-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvwBGdZ8JoqZpiCYJeSQnU/3q2t2698k/sfDD13Fc/HSd/pNPiVekzqatKdoI8E/ /UyxdVoRnxQ9R4ZtpvJsaA== 0000743127-10-000015.txt : 20100713 0000743127-10-000015.hdr.sgml : 20100713 20100713103210 ACCESSION NUMBER: 0000743127-10-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100713 DATE AS OF CHANGE: 20100713 EFFECTIVENESS DATE: 20100713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ASSOCIATES LTD CENTRAL INDEX KEY: 0000743127 IRS NUMBER: 133220717 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01669 FILM NUMBER: 10949487 BUSINESS ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126523200 MAIL ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 junpal.txt PINNACLE ASSOCIATES LTD. 13F 06-30-10 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Pinnacle Associates Ltd. 335 Madison Avenue, 11th Floor New York, NY 10017 13F File Number: 28-1669 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gail Mannix Title: Chief Compliance Officer Phone: 212.652.3288 Signature, Place, and Date of Signing: Gail Mannix New York, NY 10017 July 13, 2010 - ------------------- ------------- ----- ----------------- (Signature) (City, State) (Zip) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report).) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 5879 74425 SH Sole 74425 AMR Corp COM 001765106 14225 2098109 SH Sole 2098109 ASML Holding NV - NY Reg COM N07059186 411 14956 SH Sole 14956 AT&T Corp COM 00206R102 8920 368733 SH Sole 368733 Abbott Laboratories COM 002824100 3531 75470 SH Sole 75470 Accenture PLC Cl A COM G1151C101 2632 68097 SH Sole 68097 Ace Ltd COM H0023R105 1773 34432 SH Sole 34432 Activision Blizzard Inc COM 00507V109 2284 217772 SH Sole 217772 Aflac Inc COM 001055102 4016 94107 SH Sole 94107 Agrium Inc COM 008916108 3534 72201 SH Sole 72201 Alcoa Inc COM 013817101 874 86877 SH Sole 86877 Alleghany Corp Del Com COM 017175100 2517 8580 SH Sole 8580 Alliance Bernstein Holding LP COM 01881G106 493 19065 SH Sole 19065 Allstate Corp COM 020002101 225 7826 SH Sole 7826 Altria Group Inc COM 02209S103 3972 198182 SH Sole 198182 Ambac Financial Group Inc COM 023139108 10 15550 SH Sole 15550 Ambassadors International Inc COM 023178106 6 12000 SH Sole 12000 Amer Elec Pwr COM 025537101 2427 75132 SH Sole 75132 Ameren Corporation COM 023608102 600 25258 SH Sole 25258 American Express COM 025816109 3295 82993 SH Sole 82993 Amerigas Partners LP COM 030975106 1559 37691 SH Sole 37691 Amgen Inc COM 031162100 10505 199712 SH Sole 199712 Anadarko Petroleum Corp COM 032511107 688 19065 SH Sole 19065 Annaly Mortgage Management COM 035710409 1600 93283 SH Sole 93283 Apple Inc COM 037833100 3151 12529 SH Sole 12529 Applied Industrial Tech Inc COM 03820c105 712 28108 SH Sole 28108 Applied Materials COM 038222105 3254 270754 SH Sole 270754 Arcelor Mittal COM 03938L104 1784 66680 SH Sole 66680 Ariad Pharmaceuticals COM 04033A100 34 12000 SH Sole 12000 Arris Group Inc COM 04269q100 19823 1945360 SH Sole 1945360 Ascent Media Corp A COM 043632108 2047 81030 SH Sole 81030 Atmel Corp COM 049513104 38356 7990771 SH Sole 7990771 Automatic Data Processing COM 053015103 475 11788 SH Sole 11788 Autozone Inc COM 053332102 373 1930 SH Sole 1930 Aviat Networks Inc COM 05366Y102 123 33773 SH Sole 33773 Avnet Inc COM 053807103 38215 1585011 SH Sole 1585011 Avon Products Inc COM 054303102 3802 143473 SH Sole 143473 BB&T Corporation COM 054937107 4781 181717 SH Sole 181717 BCE Inc COM 05534b760 571 19500 SH Sole 19500 Baker Hughes Inc COM 057224107 18300 440224 SH Sole 440224 Baldor Elec Co Com COM 057741100 357 9902 SH Sole 9902 Bank of America Corp COM 060505104 13974 972411 SH Sole 972411 Bank of New York Mellon Corp COM 064058100 8653 350462 SH Sole 350462 Barrick Gold Crp COM 067901108 1355 29830 SH Sole 29830 Baxter Intl Inc COM 071813109 2439 60026 SH Sole 60026 Baytex Energy Trust - Units COM 073176109 818 27300 SH Sole 27300 Becton Dickinson & Co COM 075887109 2206 32630 SH Sole 32630 Belden CDT Inc COM 077454106 1212 55100 SH Sole 55100 Belo (A.H.) Corp COM 080555105 11938 2098000 SH Sole 2098000 Berkshire Hathaway Inc Cl B COM 084670702 2027 25430 SH Sole 25430 Berkshire Hathaway Inc Del COM 084670108 840 7 SH Sole 7 Beverly Hills Bancorp COM 087866109 0 21500 SH Sole 21500 Bill Barrett Corp COM 06846N104 12167 395409 SH Sole 395409 Biogen Idec Inc COM 09062X103 267 5635 SH Sole 5635 Blackstone Group COM 09253U108 798 83431 SH Sole 83431 Boeing Co COM 097023105 12762 203384 SH Sole 203384 Borg Warner Inc COM 099724106 1712 45862 SH Sole 45862 Boston Properties Inc COM 101121101 567 7950 SH Sole 7950 Brigham Exploration Com COM 109178103 221 14370 SH Sole 14370 Bristol-Myers Squibb Co COM 110122108 4253 170528 SH Sole 170528 Broadcom Corp COM 111320107 2896 87836 SH Sole 87836 Brooks Automation Inc COM 114340102 12393 1603248 SH Sole 1603248 Brown & Brown Inc COM 115236101 838 43800 SH Sole 43800 Bucyrus International Inc -A COM 118759109 49491 1043012 SH Sole 1043012 CAE Inc COM 124765108 24895 2854918 SH Sole 2854918 CBS Corp Class B COM 124857202 5648 436808 SH Sole 436808 CDSS Wind Down Inc COM 12513C108 2 34000 SH Sole 34000 CF Industries Holdings Inc COM 125269100 4261 67157 SH Sole 67157 CP Holdrs Dep Rcpts COM 12616K106 1608 14891 SH Sole 14891 CSX Corp COM 126408103 211 4248 SH Sole 4248 CVS Caremark Corp COM 126650100 14978 510829 SH Sole 510829 Cablevision