-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TBg2Gx0VJXYRyW9HQNVL5d+wsPeJYanne9zmUU4lfjtXrMDX9eIFKtMsRWgLBH8G zyORsgcMKIb6p9eO0VvSnw== 0000743127-10-000002.txt : 20100128 0000743127-10-000002.hdr.sgml : 20100128 20100128114959 ACCESSION NUMBER: 0000743127-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 EFFECTIVENESS DATE: 20100128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ASSOCIATES LTD CENTRAL INDEX KEY: 0000743127 IRS NUMBER: 133220717 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01669 FILM NUMBER: 10552678 BUSINESS ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126523200 MAIL ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 decpal.txt PINNACLE ASSOCIATES LTD. 13F DECEMBER 31, 2009 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Pinnacle Associates Ltd. 335 Madison Avenue, 11th Floor New York, NY 10017 13F File Number: 28-1669 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gail Mannix Title: Chief Compliance Officer Phone: 212.652.3288 Signature, Place, and Date of Signing: Gail Mannix New York, NY 10017 January 28, 2010 - ------------------- ------------- ----- ----------------- (Signature) (City, State) (Zip) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report).) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Pimco Money Market Fund 693391179 115 115194.66 SH Sole 115194.66 3M Company COM 88579Y101 6535 79050 SH Sole 79050 AMR Corp COM 001765106 15265 1974799 SH Sole 1974799 AOL Inc COM 00184X105 541 23250 SH Sole 23250 ASML Holding NV - NY Reg COM N07059186 707 20731 SH Sole 20731 AT&T Corp COM 00206R102 9724 346914 SH Sole 346914 Abbott Laboratories COM 002824100 3929 72764 SH Sole 72764 Accenture PLC Cl A COM G1151C101 2946 70987 SH Sole 70987 Ace Ltd COM H0023R105 1865 37007 SH Sole 37007 Activision Blizzard Inc COM 00507V109 2679 241172 SH Sole 241172 Aflac Inc COM 001055102 4456 96355 SH Sole 96355 Agrium Inc COM 008916108 12539 203894 SH Sole 203894 Alcoa Inc COM 013817101 1583 98172 SH Sole 98172 Alleghany Corp Del Com COM 017175100 1659 6012 SH Sole 6012 Alliance Bernstein Holding LP COM 01881G106 549 19540 SH Sole 19540 Allstate Corp COM 020002101 262 8736 SH Sole 8736 Altria Group Inc COM 02209S103 3742 190641 SH Sole 190641 Ambassadors International Inc COM 023178106 6 10000 SH Sole 10000 Amer Elec Pwr COM 025537101 2317 66613 SH Sole 66613 Ameren Corporation COM 023608102 525 18778 SH Sole 18778 American Express COM 025816109 3791 93548 SH Sole 93548 Amerigas Partners LP COM 030975106 1529 38884 SH Sole 38884 Amgen Inc COM 031162100 12251 216557 SH Sole 216557 Anadarko Petroleum Corp COM 032511107 1074 17206 SH Sole 17206 Annaly Mortgage Management COM 035710409 1031 59449 SH Sole 59449 Apple Inc COM 037833100 3389 16083 SH Sole 16083 Applied Industrial Tech Inc COM 03820c105 631 28594 SH Sole 28594 Applied Materials COM 038222105 9398 674157 SH Sole 674157 Arcelor Mittal COM 03938L104 2739 59874 SH Sole 59874 Archer-Daniels Midland Co COM 039483102 213 6804 SH Sole 6804 Arris Group Inc COM 04269q100 20936 1831710 SH Sole 1831710 Arrow Electronics COM 042735100 17212 581274 SH Sole 581274 Ascent Media Corp A COM 043632108 2040 79901 SH Sole 79901 Atmel Corp COM 049513104 30063 6521171 SH Sole 6521171 Automatic Data Processing COM 053015103 500 11673 SH Sole 11673 Autozone Inc COM 053332102 305 1930 SH Sole 1930 Avnet Inc COM 053807103 22967 761521 SH Sole 761521 Avon Products Inc COM 054303102 4031 127963 SH Sole 127963 BB&T Corporation COM 054937107 4696 185113 SH Sole 185113 BJ Services COM 055482103 22001 1182872 SH Sole 1182872 Baldor Elec Co Com COM 057741100 306 10901 SH Sole 10901 Bank of America Corp COM 060505104 15043 998901 SH Sole 998901 Bank of New York Mellon Corp COM 064058100 10371 370795 SH Sole 370795 Barrick Gold Crp COM 067901108 1211 30755 SH Sole 30755 Baxter Intl Inc COM 071813109 3221 54897 SH Sole 54897 Baytex Energy Trust - Units COM 073176109 688 24300 SH Sole 24300 Becton Dickinson & Co COM 075887109 2560 32465 SH Sole 32465 Belo (A.H.) Corp COM 080555105 10906 2004855 SH Sole 2004855 Berkshire Hathaway Inc Cl B COM 084670702 1988 605 SH Sole 605 Berkshire Hathaway Inc Del COM 084670108 694 7 SH Sole 7 Beverly Hills Bancorp COM 087866109 0 21500 SH Sole 21500 Bill Barrett Corp COM 06846N104 11557 371474 SH Sole 371474 Biogen Idec Inc COM 09062X103 252 4715 SH Sole 4715 Blackstone Group COM 09253U108 547 41724 SH Sole 41724 Block H & R Inc COM 093671105 242 10707 SH Sole 10707 Boeing Co COM 097023105 11987 221454 SH Sole 221454 Borg Warner Inc COM 099724106 1538 46301 SH Sole 46301 Boston Properties Inc COM 101121101 541 8060 SH Sole 8060 Brigham Exploration Com COM 109178103 207 15270 SH Sole 15270 Bristol-Myers Squibb Co COM 110122108 4069 161136 SH Sole 161136 Broadcom Corp COM 111320107 3423 108766 SH Sole 108766 Brooks Automation Inc COM 114340102 11441 1333468 SH Sole 1333468 Brown & Brown Inc COM 115236101 787 43800 SH Sole 43800 Bucyrus International Inc -A COM 118759109 56794 1007522 SH Sole 1007522 Burlington/Santa COM 12189T104 2646 26831 SH Sole 26831 CAE Inc COM 124765108 22887 2780957 SH Sole 2780957 CBS Corp Class B COM 124857202 9503 676393 SH Sole 676393 CDSS