751 6681 SH SOLE 6681 0 0 ISHARES TR INTL SEL DIV ETF 464288448 219 8769 SH SOLE 8769 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1656 11055 SH SOLE 11005 0 50 ISHARES TR 3 7 YR TREAS BD 464288661 4212 31527 SH SOLE 31527 0 0 ISHARES TR CORE US AGGBD ET 464287226 741 6273 SH SOLE 6273 0 0 ISHARES TR SELECT DIVID ETF 464287168 2716 33313 SH SOLE 33313 0 0 ISHARES TR RUS MID CAP ETF 464287499 687 11970 SH SOLE 11970 0 0 ISHARES TR EXPANDED TECH 464287515 707 2274 SH SOLE 102 0 2172 ISHARES TR RUS 2000 GRW ETF 464287648 2858 12901 SH SOLE 12693 0 208 ISHARES TR MRNGSTR LG-CP GR 464287119 840 3141 SH SOLE 3141 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 642 11000 SH SOLE 11000 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2516 29084 SH SOLE 19639 0 9445 ISHARES TR MSCI INTL MULTFT 46434V274 354 14560 SH SOLE 14560 0 0 ISHARES TR NASDAQ BIOTECH 464287556 6495 47967 SH SOLE 47967 0 0 ISHARES TR IBONDS DEC2026 46435GAA0 413 15400 SH SOLE 15400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2748 22444 SH SOLE 22444 0 0 ISHARES TR MSCI ACWI EX US 464288240 788 17125 SH SOLE 17125 0 0 ISHARES TR IBOXX INV CP ETF 464287242 906 6727 SH SOLE 6727 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 232 2871 SH SOLE 2871 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 603 13687 SH SOLE 12387 0 1300 ISHARES TR SHORT TREAS BD 464288679 975 8811 SH SOLE 8811 0 0 ISHARES TR NATIONAL MUN ETF 464288414 2535 21868 SH SOLE 21868 0 0 ISHARES TR RUS 1000 ETF 464287622 258 1380 SH SOLE 1380 0 0 ISHARES TR IBOXX HI YD ETF 464288513 921 10978 SH SOLE 10978 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 805 9998 SH SOLE 9998 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 216 4267 SH SOLE 1267 0 3000 ISHARES TR EAFE GRWTH ETF 464288885 975 10843 SH SOLE 10843 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 924 9304 SH SOLE 8504 0 800 ISHARES TR CORE S&P SCP ETF 464287804 7271 103530 SH SOLE 103530 0 0 ISHARES TR U.S. TECH ETF 464287721 1598 5307 SH SOLE 5307 0 0 ISHARES TR MSCI EAFE ETF 464287465 3343 52526 SH SOLE 52492 0 34 ISHARES TR S&P SML 600 GWT 464287887 831 4709 SH SOLE 4709 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 28657 276238 SH SOLE 275983 0 255 ISHARES TR MSCI USA MMENTM 46432F396 1254 8506 SH SOLE 8506 0 0 ISHARES U S ETF TR SHT MAT MUN ETF 46431W838 790 15740 SH SOLE 15740 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 7354 146749 SH SOLE 143974 0 2775 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 276 9870 SH SOLE 9870 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 450 8865 SH SOLE 8865 0 0 J P MORGAN EXCHANGE-TRADED F DIVERSFD EQT ETF 46641Q845 733 25785 SH SOLE 25785 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 205 1440 SH SOLE 1440 0 0 JD.COM INC SPON ADR CL A 47215P106 582 7505 SH SOLE 7505 0 0 JOHNSON & JOHNSON COM 478160104 111515 749023 SH SOLE 743740 0 5283 JPMORGAN CHASE & CO COM 46625H100 40884 424683 SH SOLE 422053 0 2630 KANSAS CITY SOUTHERN COM NEW 485170302 36973 204464 SH SOLE 204464 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 194 48689 SH SOLE 48689 0 0 KEURIG DR PEPPER INC COM 49271V100 633 22938 SH SOLE 22938 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 494 5004 SH SOLE 5004 0 0 KIMBERLY CLARK CORP COM 494368103 3834 25968 SH SOLE 24793 0 1175 KINDER MORGAN INC DEL COM 49456B101 913 74061 SH SOLE 73961 0 100 KKR & CO INC COM 48251W104 1635 47613 SH SOLE 47613 0 0 KLA CORP COM NEW 482480100 3318 17127 SH SOLE 17091 0 36 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 775 19049 SH SOLE 19049 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 207 4389 SH SOLE 4389 0 0 KORNIT DIGITAL LTD SHS M6372Q113 589 9075 SH SOLE 9075 0 0 KROGER CO COM 501044101 894 26350 SH SOLE 26350 