Systems COM 12686C109 52258 2176502 SH Sole 2176502 Cal-Maine Foods Inc COM 128030202 2264 70897 SH Sole 70897 Cameco Corp COM 13321L108 50064 2352619 SH Sole 2352619 Campbell Soup Inc COM 134429109 533 14887 SH Sole 14887 Canadian National Railway Co COM 136375102 11571 201658 SH Sole 201658 Cancer Direct.Com COM CANCER992 0 50000 SH Sole 50000 Carnival Corp COM 143658300 650 21510 SH Sole 21510 Caterpillar Incorporated COM 149123101 8058 134145 SH Sole 134145 Cenovus Energy Inc COM 15135U109 1757 68130 SH Sole 68130 Central European Distribution COM 153435102 749 35011 SH Sole 35011 Centurylink COM 156700106 6983 209630 SH Sole 209630 Chemed Corp COM 16359r103 332 6072 SH Sole 6072 Chesapeake Energy Corp COM 165167107 2697 128739 SH Sole 128739 Chevron Corporation COM 166764100 5841 86076 SH Sole 86076 Chicago Bridge & Iron Co NV COM 167250109 786 41777 SH Sole 41777 Chubb Corp COM 171232101 1435 28689 SH Sole 28689 Ciena Corp COM 171779309 203 16029 SH Sole 16029 Cincinnati Bell Inc COM 171871106 19558 6497514 SH Sole 6497514 Cinedigm Digital Cinema Corp COM 172407108 23 17500 SH Sole 17500 Cisco Systems COM 17275R102 17930 841372 SH Sole 841372 Citigroup Inc COM 172967101 1642 436828 SH Sole 436828 Clorox Co COM 189054109 1696 27287 SH Sole 27287 Coach Inc COM 189754104 1450 39659 SH Sole 39659 Coca-Cola Co COM 191216100 13610 271556 SH Sole 271556 Cognex Corp COM 192422103 19390 1102947 SH Sole 1102947 Colgate-Palmolive COM 194162103 4068 51649 SH Sole 51649 Comcast Corp -Special Cl A COM 20030N200 8720 530736 SH Sole 530736 Comcast Corp Cl A COM 20030N101 6185 356073 SH Sole 356073 Composite Technology Corp COM 20461s108 2 10000 SH Sole 10000 Compton Petroleum Corp COM 204940100 17 30000 SH Sole 30000 Conagra Inc COM 205887102 1070 45875 SH Sole 45875 ConocoPhillips COM 20825C104 8751 178273 SH Sole 178273 Consolidated Edison COM 209115104 1201 27871 SH Sole 27871 Continental Airls Inc Cl B COM 210795308 559 25400 SH Sole 25400 Corning Inc COM 219350105 2539 157189 SH Sole 157189 Costco Wholesale Corp COM 22160K105 3073 56048 SH Sole 56048 Covidien COM G2554F105 1220 30357 SH Sole 30357 Crosstex Energy Inc Com COM 22765Y104 338 52800 SH Sole 52800 Crown Media Hldgs Inc Cl A COM 228411104 1917 1088944 SH Sole 1088944 Cummins Inc COM 231021106 60642 931084 SH Sole 931084 Cytokinetics Inc COM 23282w100 28 11700 SH Sole 11700 DTE Energy Co COM 233331107 622 13633 SH Sole 13633 Danaher Corp COM 235851102 1182 31840 SH Sole 31840 Deere & Co. COM 244199105 570 10234 SH Sole 10234 Dell Inc COM 24702R101 1008 83580 SH Sole 83580 Design Within Reach Com COM 250557105 5 11542 SH Sole 11542 Devon Energy Corporation COM 25179M103 9376 153908 SH Sole 153908 Devry Inc COM 251893103 1558 29690 SH Sole 29690 Diamond Offshore Drilling COM 25271C102 3717 59770 SH Sole 59770 Diebold Inc COM 253651103 15101 554154 SH Sole 554154 Digital Telecom Philippines In COM 3 150000 SH Sole 150000 DirectTV - A COM 25490A101 1063 31343 SH Sole 31343 Discovery Communication A COM 25470F104 15030 420904 SH Sole 420904 Discovery Communication C COM 25470F302 49179 1590019 SH Sole 1590019 Disney (Walt) Co COM 254687106 1933 61372 SH Sole 61372 Dominion Resources Inc COM 25746U109 558 14405 SH Sole 14405 Dow Chemical COM 260543103 1243 52388 SH Sole 52388 Dr Pepper Snapple Group Inc COM 26138E109 8791 235104 SH Sole 235104 Dresser-Rand group COM 261608103 1926 61035 SH Sole 61035 Du Pont EI De Nemours COM 263534109 5476 158317 SH Sole 158317 Duke Energy Corp COM 26441C105 4280 267478 SH Sole 267478 EMC Corp/Mass COM 268648102 11935 652168 SH Sole 652168 Eaton Corp COM 278058102 2656 40588 SH Sole 40588 Edison Intl Com COM 281020107 216 6798 SH Sole 6798 El Paso Corp COM 28336L109 1317 118577 SH Sole 118577 Emerson Elec Co COM 291011104 1396 31942 SH Sole 31942 Encana Corp COM 292505104 2147 70780 SH Sole 70780 Energy World Corp Ltd COM 6 11000 SH Sole 11000 Enernoc Inc COM 292764107 6830 217250 SH Sole 217250 Enerplus Resources Fund COM 29274D604 504 23375 SH Sole 23375 Enron Corp Com COM 293561106 0 23031 SH Sole 23031 Entergy Corp COM 29364G103 231 3225 SH Sole 3225 Entravision Communctns Cl A COM 29382R107 21 10000 SH Sole 10000 Epoch Holding Corp COM 29428R103 126 10300 SH Sole 10300 Equity Residential COM 29476L107 1111 26675 SH Sole 26675 Evergreen Solar Inc COM 30033r108 7 10200 SH Sole 10200 Exelon Corporation COM 30161N101 4895 128906 SH Sole 128906 Exxon Mobil Corp COM 30231G102 22069 386699 SH Sole 386699 Ezcorp Inc-Cl A COM 302301106 1451 78220 SH Sole 78220 Federal Resources Corp COM 313765109 0 10000 SH Sole 10000 Fedex Corp COM 31428X106 5483 78207 SH Sole 78207 First Scientific Inc Delisted COM 33620G105 0 25000 SH Sole 25000 Flushing Financial Corp COM 343873105 13945 1140197 SH Sole 1140197 Ford Motor Co (New) COM 345370860 2704 268287 SH Sole 268287 Forest Labs Inc COM 345838106 582 21230 SH Sole 21230 Fortune Brands Inc COM 349631101 249 6359 SH Sole 6359 Foster Wheeler AG COM H27178104 11343 538600 SH Sole 538600 Franklin Resources Inc COM 354613101 1586 18397 SH Sole 18397 Freeport Mcmoran Copper & Gold COM 35671D857 1804 30512 SH Sole 30512 Frontier Communications Corp COM 35906A108 79 11075 SH Sole 11075 Gannett Co COM 364730101 20353 1512093 SH Sole 1512093 Gatx Corp COM 361448103 1291 48400 SH Sole 48400 Gencorp Inc COM 368682100 6196 1414560 SH Sole 1414560 General Cable Corp COM 369300108 227 8500 SH Sole 8500 General