Wind Down Inc COM 12513C108 1 34000 SH Sole 34000 CF Industries Holdings Inc COM 125269100 7211 79435 SH Sole 79435 CP Holdrs Dep Rcpts COM 12616K106 1666 15709 SH Sole 15709 CSX Corp COM 126408103 254 5248 SH Sole 5248 CVS Caremark Corp COM 126650100 17356 538848 SH Sole 538848 Cablevision Systems COM 12686C109 54947 2128072 SH Sole 2128072 Cal-Maine Foods Inc COM 128030202 2236 65605 SH Sole 65605 Cameco Corp COM 13321L108 76361 2373660 SH Sole 2373660 Campbell Soup Inc COM 134429109 498 14725 SH Sole 14725 Canadian National Railway Co COM 136375102 10483 192852 SH Sole 192852 Cancer Direct.Com COM CANCER992 0 50000 SH Sole 50000 Candela Corp COM 136907102 111 36700 SH Sole 36700 Cardiogenics Holdings Inc COM 14160X104 2 12500 SH Sole 12500 Carnival Corp COM 143658300 1255 39602 SH Sole 39602 Caterpillar Incorporated COM 149123101 8058 141396 SH Sole 141396 Cenovus Energy Inc COM 15135U109 1710 67876 SH Sole 67876 Centurytel Inc COM 156700106 7866 217225 SH Sole 217225 Chemed Corp COM 16359r103 240 5000 SH Sole 5000 Chesapeake Energy Corp COM 165167107 3235 125013 SH Sole 125013 Chevron Corporation COM 166764100 6618 85962 SH Sole 85962 Chicago Bridge & Iron Co NV COM 167250109 1841 91027 SH Sole 91027 Chubb Corp COM 171232101 325 6614 SH Sole 6614 Ciena Corp COM 171779309 110 10143 SH Sole 10143 Cincinnati Bell Inc COM 171871106 21311 6177184 SH Sole 6177184 Cinedigm Digital Cinema Corp COM 172407108 22 17500 SH Sole 17500 Cisco Systems COM 17275R102 20723 865608 SH Sole 865608 Citigroup Inc COM 172967101 1179 356190 SH Sole 356190 Clorox Co COM 189054109 1689 27687 SH Sole 27687 Coach Inc COM 189754104 2265 62013 SH Sole 62013 Coca-Cola Co COM 191216100 18244 320070 SH Sole 320070 Cognex Corp COM 192422103 18559 1047932 SH Sole 1047932 Colgate-Palmolive COM 194162103 4282 52129 SH Sole 52129 Comcast Corp -Special Cl A COM 20030N200 8723 544840 SH Sole 544840 Comcast Corp Cl A COM 20030N101 5549 329128 SH Sole 329128 Composite Technology Corp COM 20461s108 3 10000 SH Sole 10000 Compton Petroleum Corp COM 204940100 28 30000 SH Sole 30000 Conagra Inc COM 205887102 1221 52975 SH Sole 52975 ConocoPhillips COM 20825C104 8279 162105 SH Sole 162105 Consolidated Edison COM 209115104 934 20567 SH Sole 20567 Constellation Energy Group COM 210371100 438 12458 SH Sole 12458 Continental Airls Inc Cl B COM 210795308 455 25400 SH Sole 25400 Corning Inc COM 219350105 3526 182604 SH Sole 182604 Costco Wholesale Corp COM 22160K105 3556 60098 SH Sole 60098 Covanta Holding Corp COM 22282E102 5644 312010 SH Sole 312010 Covidien COM G2554F105 1444 30162 SH Sole 30162 Credicorp Ltd COM G2519Y108 482 6259 SH Sole 6259 Crosstex Energy Inc Com COM 22765Y104 374 61800 SH Sole 61800 Crown Media Hldgs Inc Cl A COM 228411104 1540 1062334 SH Sole 1062334 Cummins Inc COM 231021106 48051 1047768 SH Sole 1047768 DTE Energy Co COM 233331107 694 15921 SH Sole 15921 Daimler Ag-Registered Share COM D1668r123 864 16213 SH Sole 16213 Danaher Corp COM 235851102 254 3380 SH Sole 3380 Deere & Co. COM 244199105 629 11624 SH Sole 11624 Dell Inc COM 24702R101 1031 71780 SH Sole 71780 Design Within Reach Com COM 250557105 3 11542 SH Sole 11542 Devon Energy Corporation COM 25179M103 11768 160109 SH Sole 160109 Devry Inc COM 251893103 1707 30090 SH Sole 30090 Diamond Offshore Drilling COM 25271C102 426 4330 SH Sole 4330 Diebold Inc COM 253651103 14978 526469 SH Sole 526469 Digital Telecom Philippines In COM 3 150000 SH Sole 150000 DirectTV - A COM 25490A101 1077 32298 SH Sole 32298 Discovery Communication A COM 25470F104 17431 568356 SH Sole 568356 Discovery Communication C COM 25470F302 37149 1400786 SH Sole 1400786 Disney (Walt) Co COM 254687106 2142 66427 SH Sole 66427 Dominion Resources Inc COM 25746U109 529 13595 SH Sole 13595 Dow Chemical COM 260543103 2252 81515 SH Sole 81515 Dr Pepper Snapple Group Inc COM 26138E109 7851 277424 SH Sole 277424 Dresser-Rand group COM 261608103 1991 62985 SH Sole 62985 Du Pont EI De Nemours COM 263534109 4835 143603 SH Sole 143603 Duke Energy Corp COM 26441C105 3885 225769 SH Sole 225769 EMC Corp/Mass COM 268648102 12823 734001 SH Sole 734001 Eaton Corp COM 278058102 2788 43822 SH Sole 43822 Edison Intl Com COM 281020107 217 6249 SH Sole 6249 El Paso Corp COM 28336L109 1211 123226 SH Sole 123226 Electro-Optical Sciences In COM 285192100 108 10500 SH Sole 10500 Emerson Elec Co COM 291011104 1521 35716 SH Sole 35716 Encana Corp COM 292505104 2203 68030 SH Sole 68030 Energy World Corp Ltd COM 6 11000 SH Sole 11000 Enernoc Inc COM 292764107 1094 36000 SH Sole 36000 Enerplus Resources Fund COM 29274D604 425 18500 SH Sole 18500 Enron Corp Com COM 293561106 0 23031 SH Sole 23031 Entergy Corp COM 29364G103 258 3150 SH Sole 3150 Entravision Communctns Cl A COM 29382R107 34 10000 SH Sole 10000 Epoch Holding Corp COM 29428R103 108 10300 SH Sole 10300 Equity Residential COM 29476L107 296 8750 SH Sole 8750 Exelon Corporation COM 30161N101 6451 131999 SH Sole 131999 Express Scripts Inc - Cl A COM 302182100 205 2376 SH Sole 2376 Exxon Mobil Corp COM 30231G102 14177 207902 SH Sole 207902 FPL Group Inc COM 302571104 18100 342674 SH Sole 342674 Facet Biotech Corp COM 30303Q103 206 11725 SH Sole 11725 Federal