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 6096 35891 SH SOLE 35833 0 58 LAM RESEARCH CORP COM 512807108 72413 218276 SH SOLE 216318 0 1958 LAS VEGAS SANDS CORP COM 517834107 23861 511383 SH SOLE 511383 0 0 LAUDER ESTEE COS INC CL A 518439104 458 2100 SH SOLE 2100 0 0 LAZARD LTD SHS A G54050102 228 6904 SH SOLE 6904 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 500 347260 SH SOLE 347260 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 469 22827 SH SOLE 22827 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 1002 47978 SH SOLE 47977 0 1 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 9334 281401 SH SOLE 281387 0 14 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 4090 123653 SH SOLE 123651 0 2 LILLY ELI & CO COM 532457108 6478 43767 SH SOLE 42967 0 800 LIMELIGHT NETWORKS INC COM 53261M104 7269 1262040 SH SOLE 1262040 0 0 LINCOLN NATL CORP IND COM 534187109 771 24615 SH SOLE 24615 0 0 LINDE PLC SHS G5494J103 744 3125 SH SOLE 3125 0 0 LIVEXLIVE MEDIA INC COM NEW 53839L208 76 29212 SH SOLE 29212 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 17 13300 SH SOLE 13300 0 0 LOCKHEED MARTIN CORP COM 539830109 13186 34403 SH SOLE 34403 0 0 LOWES COS INC COM 548661107 6259 37739 SH SOLE 37739 0 0 LULULEMON ATHLETICA INC COM 550021109 1126 3419 SH SOLE 3419 0 0 LUMEN TECHNOLOGIES INC COM 156700106 316 31296 SH SOLE 31296 0 0 LUMENTUM HLDGS INC COM 55024U109 53336 709913 SH SOLE 709913 0 0 LYFT INC CL A COM 55087P104 210 7638 SH SOLE 7638 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 937 13297 SH SOLE 13297 0 0 M & T BK CORP COM 55261F104 608 6599 SH SOLE 549 0 6050 MACROGENICS INC COM 556099109 10766 427396 SH SOLE 427396 0 0 MACYS INC COM 55616P104 178 31235 SH SOLE 31235 0 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 12683 84282 SH SOLE 84282 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 893 26102 SH SOLE 26102 0 0 MARATHON PETE CORP COM 56585A102 1754 59781 SH SOLE 59781 0 0 MARSH & MCLENNAN COS INC COM 571748102 268 2339 SH SOLE 2339 0 0 MARTIN MARIETTA MATLS INC COM 573284106 833 3541 SH SOLE 304 0 3237 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 923 23250 SH SOLE 23250 0 0 MASCO CORP COM 574599106 291 5280 SH SOLE 5280 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8876 26247 SH SOLE 26247 0 0 MATCH GROUP INC NEW COM 57667L107 39747 359217 SH SOLE 359217 0 0 MCCORMICK & CO INC COM NON VTG 579780206 417 2146 SH SOLE 2146 0 0 MCDONALDS CORP COM 580135101 10135 46174 SH SOLE 46119 0 55 MCKESSON CORP COM 58155Q103 324 2177 SH SOLE 2177 0 0 MEDTRONIC PLC SHS G5960L103 4764 45847 SH SOLE 45847 0 0 MERCK & CO. INC COM 58933Y105 33002 397855 SH SOLE 385760 0 12095 METHANEX CORP COM 59151K108 1292 52976 SH SOLE 52976 0 0 METLIFE INC COM 59156R108 3195 85950 SH SOLE 85950 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2858 131408 SH SOLE 131408 0 0 MICRON TECHNOLOGY INC COM 595112103 9832 209380 SH SOLE 209380 0 0 MICROSOFT CORP COM 594918104 97717 464589 SH SOLE 459441 0 5148 MIX TELEMATICS LTD SPONSORED ADR 60688N102 1584 177170 SH SOLE 177170 0 0 MONDELEZ INTL INC CL A 609207105 6911 120298 SH SOLE 120298 0 0 MORGAN STANLEY COM NEW 617446448 9720 201031 SH SOLE 182304 0 18727 MOSAIC CO NEW COM 61945C103 702 38434 SH SOLE 38434 0 0 MSG NETWORK INC CL A 553573106 197 20557 SH SOLE 20557 0 0 MUELLER WTR PRODS INC COM SER A 624758108 1261 121390 SH SOLE 121390 0 0 MYRIAD GENETICS INC COM 62855J104 139 10678 SH SOLE 10678 0 0 NEENAH INC COM 640079109 304 8100 SH SOLE 8100 0 0 NETFLIX INC COM 64110L106 1654 3308 SH SOLE 2608 0 700 NETWORK-1 TECHNOLOGIES INC COM 64121N109 40 15073 SH SOLE 15073 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 535 64732 SH SOLE 64732 0 0 NEWELL BRANDS INC COM 651229106 703 40979 SH SOLE 40979 0 0 NEWMONT