Dynamics Corp COM 369550108 2706 46209 SH Sole 46209 General Electric COM 369604103 14446 1001809 SH Sole 1001809 General Mills COM 370334104 3139 88379 SH Sole 88379 Genuine Parts Co COM 372460105 2171 55037 SH Sole 55037 Genzyme Corp COM 372917104 1224 24111 SH Sole 24111 Gilead Sciences Inc COM 375558103 33091 965301 SH Sole 965301 Girasolar Inc COM 376343109 0 12500 SH Sole 12500 Global Payments Inc COM 37940X102 216 5920 SH Sole 5920 Globalstar Telecommunication C COM G3930H104 0 10000 SH Sole 10000 Goldcorp Inc COM 380956409 473 10780 SH Sole 10780 Goldman Sachs Group Inc COM 38141G104 3309 25206 SH Sole 25206 Goodrich Corp COM 382388106 51235 773365 SH Sole 773365 Goodrich Petroleum Corp COM 382410405 14032 1169315 SH Sole 1169315 Google Inc COM 38259p508 1805 4056 SH Sole 4056 Grace (W.R.) COM 38388F108 441 20944 SH Sole 20944 Haber Inc Com COM 404450108 16 478362 SH Sole 478362 Halliburton Co COM 406216101 1265 51520 SH Sole 51520 Hansen Natural Corp COM 411310105 514 13150 SH Sole 13150 Harmonic Inc COM 413160102 23778 4370944 SH Sole 4370944 Harris Corp COM 413875105 3347 80350 SH Sole 80350 Hartcourt Cos Inc COM 416187201 0 10000 SH Sole 10000 Hartford Financial Svcs Grp COM 416515104 1160 52407 SH Sole 52407 Hasbro Inc COM 418056107 331 8051 SH Sole 8051 Heidrick & Struggles Intl COM 422819102 11080 485543 SH Sole 485543 Heinz H J Co COM 423074103 2566 59371 SH Sole 59371 Helmerich & Payne COM 423452101 35606 974967 SH Sole 974967 Hercules Offshore Inc COM 427093109 29 12025 SH Sole 12025 Hess Corp COM 42809h107 2091 41535 SH Sole 41535 Hewlett-Packard COM 428236103 7265 167860 SH Sole 167860 Hexcel Corp COM 428291108 26079 1681437 SH Sole 1681437 Home Depot Inc COM 437076102 13088 466253 SH Sole 466253 Honeywell International COM 438516106 5059 129622 SH Sole 129622 Hormel Foods Corp COM 440452100 375 9269 SH Sole 9269 Hospira Inc COM 441060100 392 6828 SH Sole 6828 IAC/InterActiveCorp COM 44919P508 12590 573062 SH Sole 573062 ION Geophysical Corp COM 462044108 8152 2342499 SH Sole 2342499 ISIS Pharmaceuticals Inc COM 464330109 25357 2649616 SH Sole 2649616 ITT Corp COM 450911102 3362 74835 SH Sole 74835 Illinois Tool Works Inc COM 452308109 1375 33305 SH Sole 33305 Immunogen Inc. COM 45253h101 9896 1067510 SH Sole 1067510 Impart Media Group Inc- Bankru COM 45256R106 0 10000 SH Sole 10000 Ingersoll-Rand Co COM G47791101 464 13466 SH Sole 13466 Innovet Inc Reg S COM 45765P104 0 59800 SH Sole 59800 Intel Corp COM 458140100 18392 945612 SH Sole 945612 Intermec Inc COM 458786100 14023 1368090 SH Sole 1368090 International Business Machine COM 459200101 10314 83529 SH Sole 83529 Invesco Ltd COM G491BT108 475 28214 SH Sole 28214 Iridium Communications COM 46269C102 161 16000 SH Sole 16000 Iris International Inc COM 46270W105 304 30000 SH Sole 30000 J.C. Penney Co Inc (Hldg Co) COM 708160106 1804 83991 SH Sole 83991 JPMorgan Chase & Co COM 46625H100 14237 388896 SH Sole 388896 Jacobs Engineering Group Inc COM 469814107 1007 27625 SH Sole 27625 Johnson & Johnson COM 478160104 16144 273353 SH Sole 273353 Joy Global Inc Com COM 481165108 4776 95342 SH Sole 95342 KLA Tencor Corp COM 482480100 734 26310 SH Sole 26310 KV Pharmaceutical Co Cl A COM 482740206 12 14200 SH Sole 14200 Kaman Corp - Cl A COM 483548103 221 10000 SH Sole 10000 Kansas City Southern Inds COM 485170302 26432 727146 SH Sole 727146 Kaydon Corp COM 486587108 545 16600 SH Sole 16600 Kayne Anderson Mlp Investmen COM 486606106 8395 320794 SH Sole 320794 Kellogg Co COM 487836108 315 6270 SH Sole 6270 Kimberly-Clark COM 494368103 4926 81251 SH Sole 81251 Kinder Morgan Energy Prtnrs COM 494550106 3621 55651 SH Sole 55651 Kinder Morgan Mgmt Llc Fractio COM EKE55U103 0 74294 SH Sole 74294 Kinder Morgan Mgmt Llc Shs COM 49455U100 2974 52561 SH Sole 52561 Kinross Gold Corp COM 496902404 4377 256102 SH Sole 256102 Koninklijke Phillips Electroni COM 500472303 852 28549 SH Sole 28549 Kraft Foods Inc A COM 50075N104 6082 217223 SH Sole 217223 Kroger Co COM 501044101 6227 316257 SH Sole 316257 L-1 Identity Solutions Inc COM 50212A106 11147 1361085 SH Sole 1361085 LSI Corp COM 502161102 15512 3372157 SH Sole 3372157 Lam Research COM 512807108 35333 928353 SH Sole 928353 Las Vegas Sands Corp COM 517834107 43899 1982781 SH Sole 1982781 Lazard Ltd-Cl A COM G54050102 17211 644381 SH Sole 644381 Leap Wireless COM 521863308 723 55700 SH Sole 55700 Liberty Capital Group - A COM 53071m302 17170 409683 SH Sole 409683 Liberty Global Inc A COM 530555101 249 9577 SH Sole 9577 Liberty Global Inc C COM 530555309 2908 111879 SH Sole 111879 Lilly Eli & Co. COM 532457108 1119 33416 SH Sole 33416 Lin TV Corp - Cl A COM 532774106 12496 2309853 SH Sole 2309853 Lockheed Martin Corporation COM 539830109 722 9696 SH Sole 9696 Lodgenet Interactive Corp COM 540211109 4574 1232947 SH Sole 1232947 Loews Corp COM 540424108 1442 43280 SH Sole 43280 Lowes Companies Inc COM 548661107 567 27759 SH Sole 27759 Lyric Jeans Inc COM 552351108 6 300000 SH Sole 300000 MEMC Electronics Materials COM 552715104 794 80375 SH Sole 80375 MGM Resorts Intl COM 552953101 2768 287090 SH Sole 287090 Macy's Inc COM 55616P104 3179 177615 SH Sole 177615 Madison Square Garden Inc COM 55826P100 8801 447421 SH Sole 447421 Manulife Finl Corp Com COM 56501R106 1708 117174 SH Sole 117174 Marathon Oil Corp COM 565849106 778 25024 SH Sole 25024 Marshall & Ilsley Corp COM 571837103 14145 1970080 SH Sole 1970080 Marvell