Resources Corp COM 313765109 0 10000 SH Sole 10000 Fedex Corp COM 31428X106 7502 89903 SH Sole 89903 Fluor Corp - New COM 343412102 379 8408 SH Sole 8408 Flushing Financial Corp COM 343873105 12173 1081060 SH Sole 1081060 Ford Motor Co (New) COM 345370860 3239 323933 SH Sole 323933 Forest Labs Inc COM 345838106 719 22400 SH Sole 22400 Fortune Brands Inc COM 349631101 256 5934 SH Sole 5934 Foster Wheeler AG COM H27178104 2882 97881 SH Sole 97881 Franklin Resources Inc COM 354613101 2104 19967 SH Sole 19967 Freeport Mcmoran Copper & Gold COM 35671D857 2802 34893 SH Sole 34893 Frontier Communications Corp COM 35906A108 114 14615 SH Sole 14615 Gannett Co COM 364730101 14254 959877 SH Sole 959877 Gatx Corp COM 361448103 1682 58500 SH Sole 58500 Gencorp Inc COM 368682100 10509 1501315 SH Sole 1501315 General Dynamics Corp COM 369550108 3250 47679 SH Sole 47679 General Electric COM 369604103 15025 993044 SH Sole 993044 General Mills COM 370334104 3376 47674 SH Sole 47674 Genuine Parts Co COM 372460105 2069 54505 SH Sole 54505 Genzyme Corp COM 372917104 1293 26391 SH Sole 26391 Gilead Sciences Inc COM 375558103 46860 1082962 SH Sole 1082962 Global Payments Inc COM 37940X102 319 5920 SH Sole 5920 Globalstar Telecommunication C COM G3930H104 0 10000 SH Sole 10000 Goldcorp Inc COM 380956409 386 9815 SH Sole 9815 Goldman Sachs Group Inc COM 38141G104 4240 25110 SH Sole 25110 Goodrich Corp COM 382388106 47702 742444 SH Sole 742444 Goodrich Petroleum Corp COM 382410405 24199 993800 SH Sole 993800 Google Inc COM 38259p508 1762 2842 SH Sole 2842 Grace (W.R.) COM 38388F108 729 28744 SH Sole 28744 Haber Inc Com COM 404450108 38 535862 SH Sole 535862 Halliburton Co COM 406216101 1578 52455 SH Sole 52455 Hansen Natural Corp COM 411310105 505 13150 SH Sole 13150 Harmonic Inc COM 413160102 26165 4140044 SH Sole 4140044 Harris Corp COM 413875105 4230 88950 SH Sole 88950 Harris Stratex Networks COM 41457p106 285 41176 SH Sole 41176 Hartcourt Cos Inc Com New COM 416187201 0 10000 SH Sole 10000 Hartford Financial Svcs Grp COM 416515104 1209 51991 SH Sole 51991 Hasbro Inc COM 418056107 220 6851 SH Sole 6851 Heidrick & Struggles Intl COM 422819102 14358 459598 SH Sole 459598 Heinz H J Co COM 423074103 2673 62520 SH Sole 62520 Helmerich & Payne COM 423452101 37012 928087 SH Sole 928087 Hercules Offshore Inc COM 427093109 57 12025 SH Sole 12025 Hess Corp COM 42809h107 2561 42336 SH Sole 42336 Hewlett-Packard COM 428236103 8963 174000 SH Sole 174000 Hexcel Corp COM 428291108 20884 1608927 SH Sole 1608927 Home Depot Inc COM 437076102 14780 510893 SH Sole 510893 Honeywell International COM 438516106 4024 102658 SH Sole 102658 Hormel Foods Corp COM 440452100 356 9269 SH Sole 9269 Hospira Inc COM 441060100 379 7425 SH Sole 7425 IAC/InterActiveCorp COM 44919P508 11122 543042 SH Sole 543042 ION Geophysical Corp COM 462044108 13082 2209769 SH Sole 2209769 ISIS Pharmaceuticals Inc COM 464330109 18865 1697996 SH Sole 1697996 ITT Corp COM 450911102 3446 69280 SH Sole 69280 Illinois Tool Works Inc COM 452308109 256 5340 SH Sole 5340 Impart Media Group Inc- Bankru COM 45256R106 0 10000 SH Sole 10000 Ingersoll-Rand Co COM G47791101 626 17516 SH Sole 17516 Innovet Inc Reg S COM 45765P104 0 59800 SH Sole 59800 Intel Corp COM 458140100 19837 972389 SH Sole 972389 Intermec Inc COM 458786100 16680 1297020 SH Sole 1297020 International Business Machine COM 459200101 11536 88132 SH Sole 88132 Invesco Ltd COM G491BT108 737 31364 SH Sole 31364 Iridium Communications COM 46269C102 201 25000 SH Sole 25000 Iris International Inc COM 46270W105 393 31800 SH Sole 31800 J.C. Penney Co Inc (Hldg Co) COM 708160106 1893 71155 SH Sole 71155 JPMorgan Chase & Co COM 46625H100 17400 417572 SH Sole 417572 Jacobs Engineering Group Inc COM 469814107 1069 28425 SH Sole 28425 Johnson & Johnson COM 478160104 17060 264862 SH Sole 264862 Joy Global Inc Com COM 481165108 5534 107306 SH Sole 107306 KB Home COM 48666K109 14443 1055781 SH Sole 1055781 KLA Tencor Corp COM 482480100 959 26510 SH Sole 26510 KV Pharmaceutical Co Cl A COM 482740206 52 14200 SH Sole 14200 Kansas City Southern Inds COM 485170302 23092 693660 SH Sole 693660 Kaydon Corp COM 486587108 415 11600 SH Sole 11600 Kayne Anderson Mlp Investmen COM 486606106 7445 297307 SH Sole 297307 Kellogg Co COM 487836108 331 6215 SH Sole 6215 Kimberly-Clark COM 494368103 3288 51603 SH Sole 51603 Kinder Morgan Energy Prtnrs COM 494550106 3429 56233 SH Sole 56233 Kinder Morgan Mgmt Llc Fractio COM EKE55U103 0 71669 SH Sole 71669 Kinder Morgan Mgmt Llc Shs COM 49455U100 3086 56486 SH Sole 56486 Kinross Gold Corp COM 496902404 4102 222942 SH Sole 222942 Koninklijke Phillips Electroni COM 500472303 818 27775 SH Sole 27775 Kraft Foods Inc A COM 50075N104 5139 189058 SH Sole 189058 Kroger Co COM 501044101 9095 442987 SH Sole 442987 L-1 Identity Solutions Inc COM 50212A106 9701 1295165 SH Sole 1295165 LSI Corp COM 502161102 19488 3242526 SH Sole 3242526 Lam Research COM 512807108 34768 886708 SH Sole 886708 Las Vegas Sands Corp COM 517834107 30591 2047596 SH Sole 2047596 Lazard Ltd-Cl A COM G54050102 22424 590559 SH Sole 590559 Leap Wireless COM 521863308 191 10900 SH Sole 10900 Liberty Capital Group - A COM 53071m302 9201 