CORP COM 651639106 504 7936 SH SOLE 7936 0 0 NEWS CORP NEW CL B 65249B208 2153 153985 SH SOLE 153985 0 0 NEWS CORP NEW CL A 65249B109 1669 119050 SH SOLE 119050 0 0 NEXGEN ENERGY LTD COM 65340P106 44 25550 SH SOLE 25550 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 4293 47740 SH SOLE 47740 0 0 NEXTERA ENERGY INC COM 65339F101 15430 55593 SH SOLE 54943 0 650 NIKE INC CL B 654106103 1842 14676 SH SOLE 14676 0 0 NLIGHT INC COM 65487K100 17700 753823 SH SOLE 738896 0 14927 NORFOLK SOUTHN CORP COM 655844108 1626 7599 SH SOLE 7599 0 0 NORTHERN TR CORP COM 665859104 506 6485 SH SOLE 6485 0 0 NORTHROP GRUMMAN CORP COM 666807102 2988 9470 SH SOLE 9470 0 0 NORTONLIFELOCK INC COM 668771108 418 20069 SH SOLE 20069 0 0 NOVARTIS AG SPONSORED ADR 66987V109 6709 77154 SH SOLE 77093 0 61 NOVO-NORDISK A S ADR 670100205 1494 21522 SH SOLE 21522 0 0 NUTRIEN LTD COM 67077M108 427 10883 SH SOLE 10883 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 2608 166561 SH SOLE 166561 0 0 NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 304 22455 SH SOLE 22455 0 0 NUVEEN MUN VALUE FD INC COM 670928100 138 12939 SH SOLE 12939 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 452 35120 SH SOLE 35120 0 0 NVIDIA CORPORATION COM 67066G104 12322 22767 SH SOLE 21468 0 1299 NXP SEMICONDUCTORS N V COM N6596X109 8775 70307 SH SOLE 70307 0 0 OCCIDENTAL PETE CORP COM 674599105 164 16418 SH SOLE 16418 0 0 OKTA INC CL A 679295105 230 1076 SH SOLE 1076 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 263 1452 SH SOLE 1452 0 0 OLD REP INTL CORP COM 680223104 918 62270 SH SOLE 62270 0 0 OMNICOM GROUP INC COM 681919106 5966 120528 SH SOLE 120528 0 0 OPKO HEALTH INC COM 68375N103 167 45350 SH SOLE 45350 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 572 42793 SH SOLE 42793 0 0 ORACLE CORP COM 68389X105 16013 268222 SH SOLE 267722 0 500 OREILLY AUTOMOTIVE INC COM 67103H107 263 570 SH SOLE 570 0 0 OTIS WORLDWIDE CORP COM 68902V107 483 7733 SH SOLE 6852 0 881 OUTFRONT MEDIA INC COM 69007J106 947 65097 SH SOLE 65097 0 0 PACCAR INC COM 693718108 696 8167 SH SOLE 8167 0 0 PACKAGING CORP AMER COM 695156109 217 1988 SH SOLE 1988 0 0 PALO ALTO NETWORKS INC COM 697435105 5046 20618 SH SOLE 20618 0 0 PAPA JOHNS INTL INC COM 698813102 4394 53408 SH SOLE 53408 0 0 PARKER-HANNIFIN CORP COM 701094104 202 999 SH SOLE 999 0 0 PARSLEY ENERGY INC CL A 701877102 687 73398 SH SOLE 73398 0 0 PAYCHEX INC COM 704326107 888 11131 SH SOLE 11131 0 0 PAYPAL HLDGS INC COM 70450Y103 7561 38375 SH SOLE 38265 0 110 PEPSICO INC COM 713448108 14463 104354 SH SOLE 103954 0 400 PFIZER INC COM 717081103 27025 736374 SH SOLE 733074 0 3300 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 260 19615 SH SOLE 19615 0 0 PHILIP MORRIS INTL INC COM 718172109 4244 56595 SH SOLE 56045 0 550 PHILLIPS 66 COM 718546104 1838 35450 SH SOLE 35450 0 0 PHYSICIANS RLTY TR COM 71943U104 299 16700 SH SOLE 16700 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2256 20068 SH SOLE 20068 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7140 70029 SH SOLE 70029 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 201 2144 SH SOLE 2144 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 914 100670 SH SOLE 100670 0 0 PLUG POWER INC COM NEW 72919P202 79920 5959763 SH SOLE 5884628 0 75135 PNC FINL SVCS GROUP INC COM 693475105 8858 80592 SH SOLE 80592 0 0 PNM RES INC COM 69349H107 465 11258 SH SOLE 11258 0 0 PPG INDS INC COM 693506107 337 2763 SH SOLE 2652 0 111 PPL CORP COM 69351T106 1837 67500 SH SOLE 67500 0 0 PRICE T ROWE GROUP INC COM 74144T108 2459 19180 SH SOLE 19180 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1728 42920 SH SOLE 42920 0 0 PROCTER AND GAMBLE CO COM 742718109 27735 199548 SH SOLE 198504 0 1044 PROGRESSIVE CORP COM 743315103 395 4170 SH SOLE 4170 