Technology Group Ltd COM G5876H105 1619 102730 SH Sole 102730 Massey Energy Company COM 576206106 985 36030 SH Sole 36030 Maverick Energy Gp Ltd COM 577700107 0 120000 SH Sole 120000 McCormick & Co.Inc-Non Voting COM 579780206 2153 56707 SH Sole 56707 McDermott Intl Inc COM 580037109 2057 94990 SH Sole 94990 McDonalds Corp COM 580135101 1674 25420 SH Sole 25420 McKesson Corp COM 58155Q103 413 6151 SH Sole 6151 MeadWestvaco Corp COM 583334107 20023 901918 SH Sole 901918 Medco Health Solutions Inc COM 58405U102 1295 23504 SH Sole 23504 Mediacom Communications Corp COM 58446K105 118 17600 SH Sole 17600 Medtronic Inc COM 585055106 2894 79788 SH Sole 79788 Mela Sciences COM 55277R100 160 21500 SH Sole 21500 Merck & Co COM 58933Y105 20216 578088 SH Sole 578088 Metlife Inc COM 59156R108 1898 50266 SH Sole 50266 Metromedia Fiber Network - A COM 591689104 0 16100 SH Sole 16100 Micromet Inc COM 59509C105 982 157296 SH Sole 157296 Micron Technology Inc COM 595112103 5669 667730 SH Sole 667730 Microsoft Corp COM 594918104 21850 949609 SH Sole 949609 Molson Coors Brewing Co -B COM 60871r209 1292 30490 SH Sole 30490 Monsanto Co COM 61166W101 1479 32005 SH Sole 32005 Morgan Stanley COM 617446448 5761 248230 SH Sole 248230 Mosaic Co COM 61945a107 24270 622629 SH Sole 622629 Motorola Inc COM 620076109 356 54603 SH Sole 54603 Mylan Inc COM 628530107 682 40003 SH Sole 40003 Myriad Genetics Inc Com COM 62855J104 23893 1598192 SH Sole 1598192 Nabor Industries Inc COM G6359F103 783 44425 SH Sole 44425 Nano Mask Inc COM 63009L102 0 12000 SH Sole 12000 Netflix Inc COM 64110L106 326 3000 SH Sole 3000 New Energy Technologies Inc. COM 643848104 8 16500 SH Sole 16500 New Jersey Resource Corp COM 646025106 358 10161 SH Sole 10161 New York Bancorp COM 649445103 282 18463 SH Sole 18463 New York Times Cl A COM 650111107 226 26162 SH Sole 26162 Newmont Mining COM 651639106 1245 20171 SH Sole 20171 Nextera Energy Inc COM 65339F101 17036 349376 SH Sole 349376 Nicor Inc COM 654086107 1318 32545 SH Sole 32545 Nike Inc - B COM 654106103 433 6410 SH Sole 6410 Noble Energy Inc COM 655044105 873 14472 SH Sole 14472 Norfolk Southern COM 655844108 623 11750 SH Sole 11750 Northeast Utils COM 664397106 10566 414682 SH Sole 414682 Novellus Systems Inc COM 670008101 33739 1330385 SH Sole 1330385 Ntelos Holdings Corp COM 67020q107 888 51650 SH Sole 51650 Occidental Pete Corp COM 674599105 506 6563 SH Sole 6563 Olin Corp COM 680665205 1936 107035 SH Sole 107035 Omnicom Group COM 681919106 2216 64606 SH Sole 64606 Omnivision Technologies COM 682128103 301 14050 SH Sole 14050 Onyx Pharmaceuticals COM 683399109 19989 925835 SH Sole 925835 Oracle Corp COM 68389X105 9957 463969 SH Sole 463969 Orient Express Hotels Ltd COM G67743107 23289 3147210 SH Sole 3147210 P P & L Resources COM 69351T106 1777 71221 SH Sole 71221 PDL Biopharma Inc COM 69329Y104 11331 2016143 SH Sole 2016143 PNC Bank Fincl Services Group COM 693475105 708 12530 SH Sole 12530 PT Bank Indonesia Ord COM y0632l102 0 100000 SH Sole 100000 Paccar Inc COM 693718108 480 12051 SH Sole 12051 Paivis Corporation New COM 695793208 0 38000 SH Sole 38000 Pall Corporation COM 696429307 46734 1359722 SH Sole 1359722 Paychex COM 704326107 610 23486 SH Sole 23486 Peabody Energy Corp COM 704549104 344 8800 SH Sole 8800 Pengrowth Consolidated Trust COM 706902509 213 23303 SH Sole 23303 Penn West Trust Unit COM 707885109 663 34848 SH Sole 34848 Pepsico Inc COM 713448108 4714 77334 SH Sole 77334 Petrohawk Energy Corp COM 716495106 1101 64890 SH Sole 64890 Petroquest Energy Inc COM 716748108 170 25200 SH Sole 25200 Pfizer Inc COM 717081103 9775 685501 SH Sole 685501 Philip Morris Intl COM 718172109 5936 129502 SH Sole 129502 Pitney Bowes Inc COM 724479100 1598 72755 SH Sole 72755 Platina Energy Group COM 72766f109 0 16000 SH Sole 16000 Plum Creek Timber Co. Inc. COM 729251108 4157 120391 SH Sole 120391 Polymedix Inc COM 73174C100 25 24700 SH Sole 24700 Portfolio Recovery Assoc COM 73640Q105 434 6500 SH Sole 6500 Potash Corp Sask Inc COM 73755L107 2001 23203 SH Sole 23203 Precision Castparts COM 740189105 66229 643504 SH Sole 643504 Precision Drilling Corp COM 74022D308 833 125425 SH Sole 125425 Priceline.com Inc COM 741503403 310 1755 SH Sole 1755 Principal Financial Gp Com COM 74251V102 2175 92804 SH Sole 92804 Procera Networks Inc COM 74269U104 11 25000 SH Sole 25000 Procter & Gamble COM 742718109 19660 327782 SH Sole 327782 Protox Therapeutics Inc COM 74373h106 4 10000 SH Sole 10000 Public Service Enterprise Grou COM 744573106 1402 44756 SH Sole 44756 Puresafe Water Systems COM 74624h103 1 11500 SH Sole 11500 Qualcomm Inc COM 747525103 3970 120893 SH Sole 120893 Quantum Corp COM 747906204 52 27850 SH Sole 27850 Quest Diagnostic Inc COM 74834L100 9880 198521 SH Sole 198521 RAM Energy Resources Inc COM 75130p109 64 31000 SH Sole 31000 RF Micro Devices Inc COM 749941100 12467 3188518 SH Sole 3188518 RTI International Metals COM 74973W107 30851 1279577 SH Sole 1279577 Raymond James Financial Inc COM 754730109 22582 914630 SH Sole 914630 Raytheon Co COM 755111507 895 18500 SH Sole 18500 Regeneron Pharmaceuticals COM 75886F107 37991 1702096 SH Sole 1702096 Republic First Bancorp Inc COM 760416107 20 10000 SH Sole 10000 Republic Services Inc COM 760759100 7181 241546 SH Sole 241546 Research In Motion Ltd COM 760975102 1723 34985 SH Sole 34985 Rex Energy Corp COM 761565100 142 14100 SH Sole 14100 Robert Half Intl COM 