385289 SH Sole 385289 Liberty Global Inc A COM 530555101 210 9582 SH Sole 9582 Liberty Global Inc C COM 530555309 2669 122097 SH Sole 122097 Lilly Eli & Co. COM 532457108 1017 28472 SH Sole 28472 Lin TV Corp - Cl A COM 532774106 10000 2242138 SH Sole 2242138 Lockheed Martin Corporation COM 539830109 915 12146 SH Sole 12146 Lodgenet Interactive Corp COM 540211109 6509 1177098 SH Sole 1177098 Loews Corp COM 540424108 1617 44480 SH Sole 44480 Lowes Companies Inc COM 548661107 708 30284 SH Sole 30284 MEMC Electronics Materials COM 552715104 1174 86230 SH Sole 86230 MGM Mirage COM 552953101 2859 313520 SH Sole 313520 Macy's Inc COM 55616P104 3130 186734 SH Sole 186734 Manitowoc Company Inc COM 563571108 293 29368 SH Sole 29368 Manulife Finl Corp Com COM 56501R106 2193 119560 SH Sole 119560 Marathon Oil Corp COM 565849106 935 29942 SH Sole 29942 Marsh & Mclennan COM 571748102 228 10325 SH Sole 10325 Marshall & Ilsley Corp COM 571837103 6392 1172870 SH Sole 1172870 Marvell Technology Group Ltd COM G5876H105 2799 134883 SH Sole 134883 Massey Energy Company COM 576206106 10156 241754 SH Sole 241754 Maverick Energy Gp Ltd COM 577700107 0 120000 SH Sole 120000 McCormick & Co.Inc-Non Voting COM 579780206 2262 62607 SH Sole 62607 McDonalds Corp COM 580135101 1608 25758 SH Sole 25758 McKesson Corp COM 58155Q103 466 7450 SH Sole 7450 MeadWestvaco Corp COM 583334107 24816 866785 SH Sole 866785 Medco Health Solutions Inc COM 58405U102 526 8224 SH Sole 8224 Mediacom Communications Corp COM 58446K105 87 19500 SH Sole 19500 Medtronic Inc COM 585055106 3196 72663 SH Sole 72663 Mercadolibre Inc COM 58733R102 661 12740 SH Sole 12740 Merck & Co COM 58933Y105 20612 564107 SH Sole 564107 Metlife Inc COM 59156R108 1833 51841 SH Sole 51841 Metromedia Fiber Network - A COM 591689104 0 16000 SH Sole 16000 Micron Technology Inc COM 595112103 1924 182190 SH Sole 182190 Microsoft Corp COM 594918104 30848 1012085 SH Sole 1012085 Molson Coors Brewing Co -B COM 60871r209 1249 27650 SH Sole 27650 Monsanto Co COM 61166W101 3356 41055 SH Sole 41055 Morgan Stanley COM 617446448 5481 185185 SH Sole 185185 Mosaic Co COM 61945a107 35632 596558 SH Sole 596558 Motorola Inc COM 620076109 298 38428 SH Sole 38428 Mylan Inc COM 628530107 835 45303 SH Sole 45303 Myriad Genetics Inc Com COM 62855J104 38459 1474072 SH Sole 1474072 NYSE Euronext COM 629491101 362 14325 SH Sole 14325 Nabor Industries Inc COM G6359F103 1077 49220 SH Sole 49220 Nano Mask Inc COM 63009L102 2 12000 SH Sole 12000 National Oilwell Varco Inc COM 637071101 234 5300 SH Sole 5300 New Energy Technologies Inc. COM 643848104 5 14000 SH Sole 14000 New Jersey Resource Corp COM 646025106 372 9959 SH Sole 9959 New York Bancorp COM 649445103 273 18837 SH Sole 18837 New York Times Cl A COM 650111107 11868 960186 SH Sole 960186 Newfield Exploration Co COM 651290108 206 4270 SH Sole 4270 Newmont Mining COM 651639106 1011 21370 SH Sole 21370 Nicor Inc COM 654086107 1379 32760 SH Sole 32760 Nike Inc - B COM 654106103 433 6559 SH Sole 6559 Noble Energy Inc COM 655044105 1281 17990 SH Sole 17990 Norfolk Southern COM 655844108 647 12350 SH Sole 12350 Northeast Utils COM 664397106 11817 458209 SH Sole 458209 Novellus Systems Inc COM 670008101 29601 1268261 SH Sole 1268261 Ntelos Holdings Corp COM 67020q107 927 52050 SH Sole 52050 OSI Pharmaceuticals Inc COM 671040103 16966 546219 SH Sole 546219 Occidental Pete Corp COM 674599105 503 6184 SH Sole 6184 Olin Corp COM 680665205 1819 103810 SH Sole 103810 Omnicom Group COM 681919106 2620 66922 SH Sole 66922 Omnivision Technologies COM 682128103 375 25850 SH Sole 25850 Onyx Pharmaceuticals COM 683399109 15051 512980 SH Sole 512980 Opentv Corp Cl A COM G67543101 17 12680 SH Sole 12680 Oracle Corp COM 68389X105 11953 487265 SH Sole 487265 Orient Express Hotels Ltd COM G67743107 19867 1959315 SH Sole 1959315 PDL Biopharma Inc COM 69329Y104 12259 1787056 SH Sole 1787056 PNC Bank Fincl Services Group COM 693475105 735 13930 SH Sole 13930 PT Bank Indonesia Ord COM y0632l102 0 100000 SH Sole 100000 Paccar Inc COM 693718108 511 14101 SH Sole 14101 Paivis Corporation New COM 695793208 0 38000 SH Sole 38000 Pall Corporation COM 696429307 48168 1330600 SH Sole 1330600 Palm Inc COM 696643105 15955 1590688 SH Sole 1590688 Paychex COM 704326107 489 15965 SH Sole 15965 Peabody Energy Corp COM 704549104 461 10193 SH Sole 10193 Pengrowth Consolidated Trust COM 706902509 222 23042 SH Sole 23042 Penn West Trust Unit COM 707885109 556 31592 SH Sole 31592 Pepsico Inc COM 713448108 4996 82176 SH Sole 82176 Petroquest Energy Inc COM 716748108 74 12000 SH Sole 12000 Pfizer Inc COM 717081103 12537 689244 SH Sole 689244 Philip Morris Intl COM 718172109 6307 130875 SH Sole 130875 Pitney Bowes Inc COM 724479100 1250 54915 SH Sole 54915 Platina Energy Group COM 72766f109 0 16000 SH Sole 16000 Polymedix Inc COM 73174C100 34 24700 SH Sole 24700 Portfolio Recovery Assoc COM 73640Q105 292 6500 SH Sole 6500 Potash Corp Sask Inc COM 73755L107 2320 21383 SH Sole 21383 Precision Castparts COM 740189105 69087 626072 SH Sole 626072 Precision Drilling Trust COM 740215108 1004 138545 SH Sole 138545 Priceline.com Inc COM 741503403 1031 4720 SH Sole 4720 Principal Financial Gp Com