0 0 PROLOGIS INC. COM 74340W103 5878 58421 SH SOLE 58421 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 448 28075 SH SOLE 28075 0 0 PROTHENA CORP PLC SHS G72800108 3307 331010 SH SOLE 331010 0 0 PRUDENTIAL FINL INC COM 744320102 2055 32348 SH SOLE 32348 0 0 PTC THERAPEUTICS INC COM 69366J200 5639 120626 SH SOLE 120626 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2755 50173 SH SOLE 50173 0 0 PULTE GROUP INC COM 745867101 1084 23412 SH SOLE 23412 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 304 68300 SH SOLE 68300 0 0 QEP RESOURCES INC COM 74733V100 1093 1210548 SH SOLE 1210548 0 0 QORVO INC COM 74736K101 76686 594418 SH SOLE 594418 0 0 QUALCOMM INC COM 747525103 5579 47405 SH SOLE 47255 0 150 QUANTA SVCS INC COM 74762E102 979 18525 SH SOLE 18525 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1564 13664 SH SOLE 13664 0 0 RAYMOND JAMES FINL INC COM 754730109 16837 231411 SH SOLE 231411 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 13632 236913 SH SOLE 234379 0 2534 REGENERON PHARMACEUTICALS COM 75886F107 61979 110720 SH SOLE 110720 0 0 RENALYTIX AI PLC ADS 75973T101 300 24640 SH SOLE 24640 0 0 REPUBLIC SVCS INC COM 760759100 318 3404 SH SOLE 3404 0 0 REYNOLDS CONSUMER PRODS INC COM 76171L106 2353 76860 SH SOLE 76860 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3706 61374 SH SOLE 61374 0 0 ROBERT HALF INTL INC COM 770323103 14834 280201 SH SOLE 280201 0 0 ROCKWELL AUTOMATION INC COM 773903109 2003 9074 SH SOLE 9054 0 20 ROGERS CORP COM 775133101 10718 109303 SH SOLE 109303 0 0 ROKU INC COM CL A 77543R102 417 2210 SH SOLE 2210 0 0 ROPER TECHNOLOGIES INC COM 776696106 234 592 SH SOLE 592 0 0 ROSETTA STONE INC COM 777780107 1718 57310 SH SOLE 57310 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 32903 508308 SH SOLE 506296 0 2012 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3507 144788 SH SOLE 144788 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1471 58439 SH SOLE 58439 0 0 SAGE THERAPEUTICS INC COM 78667J108 5520 90320 SH SOLE 90320 0 0 SAIA INC COM 78709Y105 1261 10000 SH SOLE 10000 0 0 SALESFORCE COM INC COM 79466L302 2688 10696 SH SOLE 10696 0 0 SANDY SPRING BANCORP INC COM 800363103 1373 59500 SH SOLE 59500 0 0 SANOFI SPONSORED ADR 80105N105 889 17712 SH SOLE 17712 0 0 SAP SE SPON ADR 803054204 796 5107 SH SOLE 5107 0 0 SAREPTA THERAPEUTICS INC COM 803607100 10710 76266 SH SOLE 76266 0 0 SCHLUMBERGER LTD COM 806857108 668 42954 SH SOLE 42554 0 400 SCHWAB CHARLES CORP COM 808513105 792 21863 SH SOLE 21590 0 273 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1253 18340 SH SOLE 18340 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7870 142313 SH SOLE 142313 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 367 5954 SH SOLE 5954 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 240 4288 SH SOLE 4288 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 228 1983 SH SOLE 1983 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 267 7558 SH SOLE 7558 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 994 12330 SH SOLE 12330 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1164 14622 SH SOLE 14622 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1098 19795 SH SOLE 19795 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 362 11527 SH SOLE 11527 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 290 8922 SH SOLE 8922 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 6972 609484 SH SOLE 609484 0 0 SEA LTD SPONSORD ADS 81141R100 1405 9120 SH SOLE 9120 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 213 4323 SH SOLE 4185 0 138 SEATTLE GENETICS INC COM 812578102 72748 371751 SH SOLE 371751 0 0 SEAWORLD ENTMT INC COM 81282V100 24216 1227974 SH SOLE 1227974 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1598 