770323103 20174 856638 SH Sole 856638 Route 1 COM 77929Q108 4 35000 SH Sole 35000 Rowan Companies Inc COM 779382100 27553 1255832 SH Sole 1255832 Royal Bank of Canada COM 780087102 355 7436 SH Sole 7436 Royal Bank of Scotland Group COM 010309921 23 37970 SH Sole 37970 Royal Caribbean Cruises LTD COM V7780T103 23897 1049486 SH Sole 1049486 Saks Holdings Inc COM 79377W108 16525 2177215 SH Sole 2177215 Sara Lee Corp COM 803111103 1230 87250 SH Sole 87250 Schlumberger Ltd. COM 806857108 14403 260256 SH Sole 260256 Seachange International Inc COM 811699107 25297 3073755 SH Sole 3073755 Seagate Technology Holdings COM G7945M107 1304 99995 SH Sole 99995 Searchlight Minerals Corp COM 812224202 14 20000 SH Sole 20000 Seattle Genetics Inc COM 812578102 23437 1954737 SH Sole 1954737 Sherwin-Williams COM 824348106 1066 15401 SH Sole 15401 Sinclair Broadcast Gp COM 829226109 16648 2855537 SH Sole 2855537 Sirius XM Radio Inc COM 82967N108 76 79855 SH Sole 79855 Sonus Networks Inc COM 835916107 27 10000 SH Sole 10000 Southern Co COM 842587107 841 25260 SH Sole 25260 Southwestern Energy Co COM 845467109 201 5214 SH Sole 5214 Spectra Energy Corp COM 847560109 2419 120518 SH Sole 120518 Sprint Nextel COM 852061100 5935 1399739 SH Sole 1399739 St Joe Co COM 790148100 250 10783 SH Sole 10783 St. Jude Medical COM 790849103 1069 29613 SH Sole 29613 Stillwater Mining Company COM 86074Q102 34937 3006607 SH Sole 3006607 Stryker Corp COM 863667101 1921 38371 SH Sole 38371 Suburban Propane Partners LP COM 864482104 564 12051 SH Sole 12051 Sunoco Inc COM 86764P109 27543 792138 SH Sole 792138 Symantec Corp COM 871503108 1730 124665 SH Sole 124665 Sysco Corp COM 871829107 1731 60605 SH Sole 60605 TW Telecom Inc COM 87311L104 33750 2023353 SH Sole 2023353 Target Corp COM 87612E106 1565 31823 SH Sole 31823 Technitrol Inc COM 878555101 185 58413 SH Sole 58413 Teck Resources Ltd -CL B COM 878742204 1030 34805 SH Sole 34805 Teco Energy Inc COM 872375100 438 29079 SH Sole 29079 Telephone & Data Sys COM 879433100 4324 142299 SH Sole 142299 Terex Corp COM 880779103 917 48955 SH Sole 48955 Texas Instruments Inc COM 882508104 1822 78250 SH Sole 78250 Textron Inc COM 883203101 2194 129305 SH Sole 129305 The Charles Schwab COM 808513105 673 47455 SH Sole 47455 Thermo Fisher Scientific Inc COM 883556102 2944 60015 SH Sole 60015 Tiffany Co COM 886547108 800 21105 SH Sole 21105 Time Warner Cable Inc COM 88732J207 1336 25657 SH Sole 25657 Time Warner Inc COM 887317303 9134 315955 SH Sole 315955 Toll Brothers Inc COM 889478103 609 37206 SH Sole 37206 Toronto-Dominion Bank COM 891160509 240 3690 SH Sole 3690 Transocean Inc COM H8817H100 733 15814 SH Sole 15814 Travelers Companies Inc COM 89417E109 1694 34399 SH Sole 34399 Trimble Navigation Ltd COM 896239100 31844 1137291 SH Sole 1137291 Triquint Semiconductor Inc COM 89674K103 26074 4267412 SH Sole 4267412 Tyco Electronics Ltd COM H8912P106 369 14526 SH Sole 14526 Tyco International Ltd COM H89128104 837 23757 SH Sole 23757 U S Cellular Corp COM 911684108 28058 681857 SH Sole 681857 UBS AG-Registered COM H89231338 529 40050 SH Sole 40050 US Bancorp New COM 902973304 230 10287 SH Sole 10287 Unifi Inc COM 904677101 10034 2626722 SH Sole 2626722 Unilever NV -New York Shs COM 904784709 1501 54957 SH Sole 54957 Union Pac Corp COM 907818108 1319 18970 SH Sole 18970 United Parcel Service -Cl B COM 911312106 949 16689 SH Sole 16689 United States Steel Corp COM 912909108 4925 127765 SH Sole 127765 United Tech Corp COM 913017109 7871 121258 SH Sole 121258 Unitedhealth Group Inc COM 91324P102 588 20692 SH Sole 20692 Uranium Resources Inc COM 916901507 16 40000 SH Sole 40000 Urstadt Biddle CL A COM 917286205 268 16600 SH Sole 16600 Valero Energy Corp New COM 91913Y100 354 19711 SH Sole 19711 Valspar Corp COM 920355104 34598 1148661 SH Sole 1148661 Verizon Communications COM 92343V104 7858 280444 SH Sole 280444 Vertex Pharmaceuticals Com COM 92532F100 799 24300 SH Sole 24300 Viacom Inc Class A COM 92553P102 270 7575 SH Sole 7575 Viacom Inc Class B COM 92553P201 6405 204188 SH Sole 204188 Visa Inc Class A Shares COM 92826C839 2312 32684 SH Sole 32684 Vishay Intertechnology Inc COM 928298108 19791 2557040 SH Sole 2557040 Voyager Learning Co (Escrow) COM 929esc960 0 19500 SH Sole 19500 Waddell & Reed Financial - A COM 930059100 22578 1031921 SH Sole 1031921 Wal Mart Stores Inc COM 931142103 2023 42080 SH Sole 42080 Walgreen Co COM 931422109 2216 83002 SH Sole 83002 Washington Mutual Inc COM 939322103 2 11536 SH Sole 11536 Waste Management Inc COM 94106L109 7586 242451 SH Sole 242451 Weatherford International Ltd COM H27013103 7671 583795 SH Sole 583795 Wells Fargo Company COM 949746101 3256 127172 SH Sole 127172 Westergaard Com Inc Com COM 957556103 0 20000 SH Sole 20000 Western Digital Corp COM 958102105 712 23605 SH Sole 23605 Weyerhaeuser Co COM 962166104 643 18280 SH Sole 18280 Whirlpool Corp COM 963320106 24439 278290 SH Sole 278290 Windstream COM 97381w104 2226 210820 SH Sole 210820 Wuhan General Group (China) COM 982569105 28 26439 SH Sole 26439 Wynn Resorts Ltd COM 983134107 1021 13383 SH Sole 13383 XL Group LTD - Class A COM G98290102 2188 136634 SH Sole 136634 Xoma LTD COM G9825R107 13 30940 SH Sole 30940 Xynergy Holdings Inc COM 984154104 2 2536667 SH Sole 2536667 Yahoo! Inc COM 984332106 5828 421101 SH Sole 421101 Zap COM 98912M201 64 166590 SH Sole 166590 Zevotek Inc COM 98953B106 0 150000 SH Sole 150000 eBay