COM 74251V102 1992 82869 SH Sole 82869 Procter & Gamble COM 742718109 20239 333820 SH Sole 333820 Protox Therapeutics Inc COM 74373h106 8 10000 SH Sole 10000 Public Service Enterprise Grou COM 744573106 1499 45097 SH Sole 45097 Qiagen N.V. COM N72482107 493 22083 SH Sole 22083 Qualcomm Inc COM 747525103 4981 107678 SH Sole 107678 Quantum Corp COM 747906204 30 10100 SH Sole 10100 Quest Diagnostic Inc COM 74834L100 15787 261467 SH Sole 261467 RAM Energy Resources Inc COM 75130p109 64 31000 SH Sole 31000 RF Micro Devices Inc COM 749941100 15389 3226258 SH Sole 3226258 RTI International Metals COM 74973W107 29741 1181592 SH Sole 1181592 Raymond James Financial Inc COM 754730109 20006 841660 SH Sole 841660 Raytheon Co COM 755111507 1489 28909 SH Sole 28909 Regeneron Pharmaceuticals COM 75886F107 39674 1640761 SH Sole 1640761 Republic First Bancorp Inc COM 760416107 43 10000 SH Sole 10000 Republic Services Inc COM 760759100 7058 249296 SH Sole 249296 Research In Motion Ltd COM 760975102 558 8260 SH Sole 8260 Rex Energy Corp COM 761565100 169 14100 SH Sole 14100 Richie Bros Auction Com COM 767744105 710 31643 SH Sole 31643 Robert Half Intl COM 770323103 22018 823734 SH Sole 823734 Rowan Companies Inc COM 779382100 20003 883532 SH Sole 883532 Royal Bank of Canada COM 780087102 307 5736 SH Sole 5736 Royal Bank of Scotland Group COM 010309921 17 37970 SH Sole 37970 Royal Caribbean Cruises LTD COM V7780T103 25959 1026846 SH Sole 1026846 Saks Holdings Inc COM 79377W108 13530 2062555 SH Sole 2062555 Sara Lee Corp COM 803111103 1197 98250 SH Sole 98250 Schlumberger Ltd. 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Inc COM 984332106 9261 551921 SH Sole 551921 Zap COM 98912M201 61 159440 SH Sole 159440 Zevotek Inc COM 98953B106 1 75000 SH Sole 75000 Zhone Technologies Inc COM 98950P108 11 26250 SH Sole 26250 eBay Inc COM 278642103 541 22972 SH Sole 22972 ABB Ltd - Spon ADR ADR 000375204 1242 65038 SH Sole 65038 Alcatel Lucent ADR ADR 013904305 781 235228 SH Sole 235228 Allianz SE ADR ADR 018805101 214 17200 SH Sole 17200 America Movil-ADR ADR 02364W105 770 16393 SH Sole 16393 Axa-Uap - Sp ADR ADR 054536107 1097 46315 SH Sole 46315 BG Group PLC - Spon ADR ADR 055434203 226 2495 SH Sole 2495 BHP Billiton Ltd - Sp ADR ADR 088606108 864 11285 SH Sole 11285 BP Plc - Spons ADR ADR 055622104 5114 88226 SH Sole 88226 Banco Santander SA - Spons ADR ADR 05964H105 550 33469 SH Sole 33469 Cadbury PLC -Sp ADR ADR 12721E102 499 9711 SH Sole 9711 Canon Inc-Spons ADR ADR 138006309 386 9120 SH Sole 9120 Cemex S.A.B. DE CV ADR ADR 151290889 260 22022 SH Sole 22022 Cheung Kong Hldg - Unspons ADR ADR 166744201 719 56065 SH Sole 56065 China Life Insurance Co - ADR ADR 16939P106 756 10307 SH Sole 10307 Cie Gen Geophysique Sa - Sp AD ADR 204386106 4968 233785 SH Sole 233785 Credit Suisse Group-Spon ADR ADR 225401108 924 18796 SH Sole 18796 Crucell ADR ADR 228769105 403 19986 SH Sole 19986 Dassault Systemes SA - ADR ADR 237545108 637 11150 SH Sole 11150 Desarrolladora Homex-ADR ADR 25030w100 789 23463 SH Sole 23463 Doctor Reddy's Lab - ADR ADR 256135203 1127 46564 SH Sole 46564 Fresenius Medical Care ADR ADR 358029106 1217 22963 SH Sole 22963 Gafisa SA - ADR ADR 362607301 980 30290 SH Sole 30290 Glaxo Smithkline Plc ADR ADR 37733W105 1379 32631 SH Sole 32631 Grupo TMM S A B - Spon ADR ADR 40051D303 121 32220 SH Sole 32220 HDFC Bank Ltd - ADR Reps 3 Shs ADR 40415F101 505 3880 SH Sole 3880 HSBC Holdings Plc - Spon ADR ADR 404280406 771 13497 SH Sole 13497 ING Groep Nv - Spons ADR ADR 456837103 550 56055 SH Sole 56055 Itau Unibanco Banco Multiplo S ADR 465562106 652 28531 SH Sole 28531 KB Financial Group Inc - ADR ADR 48241a105 413 8115 SH Sole 8115 Komatsu Ltd - Spons ADR ADR 500458401 753 9010 SH Sole 9010 Kubota Corp Spons ADR ADR 501173207 477 10342 SH Sole 10342 Kyocera Corp - Sponsored ADR ADR 501556203 618 7001 SH Sole 7001 NTT Docomo Inc-Spon ADR ADR 62942M201 172 12300 SH Sole 12300 Nestle-ADR (reg) ADR 641069406 560 11582 SH Sole 11582 Nidec Corp Sponsored ADR ADR 654090109 826 35608 SH Sole 35608 Nokia Corp Spon ADR ADR 654902204 1184 92155 SH Sole 92155 Nomura Holdings Inc - ADR ADR 65535H208 650 87815 SH Sole 87815 Novartis AG - Spon ADR ADR 66987V109 3661 67254 SH Sole 67254 Novo-Nordisk A/S ADR ADR 670100205 609 9531 SH Sole 9531 Panasonic Corp Spon ADR ADR 69832A205 720 50169 SH Sole 50169 Petroleo Brasileiro Sa-ADR ADR 71654V408 1025 21489 SH Sole 21489 Prudential Plc Adr ADR 74435K204 794 38946 SH Sole 38946 Rio Tinto Plc Sponsored ADR ADR 767204100 6304 29268 SH Sole 29268 Roche Holdings Ltd Spn ADR ADR 771195104 1906 45169 SH Sole 45169 Royal Dutch Shell Plc Spon Adr ADR 780259206 712 11850 SH Sole 11850 SAP AG - Spon ADR ADR 803054204 324 6925 SH Sole 6925 Sanofi-Aventis - ADR ADR 80105n105 4168 106128 SH Sole 106128 Siemens Ag - Spon ADR ADR 826197501 291 3178 SH Sole 3178 Sony Corp- Sponsored ADR ADR 835699307 453 15604 SH Sole 15604 Statoil Asa ADR ADR 85771P102 538 21605 SH Sole 21605 Syngenta AG - Spon ADR ADR 87160A100 6553 116454 SH Sole 116454 Taiwan Semiconductors-Sp ADR ADR 874039100 398 34766 SH Sole 34766 Telstra Corp- ADR ADR 87969N204 203 13300 SH Sole 13300 Tenaris SA - ADR ADR 88031m109 