13694 SH SOLE 13694 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2770 46641 SH SOLE 9736 0 36905 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 975 40496 SH SOLE 40496 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4924 33501 SH SOLE 5675 0 27826 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3081 40025 SH SOLE 28870 0 11155 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 307 5164 SH SOLE 5164 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 750 25057 SH SOLE 16057 0 9000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2556 24231 SH SOLE 5006 0 19225 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 361 5628 SH SOLE 5628 0 0 SHERWIN WILLIAMS CO COM 824348106 324 465 SH SOLE 465 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 272 266930 SH SOLE 266930 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 201 10450 SH SOLE 10450 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 440 82017 SH SOLE 82017 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2284 15701 SH SOLE 15701 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 1657 60614 SH SOLE 60614 0 0 SONY CORP SPONSORED ADR 835699307 573 7468 SH SOLE 7468 0 0 SOUTHERN CO COM 842587107 2012 37112 SH SOLE 37112 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 18565 66901 SH SOLE 66901 0 0 SPDR GOLD TR GOLD SHS 78463V107 2353 13282 SH SOLE 13228 0 54 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 450 13345 SH SOLE 13345 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 63708 190235 SH SOLE 130676 0 59559 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 25617 75604 SH SOLE 66677 0 8927 SPDR SER TR S&P BIOTECH 78464A870 1427 12808 SH SOLE 5823 0 6985 SPDR SER TR BLOOMBERG BRCLYS 78468R622 716 6864 SH SOLE 6864 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 423 8450 SH SOLE 8441 0 9 SPDR SER TR BLOOMBERG SRT TR 78468R408 260 10050 SH SOLE 10050 0 0 SPDR SER TR S&P DIVID ETF 78464A763 621 6720 SH SOLE 1670 0 5050 SPDR SER TR NUVEEN BLMBRG SR 78468R739 696 13957 SH SOLE 13957 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 585 18635 SH SOLE 18635 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 209 4025 SH SOLE 4025 0 0 SPDR SER TR AEROSPACE DEF 78464A631 1111 12715 SH SOLE 300 0 12415 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1366 19827 SH SOLE 18627 0 1200 SPDR SER TR PORTFOLIO SH TSR 78468R101 764 24892 SH SOLE 24892 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 451 7884 SH SOLE 7884 0 0 SPIRE INC COM 84857L101 424 7970 SH SOLE 7970 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 18672 378670 SH SOLE 376365 0 2305 STARBUCKS CORP COM 855244109 12976 151023 SH SOLE 151023 0 0 STATE STR CORP COM 857477103 250 4208 SH SOLE 4208 0 0 STRYKER CORPORATION COM 863667101 3702 17768 SH SOLE 17768 0 0 SUN LIFE FINANCIAL INC. COM 866796105 251 6153 SH SOLE 6153 0 0 SUNCOR ENERGY INC NEW COM 867224107 364 29756 SH SOLE 29596 0 160 SUPER MICRO COMPUTER INC COM 86800U104 785 29722 SH SOLE 29722 0 0 SYNCHRONY FINANCIAL COM 87165B103 320 12244 SH SOLE 12244 0 0 SYNOVUS FINL CORP COM NEW 87161C501 330 15590 SH SOLE 15590 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1457 17973 SH SOLE 17973 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 706 39550 SH SOLE 39550 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 3270 19793 SH SOLE 19793 0 0 TARGET CORP COM 87612E106 3855 24486 SH SOLE 23286 0 1200 TCF FINL CORP COM 872307103 348 14913 SH SOLE 14913 0 0 TEGNA INC COM 87901J105 19188 1633030 SH SOLE 1633030 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 5286 286670 SH SOLE 286670 0 0 TENABLE HLDGS INC COM 88025T102 24586 651279 SH SOLE 644596 0 6683 TESLA INC COM 88160R101 2769 6454 SH SOLE 5954 0 500 TETRA TECHNOLOGIES INC DEL COM 