Inc COM 278642103 356 18142 SH Sole 18142 ABB Ltd - Spon ADR ADR 000375204 1002 57998 SH Sole 57998 Alcatel Lucent ADR ADR 013904305 138 54252 SH Sole 54252 Allianz SE ADR ADR 018805101 169 17200 SH Sole 17200 Axa Sp ADR ADR 054536107 625 40996 SH Sole 40996 BHP Billiton Ltd - Sp ADR ADR 088606108 341 5505 SH Sole 5505 BP Plc - Spons ADR ADR 055622104 2433 84237 SH Sole 84237 Banco Santander SA - Spons ADR ADR 05964H105 251 23903 SH Sole 23903 Canon Inc-Spons ADR ADR 138006309 370 9929 SH Sole 9929 Cemex S.A.B. DE CV ADR ADR 151290889 139 14336 SH Sole 14336 Cheung Kong Hldg - Unspons ADR ADR 166744201 148 13040 SH Sole 13040 Cie Gen Geophysique Sa - Sp AD ADR 204386106 3944 221680 SH Sole 221680 Credit Suisse Group-Spon ADR ADR 225401108 515 13746 SH Sole 13746 Dassault Systemes SA - ADR ADR 237545108 655 10850 SH Sole 10850 Desarrolladora Homex-ADR ADR 25030w100 327 12953 SH Sole 12953 Doctor Reddy's Lab - ADR ADR 256135203 719 23316 SH Sole 23316 Fresenius Medical Care ADR ADR 358029106 962 17913 SH Sole 17913 Gafisa SA - ADR ADR 362607301 411 33951 SH Sole 33951 Glaxo Smithkline Plc ADR ADR 37733W105 1685 49536 SH Sole 49536 Grupo TMM S A B - Spon ADR ADR 40051D303 74 32200 SH Sole 32200 HDFC Bank Ltd - ADR Reps 3 Shs ADR 40415F101 374 2615 SH Sole 2615 HSBC Holdings Plc - Spon ADR ADR 404280406 915 20063 SH Sole 20063 Honda Motor Co Ltd - Spon ADR ADR 438128308 449 15620 SH Sole 15620 ING Groep Nv - Spons ADR ADR 456837103 328 44198 SH Sole 44198 Itau Unibanco Banco Multiplo S ADR 465562106 339 18816 SH Sole 18816 Komatsu Ltd - Spons ADR ADR 500458401 511 28200 SH Sole 28200 Kubota Corp Spons ADR ADR 501173207 207 5390 SH Sole 5390 Kyocera Corp - Sponsored ADR ADR 501556203 409 5070 SH Sole 5070 NTT Docomo Inc-Spon ADR ADR 62942M201 155 10300 SH Sole 10300 Nestle-ADR (reg) ADR 641069406 1465 30360 SH Sole 30360 Nidec Corp Sponsored ADR ADR 654090109 543 25961 SH Sole 25961 Nokia Corp Spon ADR ADR 654902204 765 93870 SH Sole 93870 Nomura Holdings Inc - ADR ADR 65535H208 354 64950 SH Sole 64950 Novartis AG - Spon ADR ADR 66987V109 2868 59357 SH Sole 59357 Novo-Nordisk A/S ADR ADR 670100205 576 7112 SH Sole 7112 Panasonic Corp Spon ADR ADR 69832A205 508 40560 SH Sole 40560 Petroleo Brasileiro Sa-ADR ADR 71654V408 995 28984 SH Sole 28984 Prudential Plc Adr ADR 74435K204 435 29132 SH Sole 29132 Rio Tinto Plc Sponsored ADR ADR 767204100 5110 117207 SH Sole 117207 Roche Holdings Ltd Spn ADR ADR 771195104 1321 38512 SH Sole 38512 Royal Dutch Shell Plc Spon Adr ADR 780259206 549 10925 SH Sole 10925 Ryanair Hldgs Plc - Spon ADR ADR 783513104 348 12845 SH Sole 12845 SAP AG - Spon ADR ADR 803054204 1129 25485 SH Sole 25485 Sanofi-Aventis - ADR ADR 80105n105 2788 92761 SH Sole 92761 Siemens Ag - Spon ADR ADR 826197501 332 3711 SH Sole 3711 Sony Corp- Sponsored ADR ADR 835699307 316 11827 SH Sole 11827 Statoil Asa ADR ADR 85771P102 300 15648 SH Sole 15648 Syngenta AG - Spon ADR ADR 87160A100 6619 144355 SH Sole 144355 TNT NV- Spon ADR ADR 87260w101 258 10222 SH Sole 10222 Taiwan Semiconductors-Sp ADR ADR 874039100 215 22039 SH Sole 22039 Telstra Corp- ADR ADR 87969N204 182 13300 SH Sole 13300 Tenaris SA - ADR ADR 88031m109 287 8303 SH Sole 8303 Teva Pharmaceutical-Spon ADR ADR 881624209 6550 125987 SH Sole 125987 Total S A Sponsored ADR ADR 89151E109 267 5975 SH Sole 5975 Unilever Plc-ADR ADR 904767704 1450 54228 SH Sole 54228 Vale SA Sponsored ADR ADR 91912E105 1040 42708 SH Sole 42708 Veolia Environment ADR ADR 92334N103 405 17309 SH Sole 17309 Vimpelcom - Sp ADR ADR 92719A106 261 16160 SH Sole 16160 Vodafone Group Plc- Spons ADR ADR 92857W209 2906 140571 SH Sole 140571 Volvo AB Spons ADR ADR 928856400 123 11230 SH Sole 11230 Wts Roo Group Inc Exp 8-23-11 WT 776349wts 0 130000 SH Sole 130000 Tsingtao Brewery Ltd H Shares FGN y8997d102 487 105000 SH Sole 105000 Downer EDI Ltd FGN 6465573 66 21739 SH Sole 21739 Strateco Res Inc Com FGN 86269M106 18 35000 SH Sole 35000 Aggreko PLC FGN 0147899 205 9706 SH Sole 9706 Arm Holdings Plc FGN 0059585 173 41730 SH Sole 41730 Barclays PLC FGN 3134865 319 78775 SH Sole 78775 Britvic PLC FGN B0N8QD5 214 30070 SH Sole 30070 Burberry Group Plc FGN 3174300 162 14178 SH Sole 14178 CSR PLC FGN 3414738 142 25217 SH Sole 25217 Reckitt Benckiser PLC FGN B24CGK7 537 11461 SH Sole 11461 Royal Bank of Scotland Group FGN 0754783 8 12812 SH Sole 12812 SSL International PLC FGN 0798112 200 16474 SH Sole 16474 Schroders PLC FGN 0240549 204 11245 SH Sole 11245 Shire Ltd FGN B2QKY05 357 17390 SH Sole 17390 Tesco PLC FGN 0884709 158 27864 SH Sole 27864 Tui Travel PLC FGN B1Z7RQ7 152 48685 SH Sole 48685 Tullow Oil Plc FGN 0150080 388 25873 SH Sole 25873 Danisco A/S FGN 4155586 411 6068 SH Sole 6068 Flsmidth & Co A/S FGN 5263574 357 5469 SH Sole 5469 Novo-Nordisk A/S-B FGN 7077524 535 6590 SH Sole 6590 Adidas AG FGN 4031976 286 5846 SH Sole 5846 Alstom FGN B0DJ8Q5 244 5315 SH Sole 5315 Azimut Hldg S.P.A FGN B019M65 149 17760 SH Sole 17760 Bayerische Motoren Werke AG FGN 5756029 390 7950 SH Sole 7950 Deutsche Bank AG Reg FGN 5750355 310 5437 SH Sole 5437 Grifols SA FGN B01SPF2 303 29322 SH Sole 29322 Hochtief AG FGN 5108664 261 4320 SH Sole 4320 Jeronimo Martins FGN B1Y1SQ7 161 17393 SH Sole 17393 LVMH Moet Hennessy Louis Vuitt FGN 4061412 398 3617 SH Sole 3617 Michelin (CGDE) - B FGN 4588364 241 3412 SH Sole 3412 SES FGN B00ZQQ2 264 12582 SH Sole 12582 Saipem FGN 4768768 350 11339 SH Sole 11339 Siemens