871 20431 SH Sole 20431 Ternium SA - Spon ADR ADR 880890108 619 17477 SH Sole 17477 Teva Pharmaceutical-Spon ADR ADR 881624209 7451 132632 SH Sole 132632 Total S A Sponsored ADR ADR 89151E109 280 4375 SH Sole 4375 Unilever Plc-ADR ADR 904767704 1465 45932 SH Sole 45932 Vale SA Sponsored ADR ADR 91912E105 1391 47928 SH Sole 47928 Veolia Environment ADR ADR 92334N103 603 18354 SH Sole 18354 Vimpelcom - Sp ADR ADR 68370R109 237 12752 SH Sole 12752 Vivo Participacoes S A Spon Ad ADR 92855S200 750 24181 SH Sole 24181 Vodafone Group Plc- Spons ADR ADR 92857W209 3390 146814 SH Sole 146814 Wipro Ltd-ADR ADR 97651M109 461 20700 SH Sole 20700 Wts Roo Group Inc Exp 8-23-11 WT 776349wts 0 130000 SH Sole 130000 Tsingtao Brewery Ltd H Shares FGN y8997d102 578 105000 SH Sole 105000 Downer EDI Ltd FGN 6465573 554 66019 SH Sole 66019 Metallic Ventures Gold Inc FGN 2181226 26 23800 SH Sole 23800 Petrobank Energy & Resources FGN 2683670 523 10703 SH Sole 10703 Strateco Res Inc Com FGN 86269M106 28 36000 SH Sole 36000 Aberdeen Asset Mgmt PLC FGN 0003128 527 243597 SH Sole 243597 Admiral Group PLC FGN B02J639 551 28705 SH Sole 28705 Aggreko PLC FGN 0147899 514 34213 SH Sole 34213 Autonomy Corp Plc FGN 0118271 518 21213 SH Sole 21213 BG Group PLC FGN 0876289 507 27960 SH Sole 27960 Barclays PLC FGN 3134865 505 113195 SH Sole 113195 Britvic PLC FGN B0N8QD5 758 115085 SH Sole 115085 Burberry Group Plc FGN 3174300 428 44247 SH Sole 44247 CSR PLC FGN 3414738 294 44432 SH Sole 44432 Chemring Group PLC FGN 0190462 607 12793 SH Sole 12793 Climate Exchange PLC FGN 3355116 403 39220 SH Sole 39220 Johnson Matthey PLC FGN 0476407 342 13848 SH Sole 13848 Petrofac Ltd FGN B0H2K53 591 35081 SH Sole 35081 Reckitt Benckiser PLC FGN B24CGK7 726 13390 SH Sole 13390 Royal Bank of Scotland Group FGN 0754783 6 12812 SH Sole 12812 SSL International PLC FGN 0798112 664 52391 SH Sole 52391 Schroders PLC FGN 0240549 752 35030 SH Sole 35030 Shire Ltd FGN B2QKY05 494 25300 SH Sole 25300 Spirax-Sarco Engineering PLC FGN 0834704 582 29070 SH Sole 29070 Synergy Health PLC FGN 3075726 611 58182 SH Sole 58182 Tesco PLC FGN 0884709 619 89590 SH Sole 89590 Tui Travel PLC FGN B1Z7RQ7 624 151633 SH Sole 151633 Tullow Oil Plc FGN 0150080 784 37205 SH Sole 37205 Danisco A/S FGN 4155586 565 8412 SH Sole 8412 Flsmidth & Co A/S FGN 5263574 373 5275 SH Sole 5275 Novo-Nordisk A/S-B FGN 7077524 611 9540 SH Sole 9540 Adidas AG FGN 4031976 515 9502 SH Sole 9502 Alstom FGN B0DJ8Q5 637 9050 SH Sole 9050 Ansaldo STS Spa FGN B118XB1 479 25082 SH Sole 25082 Azimut Hldg S.P.A FGN B019M65 737 54785 SH Sole 54785 Bayerische Motoren Werke AG FGN 5756029 499 10935 SH Sole 10935 Construcciones y Aux de Ferroc FGN 4217561 665 1232 SH Sole 1232 Demag Cranes AG FGN B16LY78 509 15211 SH Sole 15211 Deutsche Bank AG Reg FGN 5750355 571 8047 SH Sole 8047 Elringklinger AG FGN 5138638 582 25035 SH Sole 25035 Eutelsat Communications FGN B0M7KJ7 400 12421 SH Sole 12421 Fielmann AG FGN 4409205 484 6570 SH Sole 6570 Finmeccanica SPA FGN b0djng0 575 35805 SH Sole 35805 Grifols SA FGN B01SPF2 973 55571 SH Sole 55571 Hochtief AG FGN 5108664 578 7526 SH Sole 7526 Imtech Nv FGN 5051586 448 16571 SH Sole 16571 Ingenico FGN FR0000125 442 18155 SH Sole 18155 Jeronimo Martins FGN B1Y1SQ7 774 77200 SH Sole 77200 Kerry Group PLC FGN 4519579 478 16189 SH Sole 16189 LVMH Moet Hennessy Louis Vuitt FGN 4061412 592 5267 SH Sole 5267 Michelin (CGDE) - B FGN 4588364 414 5382 SH Sole 5382 Orpea FGN 7339451 402 8865 SH Sole 8865 Pfeiffer Vacuum Technology FGN 5499238 502 5986 SH Sole 5986 Rautaruukki Oyj FGN 4727662 306 13224 SH Sole 13224 Rheinmetall AG FGN 5334588 761 11863 SH Sole 11863 Rohen Klinikum AG FGN 4717629 552 22464 SH Sole 22464 SBM Offshore NV FGN B156T57 311 15745 SH Sole 15745 SES FGN B00ZQQ2 413 18285 SH Sole 18285 SGL Carbon AG FGN 4818351 367 12318 SH Sole 12318 Saipem FGN 4768768 578 16702 SH Sole 16702 Siemens AG - Reg FGN 5727973 533 5790 SH Sole 5790 Societe Generale-A FGN 5966516 712 10145 SH Sole 10145 Thyssenkrupp AG FGN 5636927 482 12731 SH Sole 12731 Vivendi Universal FGN 4834777 1815 60837 SH Sole 60837 Yoox SpA FGN B4YC9W4 241 32149 SH Sole 32149 China High Speed Trans Equip G FGN B1YC2B3 435 178000.00 SH Sole 178000.00 China South Locomotive - (1766 FGN B2R2ZC9 545 741000.00 SH Sole 741000.00 Citic Pacific Ltd Ord (#267 HK FGN 6196152 108 40000.00 SH Sole 40000.00 Golden Resources Dev Intl Ltd( FGN 6376192 2 36000.00 SH Sole 36000.00 Aeon Mall Co Ltd(8905) FGN 6534202 310 16100 SH Sole 16100 Air Water Inc (4088 JP) FGN 6441465 599 51000 SH Sole 51000 Asahi Glass Y50 (#5201 JP) FGN 6055208 538 57000 SH Sole 57000 Goldcrest Co Ltd (#8871 JP) FGN 6123343 377 13620 SH Sole 13620 Hoya Corp (#7741 JP) FGN 6441506 703 26600 SH Sole 26600 JGC Corp (#1963 JP) FGN 6473468 495 27000 SH Sole 27000 Japan Steel Works Ltd (#5631 J FGN 6470685 329 26000 SH Sole 26000 Jfe Holdings Inc (#5411 Jp) FGN 6543792 396 10100 SH Sole 10100 Kamigumi Co Ltd (#9364 JP) FGN 6482668 503 69000 SH Sole 69000 Kurita Water Indus Ltd (#6370 FGN 6497963 352 11300 SH Sole 11300 Mitsubishi Corp First Section FGN 6596785 644 26000 SH Sole 26000 Mitsui Fudosan Co Ltd (#8801 J FGN 6597603 385 23000 SH Sole 