88162F105 5 10000 SH SOLE 10000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 105 11690 SH SOLE 11690 0 0 TEXAS INSTRS INC COM 882508104 5718 40042 SH SOLE 40042 0 0 TEXTRON INC COM 883203101 1870 51804 SH SOLE 51804 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12949 29327 SH SOLE 29287 0 40 TIFFANY & CO NEW COM 886547108 560 4835 SH SOLE 4835 0 0 TIMKEN CO COM 887389104 2153 39707 SH SOLE 39707 0 0 TJX COS INC NEW COM 872540109 2616 47004 SH SOLE 47004 0 0 T-MOBILE US INC COM 872590104 4517 39495 SH SOLE 39495 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 534 11552 SH SOLE 2200 0 9352 TOTAL SE SPONSORED ADS 89151E109 1331 38806 SH SOLE 38806 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 242 1830 SH SOLE 1830 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 786 6479 SH SOLE 6479 0 0 TRAVELERS COMPANIES INC COM 89417E109 1430 13214 SH SOLE 13214 0 0 TRIMBLE INC COM 896239100 42388 870385 SH SOLE 870385 0 0 TRUIST FINL CORP COM 89832Q109 5721 150356 SH SOLE 150356 0 0 TUTOR PERINI CORP COM 901109108 7348 660217 SH SOLE 660217 0 0 TWILIO INC CL A 90138F102 435 1760 SH SOLE 1760 0 0 TYSON FOODS INC CL A 902494103 856 14383 SH SOLE 14383 0 0 UBER TECHNOLOGIES INC COM 90353T100 300 8220 SH SOLE 8220 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 5640 262794 SH SOLE 262794 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 13782 167686 SH SOLE 167686 0 0 UNIFI INC COM NEW 904677200 4527 352590 SH SOLE 352590 0 0 UNILEVER N V N Y SHS NEW 904784709 1869 30938 SH SOLE 30938 0 0 UNILEVER PLC SPON ADR NEW 904767704 1095 17753 SH SOLE 17753 0 0 UNION PAC CORP COM 907818108 7382 37498 SH SOLE 37415 0 83 UNITED PARCEL SERVICE INC CL B 911312106 10040 60252 SH SOLE 59752 0 500 UNITEDHEALTH GROUP INC COM 91324P102 15273 48986 SH SOLE 48713 0 273 US BANCORP DEL COM NEW 902973304 477 13314 SH SOLE 13035 0 279 VALE S A SPONSORED ADS 91912E105 360 34051 SH SOLE 34051 0 0 VALERO ENERGY CORP COM 91913Y100 4839 111711 SH SOLE 111711 0 0 VALLEY NATL BANCORP COM 919794107 469 68455 SH SOLE 68455 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 221 5645 SH SOLE 5645 0 0 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 774 31740 SH SOLE 31740 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 710 11877 SH SOLE 11877 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 556 28965 SH SOLE 28965 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 266 1525 SH SOLE 1525 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 282 2245 SH SOLE 0 0 2245 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 672 3225 SH SOLE 3225 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 16679 189058 SH SOLE 186123 0 2935 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 474 5710 SH SOLE 5710 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30759 180605 SH SOLE 180360 0 245 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4992 63225 SH SOLE 63225 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1753 16771 SH SOLE 5161 0 11610 VANGUARD INDEX FDS LARGE CAP ETF 922908637 14761 94356 SH SOLE 94356 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5682 18470 SH SOLE 18470 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 5649 32047 SH SOLE 20115 0 11932 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1235 5745 SH SOLE 505 0 5240 VANGUARD INDEX FDS SMALL CP ETF 922908751 57651 374842 SH SOLE 365812 0 9030 VANGUARD INDEX FDS GROWTH ETF 922908736 868 3812 SH SOLE 3812 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1250 9635 SH SOLE 9635 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 30007 594784 SH SOLE 594239 0 545 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3147 72789 SH SOLE 67114 0 5675 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3471 