AG - Reg FGN 5727973 425 4677 SH Sole 4677 Thyssenkrupp AG FGN 5636927 220 8779 SH Sole 8779 Vivendi Universal FGN 4834777 1156 56137 SH Sole 56137 Yoox SpA FGN B4YC9W4 170 24345 SH Sole 24345 China South Locomotive - (1766 FGN B2R2ZC9 89 130000.00 SH Sole 130000.00 Citic Pacific Ltd Ord (#267 HK FGN 6196152 75 40000.00 SH Sole 40000.00 Golden Resources Dev Intl Ltd( FGN 6376192 2 36000.00 SH Sole 36000.00 Air Water Inc (4088 JP) FGN 6441465 187 17000 SH Sole 17000 Asahi Glass Y50 (#5201 JP) FGN 6055208 314 33000 SH Sole 33000 Hoya Corp (#7741 JP) FGN 6441506 381 17700 SH Sole 17700 Kamigumi Co Ltd (#9364 JP) FGN 6482668 201 26000 SH Sole 26000 Mitsubishi Corp First Section FGN 6596785 204 9700 SH Sole 9700 Mitsui Fudosan Co Ltd (#8801 J FGN 6597603 184 13000 SH Sole 13000 Tokyo Electron Ltd FGN 6895675 219 4000 SH Sole 4000 Subsea 7 Inc FGN 7448971 171 11275 SH Sole 11275 TGS Nopec Geophysical Co ASA FGN B15SLC4 117 10005 SH Sole 10005 Yara international ASA FGN 7751259 272 9575 SH Sole 9575 South African Breweries FGN 6145240 863 30339 SH Sole 30339 Hennes & Mauritz AB - B FGN 5687431 217 7820 SH Sole 7820 Clariant AG REG FGN 7113990 148 11619 SH Sole 11619 Dodge & Cox Stock Fund 256219106 245 2786.783 SH Sole 2786.783 Ivy International Balanced-A 465898567 323 25968.673 SH Sole 25968.673 Midas Fund 59562c109 70 18696.921 SH Sole 18696.921 Oppenheimer Integrity Core Bd 683969109 79 12417.162 SH Sole 12417.162 Prudential Muni High Inc-A 74440M104 252 26337.600 SH Sole 26337.600 Prudential Muni High Inc-C 74440M302 298 31118.785 SH Sole 31118.785 Schwab 1000 Fund 808517106 981 31741.181 SH Sole 31741.181 Schwab Cap Tr Intl Index Slc 808509830 357 25143.368 SH Sole 25143.368 Schwab S&P 500 Fd - Select Sha 808509855 593 36602.126 SH Sole 36602.126 Schwab Small-Cap Index Fd - Se 808509848 432 26066.550 SH Sole 26066.550 Third Avenue Value Fund 884116104 218 5201.227 SH Sole 5201.227 Van Kampen High Yld Muni-C 92113R309 281 30162.315 SH Sole 30162.315 Vanguard Index Tr 500 Portfoli 922908108 319 3364.074 SH Sole 3364.074 (Sector SPDR) AMEX Tech Select ETF 81369Y803 357 17493 SH Sole 17493 Claymore/BNY BRIC Fund ETF 18383m100 1915 50717 SH Sole 50717 Consumer Discretionary Sel Sec ETF 81369Y407 509 17485 SH Sole 17485 Energy Select Sector SPDR Fund ETF 81369Y506 1280 25755 SH Sole 25755 Etfs Silver Trust ETF 26922x107 186 10000 SH Sole 10000 Financial Select SPDR Index Fd ETF 81369Y605 1287 93192 SH Sole 93192 ISHARES TR 1-3 YR TRS BD ETF 464287457 612 7274 SH Sole 7274 ISHARES TR DJ OIL EQUIP ETF 464288844 423 11350 SH Sole 11350 IShares MSCI Germany Index ETF 464286806 1635 87394 SH Sole 87394 Ishares Inc MSCI Brazil ETF 464286400 2635 42618 SH Sole 42618 Oil Service Hldrs Trust ETF 678002106 279 2950 SH Sole 2950 Pharmaceutical HOLDRs Trust ETF 71712A206 429 7200 SH Sole 7200 Powershares Db Cmdty Unit Ben ETF 73935S105 2960 137222 SH Sole 137222 Powershares Financial Preferre ETF 73935x229 2368 146524 SH Sole 146524 Powershares QQQ Trust ETF 73935A104 2634 61682 SH Sole 61682 Powershs Gbl ETF Trust Agg Pfd ETF 73936T565 476 35075 SH Sole 35075 SPDR Barclays Cap High Yield B ETF 78464A417 262 6925 SH Sole 6925 SPDR Dow Jones Indl Avrg ETF ETF 78467X109 710 7263 SH Sole 7263 SPDR Gold Trust ETF 78463V107 3935 32337 SH Sole 32337 SPDR S & P Mid-Cap 400 ETF Tr ETF 78467Y107 7780 60233 SH Sole 60233 SPDR S&P 500 ETF Tr ETF 78462F103 15385 149046 SH Sole 149046 Vanguard Bd Index Fd Short Trm ETF 921937827 3913 48294 SH Sole 48294 Vanguard Bd Index Fd Tot Mkt ETF 921937835 4739 58235 SH Sole 58235 Vanguard FTSE All World Ex US ETF 922042775 8220 214184 SH Sole 214184 Vanguard Growth ETF ETF 922908736 359 7378 SH Sole 7378 Vanguard High Div Yield ETF ETF 921946406 4323 122733 SH Sole 122733 Vanguard Large Cap ETF ETF 922908637 3368 71828 SH Sole 71828 Vanguard Mid-Cap ETF ETF 922908629 230 3915 SH Sole 3915 Vanguard REIT ETF ETF 922908553 4645 99923 SH Sole 99923 Vanguard Small-Cap ETF ETF 922908751 11044 195125 SH Sole 195125 iShares Dow Jones US Real Esta ETF 464287739 445 9425 SH Sole 9425 iShares GS Corp Bond Fund ETF 464287242 2381 21957 SH Sole 21957 iShares Inc MSCI Cda Index ETF 464286509 822 33045 SH Sole 33045 iShares Inc MSCI Hong Kong ETF 464286871 160 10800 SH Sole 10800 iShares Lehman Aggregate Bond ETF 464287226 250 2335 SH Sole 2335 iShares MSCI EAFE Growth Inx ETF 464288885 835 17380 SH Sole 17380 iShares MSCI EAFE Index Fund ETF 464287465 1463 31450 SH Sole 31450 iShares MSCI Emerging Mkt In ETF 464287234 6151 164826 SH Sole 164826 iShares MSCI Japan ETF 464286848 131 14250 SH Sole 14250 iShares Morningstar Large Grow ETF 464287119 575 11055 SH Sole 11055 iShares Nasdaq Biotechnology I ETF 464287556 316 4070 SH Sole 4070 iShares Russell 2000 Growth ETF 464287648 229 3440 SH Sole 3440 iShares S&P 500 Growth Index F ETF 464287309 278 5253 SH Sole 5253 iShares S&P 500 Index Fund ETF 464287200 840 8121 SH Sole 8121 iShares S&P 500 Value Index Fu ETF 464287408 3394 68348 SH Sole 68348 iShares S&P GSSI Natural Resou ETF 464287374 2114 68556 SH Sole 68556 iShares S&P Global Tech Sector ETF 464287291 773 15540 SH Sole 15540 iShares S&P Smallcap 600 Growt ETF 464287887 618 10859 SH Sole 10859 iShares S&P Smallcap 600 Value ETF 464287879 1938 33873 SH Sole 33873 iShares Tr DJ Sel Div Inx ETF 464287168 466 10971 SH Sole 10971 iShares Tr Russell 1000 Growth ETF 464287614 2112 46090 SH Sole 46090 iShares Tr S&P 100 