23000 Sysmex Corp (6869 JP) FGN 6883807 339 6500 SH Sole 6500 Tokyo Electron Ltd FGN 6895675 668 10500 SH Sole 10500 Yamada Denki (#9831 JP) FGN 6985026 624 9280 SH Sole 9280 Fred Olsen Energy ASA FGN 5344101 498 12970 SH Sole 12970 Subsea 7 Inc FGN 7448971 704 42300 SH Sole 42300 TGS Nopec Geophysical Co ASA FGN B15SLC4 530 29225 SH Sole 29225 Yara international ASA FGN 7751259 226 4950 SH Sole 4950 South African Breweries FGN 6145240 899 30339 SH Sole 30339 Hennes & Mauritz AB - B FGN 5687431 354 6362 SH Sole 6362 Baloise Holding - Reg FGN 7124594 460 5522 SH Sole 5522 Clariant AG REG FGN 7113990 376 31799 SH Sole 31799 Partners Group - Reg FGN B119QG0 513 4058 SH Sole 4058 American Fds- Cap World Growth 140543109 213 6239.347 SH Sole 6239.347 Dodge & Cox Stock Fund 256219106 268 2785.653 SH Sole 2785.653 Franklin New Jersey T/F In- 354723561 426 35285.680 SH Sole 35285.680 Ivy International Balanced-A 465898567 357 26468.673 SH Sole 26468.673 Midas Fund 59562c109 80 20833.711 SH Sole 20833.711 Oppenheimer Integrity Core Bd 683969109 74 12085.485 SH Sole 12085.485 Schwab 1000 Fund 808517106 1012 30682.338 SH Sole 30682.338 Schwab Cap Tr Intl Index Slc 808509830 406 24408.458 SH Sole 24408.458 Schwab S&P 500 Fd - Select Sha 808509855 644 37139.862 SH Sole 37139.862 Schwab Small-Cap Index Fd - Se 808509848 461 27450.193 SH Sole 27450.193 T Rowe Price New Asia Fd 77956h500 495 30683.911 SH Sole 30683.911 Third Avenue Value Fund 884116104 241 5206.319 SH Sole 5206.319 Vanguard Index Tr 500 Portfoli 922908108 279 2720.183 SH Sole 2720.183 Vanguard Special Health Care 921908307 220 1830.290 SH Sole 1830.290 (Sector SPDR) AMEX Industrial ETF 81369Y704 309 11125 SH Sole 11125 (Sector SPDR) AMEX Tech Select ETF 81369Y803 562 24525 SH Sole 24525 Claymore/BNY BRIC Fund ETF 18383m100 2277 53622 SH Sole 53622 Consumer Discretionary Sel Sec ETF 81369Y407 526 17680 SH Sole 17680 Diamonds Trust Series I ETF 252787106 1203 11563 SH Sole 11563 ETF Ishares Xinhia Ch ETF 464287184 281 6640 SH Sole 6640 Energy Select Sector SPDR Fund ETF 81369Y506 1744 30597 SH Sole 30597 Etfs Silver Trust ETF 26922x107 170 10050 SH Sole 10050 Financial Select SPDR Index Fd ETF 81369Y605 1550 107642 SH Sole 107642 ISHARES TR 1-3 YR TRS BD ETF 464287457 481 5802 SH Sole 5802 ISHARES TR DJ OIL EQUIP ETF 464288844 521 12100 SH Sole 12100 Ishares Inc MSCI Brazil ETF 464286400 2922 39163 SH Sole 39163 Ishares Silver Trust Ishares ETF 46428Q109 299 18050 SH Sole 18050 Oil Service Hldrs Trust ETF 678002106 398 3350 SH Sole 3350 Pharmaceutical HOLDRs Trust ETF 71712A206 554 8400 SH Sole 8400 Powershares Db Cmdty Unit Ben ETF 73935S105 3706 150547 SH Sole 150547 Powershares Db US Dollar Index ETF 73936D107 302 13100 SH Sole 13100 Powershares Financial Preferre ETF 73935x229 2388 146331 SH Sole 146331 Powershares QQQ Trust ETF 73935A104 3354 73312 SH Sole 73312 Powershares S&P 500 Buywrite ETF 73936G308 1990 92501 SH Sole 92501 Powershs Gbl ETF Trust Agg Pfd ETF 73936T565 505 37275 SH Sole 37275 S & P Mid-Cap 400 Depositary R ETF 595635103 7789 59126 SH Sole 59126 S&P 500 Depositary Receipt ETF 78462F103 14974 134367 SH Sole 134367 SPDR Gold Trust ETF 78463V107 3662 34123 SH Sole 34123 United States Oil Fund Lp ETF 91232N108 350 8900 SH Sole 8900 Vanguard Bd Index Fd Short Trm ETF 921937827 272 3424 SH Sole 3424 Vanguard Bd Index Fd Tot Mkt ETF 921937835 4663 59330 SH Sole 59330 Vanguard Emerging Markets ETF 922042858 405 9890 SH Sole 9890 Vanguard FTSE All World Ex US ETF 922042775 9773 224100 SH Sole 224100 Vanguard Growth ETF ETF 922908736 675 12720 SH Sole 12720 Vanguard High Div Yield ETF ETF 921946406 1993 52437 SH Sole 52437 Vanguard Large Cap ETF ETF 922908637 8166 161152 SH Sole 161152 Vanguard Mid-Cap ETF ETF 922908629 254 4231 SH Sole 4231 Vanguard REIT ETF ETF 922908553 3064 68474 SH Sole 68474 Vanguard Small-Cap ETF ETF 922908751 10963 191162 SH Sole 191162 WisdomTree Intl Utilities Sect ETF 97717W653 239 10610 SH Sole 10610 iShares DJ US Technology Secto ETF 464287721 203 3530 SH Sole 3530 iShares Dow Jones US Real Esta ETF 464287739 434 9450 SH Sole 9450 iShares FTSE Dev Small Cap Ind ETF 464288497 1166 35463 SH Sole 35463 iShares GS Corp Bond Fund ETF 464287242 374 3595 SH Sole 3595 iShares GSCI Commodity Indexed ETF 46428r107 232 7290 SH Sole 7290 iShares Inc MSCI Cda Index ETF 464286509 2420 91923 SH Sole 91923 iShares Inc MSCI Hong Kong ETF 464286871 242 15476 SH Sole 15476 iShares Lehman Aggregate Bond ETF 464287226 241 2335 SH Sole 2335 iShares MSCI EAFE Growth Inx ETF 464288885 1399 25375 SH Sole 25375 iShares MSCI EAFE Index Fund ETF 464287465 2041 36918 SH Sole 36918 iShares MSCI Emerging Mkt In ETF 464287234 6117 147388 SH Sole 147388 iShares MSCI Japan ETF 464286848 222 22780 SH Sole 22780 iShares MSCI Pacific Ex Jpn ETF 464286665 204 4935 SH Sole 4935 iShares Morningstar Large Grow ETF 464287119 822 14005 SH Sole 14005 iShares Nasdaq Biotechnology I ETF 464287556 369 4515 SH Sole 4515 iShares Russell 2000 Growth ETF 464287648 349 5123 SH Sole 5123 iShares Russell Midcap Growth ETF 464287481 928 20460 SH Sole 20460 iShares S&P 500 Growth Index F ETF 464287309 475 8187 SH Sole 8187 iShares S&P 500 Index