66197 SH SOLE 66197 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 480 9404 SH SOLE 9404 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 595 10931 SH SOLE 10931 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1084 17460 SH SOLE 17460 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 16639 200838 SH SOLE 199028 0 1810 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 846 8835 SH SOLE 8835 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 805 11427 SH SOLE 11427 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2689 20900 SH SOLE 20800 0 100 VANGUARD STAR FDS VG TL INTL STK F 921909768 2352 45082 SH SOLE 45082 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1750 42794 SH SOLE 42794 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 19334 238898 SH SOLE 238451 0 447 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 459 8822 SH SOLE 8822 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 479 1537 SH SOLE 1537 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1654 11425 SH SOLE 260 0 11165 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 432 2120 SH SOLE 195 0 1925 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 411 1750 SH SOLE 0 0 1750 VARIAN MED SYS INC COM 92220P105 1680 9768 SH SOLE 9768 0 0 VENTAS INC COM 92276F100 2209 52652 SH SOLE 52652 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 26447 444562 SH SOLE 435869 0 8693 VERTEX PHARMACEUTICALS INC COM 92532F100 251 923 SH SOLE 923 0 0 VIACOMCBS INC CL B 92556H206 9060 323442 SH SOLE 323442 0 0 VIAVI SOLUTIONS INC COM 925550105 19342 1648896 SH SOLE 1648896 0 0 VISA INC COM CL A 92826C839 42228 211174 SH SOLE 205956 0 5218 VISHAY INTERTECHNOLOGY INC COM 928298108 11548 741709 SH SOLE 741709 0 0 VMWARE INC CL A COM 928563402 880 6128 SH SOLE 6079 0 49 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 256 19092 SH SOLE 19092 0 0 VOYA FINANCIAL INC COM 929089100 384 8005 SH SOLE 8005 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 55 12486 SH SOLE 12486 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4658 129684 SH SOLE 129684 0 0 WALMART INC COM 931142103 12081 86349 SH SOLE 86289 0 60 WASTE CONNECTIONS INC COM 94106B101 965 9295 SH SOLE 9295 0 0 WASTE MGMT INC DEL COM 94106L109 9619 84993 SH SOLE 84876 0 117 WELLS FARGO CO NEW COM 949746101 2945 125270 SH SOLE 125102 0 168 WENDYS CO COM 95058W100 226 10140 SH SOLE 7140 0 3000 WERNER ENTERPRISES INC COM 950755108 18540 441537 SH SOLE 441537 0 0 WESTERN DIGITAL CORP. COM 958102105 1059 28980 SH SOLE 28980 0 0 WESTROCK CO COM 96145D105 2573 74057 SH SOLE 74057 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 484 16956 SH SOLE 16956 0 0 WILLIAMS COS INC COM 969457100 222 11320 SH SOLE 11320 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 1682 58150 SH SOLE 58150 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1216 57702 SH SOLE 57702 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 256 7270 SH SOLE 425 0 6845 WISDOMTREE TR FLOATNG RAT TREA 97717X628 674 26835 SH SOLE 26835 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 218 4402 SH SOLE 4402 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2005 48486 SH SOLE 50 0 48436 WORLD WRESTLING ENTMT INC CL A 98156Q108 6255 154565 SH SOLE 154565 0 0 WYNN RESORTS LTD COM 983134107 391 5450 SH SOLE 5450 0 0 XPO LOGISTICS INC COM 983793100 418 4935 SH SOLE 4935 0 0 XYLEM INC COM 98419M100 8196 97429 SH SOLE 97429 0 0 YANDEX N V SHS CLASS A N97284108 997 15283 SH SOLE 15283 0 0 YUM BRANDS INC COM 988498101 240 2629 SH SOLE 2629 0 0 ZAGG INC COM 98884U108 90 31993 SH SOLE 31993 0 0 ZOETIS INC CL A 98978V103 769 4653 SH SOLE 4371 0 282 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 407 865 SH SOLE 815 0 50 ZSCALER INC COM 98980G102 3034 21568 SH SOLE 21568 0 0