Index Fd ETF 464287101 709 15130 SH Sole 15130 iShares Tr S&P Midcap 400 ETF 464287507 603 8474 SH Sole 8474 iShares Tr S&P Smlcap 600 ETF 464287804 2916 53854 SH Sole 53854 iShares Tr US TIPS Bond Fund ETF 464287176 4944 46243 SH Sole 46243 iShares iBoxx High Yield Corp ETF 464288513 6258 73711 SH Sole 73711 ishares Barclays 1-3 year Cred ETF 464288646 2676 25756 SH Sole 25756 Blue Chip Value Fund Inc COM 095333100 34 11920 SH Sole 11920 Cohen & Steers Infrastructure COM 19248A109 959 75778 SH Sole 75778 Tri Contl Corp Com COM 895436103 195 17963 SH Sole 17963 100000th Fonar A Pfd Cl A PFD 0 60000 SH Sole 60000 Aegon NV 7.2500% Series PFD N00927348 632 32075 SH Sole 32075 BB&T Cap Trust VII 2064 Tr Pfd PFD 05531h208 714 27400 SH Sole 27400 Bank of Amer Corp 0.00 Series PFD 060505591 203 11575 SH Sole 11575 Barclays Bank Plc Sp Ads Pfd 4 PFD 06739h511 1120 47791 SH Sole 47791 Comcast Corp 7% 5/15/55 Ser PFD 20030N309 829 32250 SH Sole 32250 Duke Realty Corp PFD 264411778 312 15000 SH Sole 15000 Equity Res Prop PFD 29476L784 414 18000 SH Sole 18000 Fannie Mae Pfd 8.25000% Series PFD 313586752 7 21375 SH Sole 21375 Freddie Mac 8.375% pfd PFD 313400624 5 13791 SH Sole 13791 General Electric Cap Corp 6.62 PFD 369622527 531 20914 SH Sole 20914 Goldman Sachs Gp Series A PFD 38143y665 706 39325 SH Sole 39325 HSBC Finance Corp PFD 40429C607 1374 64850 SH Sole 64850 Hsbc Usa Inc New Pfd F Flt Rat PFD 40428H805 203 10125 SH Sole 10125 ING Groep Nv 7.2% Series PFD 456837301 749 40225 SH Sole 40225 Ing Groep N V 8.5% Per Hyb Cap PFD 456837806 357 16400 SH Sole 16400 Ing Groep N V Per Hyb Cap Sc PFD 456837707 1086 57850 SH Sole 57850 JP Morgan Chase Cap X Pfd Tr S PFD 46623D200 1089 43300 SH Sole 43300 JPMChase Cap XII 6.25% 10/15/3 PFD 46626x203 661 27100 SH Sole 27100 JPMorgan Chase & Co 8.625 PFD 46625h621 318 11950 SH Sole 11950 Merrill Lynch Cap Trust II 6.4 PFD 59024t203 475 24000 SH Sole 24000 Merrill Lynch Pfd III Toprs 7% PFD 59021F206 292 13725 SH Sole 13725 Morgan Stanley Cap Tr V 5.75% PFD 617466206 427 21316 SH Sole 21316 Partnerre Ltd Pfd PFD ep0081752 1084 47875 SH Sole 47875 RBS Cap Fdg Tr Vii 6.08% Pfd PFD 74928p207 295 24200 SH Sole 24200 Saturn - GS 2/15/34 Series PFD 804111201 506 24900 SH Sole 24900 Wells Fargo Cap Trust IV PFD 94976y207 1402 56593 SH Sole 56593 Aberdeen Asia-Pacific Prime In COM 003009107 496 82006 SH Sole 82006 Alliance Bernstein Global High COM 01879R106 148 10990 SH Sole 10990 Blackrock Income Opportunity T COM 092475102 602 60239 SH Sole 60239 ING Prime Rate Trust COM 44977W106 60 10925 SH Sole 10925 Putnam Premier Income Tr COM 746853100 65 10058 SH Sole 10058 Ford Motor Co Cap Tr II 6.5% C PFD CV 345395206 215 4877 SH Sole 4877 Advanced Micro Devices CONV 007903AL1 787 825000 PRN Sole 825000 Advanced Micro Devices CONV 007903AN7 1070 1075000 PRN Sole 1075000 Amgen Inc CONV 031162AN0 691 700000 PRN Sole 700000 Archer Daniels Conv CONV 039483AW2 2684 2830000 PRN Sole 2830000 Bill Barrett CONV 06846NAA2 991 1000000 PRN Sole 1000000 Central European Distribution CONV 153435AA0 735 895000 PRN Sole 895000 Charles River Labs CONV 159864AB3 716 750000 PRN Sole 750000 Covanta Holding Corp CONV 22282EAA0 1383 1480000 PRN Sole 1480000 DST Systems Inc CONV 233326AE7 1091 1125000 PRN Sole 1125000 Goodrich Petroleum Corp CONV 382410AC2 1279 1620000 PRN Sole 1620000 Hologic Inc CONV 436440AA9 1008 1190000 PRN Sole 1190000 Intel Corp CONV 458140AD2 644 685000 PRN Sole 685000 King Pharmaceutical Inc CONV 495582AJ7 1271 1465000 PRN Sole 1465000 Kinross Gold Corp CONV 496902AD9 1307 1325000 PRN Sole 1325000 Leap Wireless Intl CONV 521863AL4 1029 1225000 PRN Sole 1225000 Massey Energy Co CONV 576203AJ2 1934 2305000 PRN Sole 2305000 Medtronic Inc CONV 585055AL0 1464 1470000 PRN Sole 1470000 Micron Technology Inc CONV 595112AH6 471 525000 PRN Sole 525000 NII Holdings Conv CONV 62913FAJ1 1557 1650000 PRN Sole 1650000 Nasdaq Omx Group CONV 631103AA6 2499 2625000 PRN Sole 2625000 Omnicare Inc CONV 681904AL2 737 885000 PRN Sole 885000 Penn Virginia Corp CONV 707882AA4 1280 1364000 PRN Sole 1364000 Sandisk Corp CONV 80004CAC5 1233 1375000 PRN Sole 1375000 Stillwater Mining CONV 86074QAF9 958 1075000 PRN Sole 1075000 Transocean Inc CONV 893830AV1 214 240000 PRN Sole 240000 Transocean Inc CONV 893830AW9 2235 2685000 PRN Sole 2685000 Verifone Holdings Inc CONV 92342YAB5 741 800000 PRN Sole 800000 Alliance Resource Partners Ltd 01877r108 429 9546 SH Sole 9546 Atlas Pipeline Partners LP 049392103 141 14600 SH Sole 14600 Boardwalk Pipeline Partners 096627104 1180 39243 SH Sole 39243 Buckeye GP Holdings LP 118167105 496 12800 SH Sole 12800 Buckeye Partners L P 118230101 292 4950 SH Sole 4950 Duncan Energy Partners 265026104 339 12715 SH Sole 12715 Enbridge Energy Partners Lp 29250R106 1904 36313 SH Sole 36313 Energy Transfer Partners LP 29273r109 2374 51165 SH Sole 51165 Enterprise Prods Partners LP 293792107 3167 89527 SH Sole 89527 Linn Energy LLC 536020100 767 28890 SH Sole 28890 Magellan Midstream Partners Lp 559080106 1618 34609 SH Sole 34609 NuStar Energy LP 67058H102 1279 22295 SH Sole 22295 Oneok Partners LP 68268n103 1205 18749 SH Sole 18749 Plain All Amer Pipeline LP 726503105 884 15058 SH Sole 15058 Spelling Bee LP 8998121 0 52500 SH Sole 52500
Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 702 Form 13F Information Table Value Total: $3087259 (in thousands) -----END PRIVACY-ENHANCED MESSAGE-----