Fund ETF 464287200 847 7576 SH Sole 7576 iShares S&P 500 Value Index Fu ETF 464287408 1826 34444 SH Sole 34444 iShares S&P GSSI Natural Resou ETF 464287374 208 6061 SH Sole 6061 iShares S&P Global Tech Sector ETF 464287291 876 15640 SH Sole 15640 iShares S&P Smallcap 600 Growt ETF 464287887 776 13573 SH Sole 13573 iShares S&P Smallcap 600 Value ETF 464287879 1901 32570 SH Sole 32570 iShares Tr DJ Sel Div Inx ETF 464287168 527 11993 SH Sole 11993 iShares Tr Russell 1000 Growth ETF 464287614 2859 57344 SH Sole 57344 iShares Tr Russell 2000 ETF 464287655 225 3606 SH Sole 3606 iShares Tr S&P 100 Index Fd ETF 464287101 1043 20270 SH Sole 20270 iShares Tr S&P Midcap 400 ETF 464287507 664 9175 SH Sole 9175 iShares Tr S&P Smlcap 600 ETF 464287804 2589 47317 SH Sole 47317 iShares Tr US TIPS Bond Fund ETF 464287176 3472 33420 SH Sole 33420 iShares iBoxx High Yield Corp ETF 464288513 2128 24222 SH Sole 24222 ishares Barclays 1-3 year Cred ETF 464288646 4811 46281 SH Sole 46281 Blue Chip Value Fund Inc COM 095333100 66 20920 SH Sole 20920 General American Investors COM 368802104 215 9152 SH Sole 9152 India Fund COM 454089103 357 11616 SH Sole 11616 100000th Fonar A Pfd Cl A PFD 0 60000 SH Sole 60000 Aegon NV 7.2500% Series PFD N00927348 653 32975 SH Sole 32975 Bank of Amer Corp 0.00 Series PFD 060505591 241 13200 SH Sole 13200 Barclays Bank Plc Sp Ads Pfd 4 PFD 06739h511 1265 53091 SH Sole 53091 Comcast Corp 7% 5/15/55 Ser PFD 20030N309 747 29600 SH Sole 29600 Duke Realty Corp PFD 264411778 288 15000 SH Sole 15000 Equity Res Prop PFD 29476L784 522 23000 SH Sole 23000 Fannie Mae Pfd 8.25000% Series PFD 313586752 30 26825 SH Sole 26825 Freddie Mac 8.375% pfd PFD 313400624 16 14791 SH Sole 14791 General Electric Cap Corp 6.62 PFD 369622527 446 17807 SH Sole 17807 Georgia Power Co 6.0% 10/15/33 PFD 373334523 643 25400 SH Sole 25400 Goldman Sachs Gp Series A PFD 38143y665 889 40550 SH Sole 40550 HSBC Finance Corp PFD 40429C607 1239 60050 SH Sole 60050 Hsbc Usa Inc New Pfd F Flt Rat PFD 40428H805 259 12150 SH Sole 12150 ING Groep Nv 7.2% Series PFD 456837301 844 43750 SH Sole 43750 Ing Groep N V 8.5% Per Hyb Cap PFD 456837806 369 16850 SH Sole 16850 Ing Groep N V Per Hyb Cap Sc PFD 456837707 1187 60275 SH Sole 60275 JP Morgan Chase Cap X Pfd Tr S PFD 46623D200 933 36650 SH Sole 36650 JPMChase Cap XII 6.25% 10/15/3 PFD 46626x203 593 24800 SH Sole 24800 JPMorgan Chase & Co 8.625 PFD 46625h621 275 9750 SH Sole 9750 Merrill Lynch Cap Trust II 6.4 PFD 59024t203 463 24350 SH Sole 24350 Merrill Lynch Pfd III Toprs 7% PFD 59021F206 295 14375 SH Sole 14375 Morgan Stanley Cap Tr V 5.75% PFD 617466206 348 17705 SH Sole 17705 Partnerre Ltd Pfd PFD ep0081752 862 36675 SH Sole 36675 RBS Cap Fdg Tr Vii 6.08% Pfd PFD 74928p207 240 24000 SH Sole 24000 Royal Bank of Scotland 6.35% S PFD 780097770 122 11800 SH Sole 11800 Saturn - GS 2/15/34 Series PFD 804111201 466 22200 SH Sole 22200 Wells Fargo Cap Trust IV PFD 94976y207 1214 48250 SH Sole 48250 Aberdeen Asia-Pacific Prime In COM 003009107 361 58006 SH Sole 58006 Alliance Bernstein Global High COM 01879R106 146 10990 SH Sole 10990 Blackrock Income Opportunity T COM 092475102 427 46074 SH Sole 46074 Putnam Premier Income Tr COM 746853100 71 11606 SH Sole 11606 Pimco Commodity Real Return St 722005667 99 11918.144 SH Sole 11918.144 Amgen Inc CONV 031162AN0 742 750000 PRN Sole 750000 Archer Daniels Conv CONV 039483AW2 368 350000 PRN Sole 350000 Bill Barrett CONV 06846NAA2 1036 1075000 PRN Sole 1075000 Covanta Holding Corp CONV 22282EAA0 1407 1505000 PRN Sole 1505000 Goodrich Pete Corp SR NT Conv CONV 382410AB4 1140 1225000 PRN Sole 1225000 Hologic Inc CONV 436440AA9 1012 1190000 PRN Sole 1190000 Hutchinson Technology CONV 448407AF3 689 910000 PRN Sole 910000 LSI Corp CONV 502161AJ1 476 476000 PRN Sole 476000 Leap Wireless Intl CONV 521863AL4 668 800000 PRN Sole 800000 Massey Energy Co CONV 576203AJ2 1471 1675000 PRN Sole 1675000 Medtronic Inc CONV 585055AL0 2084 2050000 PRN Sole 2050000 Medtronic Inc CONV 585055AM8 734 700000 PRN Sole 700000 NII Holdings Inc CONV 62913FAF9 1674 1675000 PRN Sole 1675000 Nabors Inds Inc CONV 629568AP1 1294 1325000 PRN Sole 1325000 Nasdaq Omx Group CONV 631103AA6 2587 2775000 PRN Sole 2775000 Transocean Inc CONV 893830AW9 2212 2290000 PRN Sole 2290000 Alliance Resource Partners Ltd 01877r108 414 9546 SH Sole 9546 Atlas Pipeline Partners LP 049392103 153 15600 SH Sole 15600 Buckeye Partners L P 118230101 275 5050 SH Sole 5050 Enbridge Energy Partners Lp 29250R106 1399 26060 SH Sole 26060 Energy Transfer Partners LP 29273r109 2273 50535 SH Sole 50535 Enterprise Prods Partners LP 293792107 2511 79954 SH Sole 79954 Linn Energy LLC 536020100 715 25635 SH Sole 25635 Magellan Midstream Partners Lp 559080106 1712 39508 SH Sole 39508 NuStar Energy LP 67058H102 1329 23691 SH Sole 23691 Oneok Partners LP 68268n103 925 14849 SH Sole 14849 Plain All Amer Pipeline LP 726503105 732 13856 SH Sole 13856 Spelling Bee LP 8998121 0 52500 SH Sole 52500 Western Gas Partners Lp 958254104 292 15000 SH Sole 15000
Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 759 Form 13F Information Table Value Total: $3251695 (in thousands) -----END PRIVACY-ENHANCED MESSAGE-----