-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VHNGhLJImNCOdZuhrZK8+3GEIqF/sl5zcXPU7Q+So+yBlujVUWtlqIMR34Klfp63 ALlkyAyWjDm72fMBGuUMcQ== 0000950148-02-000363.txt : 20020414 0000950148-02-000363.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950148-02-000363 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOOPER HOLMES INC CENTRAL INDEX KEY: 0000741815 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 221659359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41442 FILM NUMBER: 02542358 BUSINESS ADDRESS: STREET 1: 170 MT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9087665000 MAIL ADDRESS: STREET 1: 170 MT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001021223 IRS NUMBER: 954575414 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1800 AVE OF THE STAR 2ND FL CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: KAIM TRADITIONAL L L C DATE OF NAME CHANGE: 19980223 FORMER COMPANY: FORMER CONFORMED NAME: KAYNE ANDERSON INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 19990326 SC 13G/A 1 v79070sc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 HOOPER HOLMES, INC.
 

     
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 1)

HOOPER HOLMES, INC.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

439104100


(CUSIP Number)

Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
         
SEC 1745 (2-95)   PAGE 1 OF 7    

 


 

         
CUSIP NO. 439104100   13G   PAGE 2 OF 7 PAGES
               

1   NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC          -  95-4575414

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)    [   ]
  (b)    [   ]
        

3   SEC USE ONLY
 

4   CITIZENSHIP OR PLACE OF ORGANIZATION
 
IS A CALIFORNIA LIMITED LIABILITY COMPANY

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
  5   SOLE VOTING POWER
 
0

  6   SHARED VOTING POWER
 
3,916,971

  7   SOLE DISPOSITIVE POWER
 
0

  8   SHARED DISPOSITIVE POWER
 
3,916,971

9     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
 
3,916,971

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[   ]

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
6.06%

12   TYPE OF REPORTING PERSON*
 
IA

*SEE INSTRUCTIONS BEFORE FILLING OUT!

PAGE 2 OF 7

 


 

United States
Securities and Exchange Commission

Schedule 13G

*********************
             
Item 1.      (a)      Issuer:   Hooper Holmes, Inc.
    (b)       90 Hudson Street
Jersey City, NJ 07302
 
Item 2.   (a)   Filing Person:   Kayne Anderson Rudnick Investment Management, LLC
 
    (b)   Addresses:   1800 Avenue of the Stars, Second Floor
Los Angeles, CA 90067
 
    (c)   Citizenship:   Kayne Anderson Rudnick Investment Management, LLC is a California limited liability company
 
    (d)   Title of Class of Services:   Common Stock
 
    (e)   Cusip Number:   439104100

Item 3.     If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a:

                 (e)       Kayne Anderson Rudnick Investment Management, LLC, is an investment adviser registered under section 203 of the Investment Advisers Act of 1940
             
Item 4.      Ownership
 
    (a)      Amount Beneficially Owned:  
 
        Kayne Anderson Rudnick Investment Management, LLC  
 
        •     Managed accounts 3,916,971
 
    (b)   Percent of Class: 6.06 %

PAGE 3 OF 7

 


 

United States
Securities and Exchange Commission

Schedule 13G

HOOPER HOLMES, INC. (Issuer)
**************************

Item 5.     Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].

Not applicable.

Item 6.     Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

Item 8.     Identification and Classification of Members of the Group

Not applicable

Item. 9.     Notice of Dissolution of Group

Not applicable

Item 10.   Certification

By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

PAGE 4 OF 7

 


 

United States
Securities and Exchange Commission

Schedule 13G

HOOPER HOLMES, INC. (Issuer)

**************************

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
January 31, 2002    

   
Date    

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
             
    By:   /S/ ALLAN M. RUDNICK    
       
 
 
      Allan M. Rudnick,
Management Committee Co-Chair, CIO & President
 

PAGE 5 OF 7

 


 

United States
Securities and Exchange Commission

Schedule 13G
(cover page)

HOOPER HOLMES, INC. (Issuer)

**************************

Box 9.             The reported shares are owned by several accounts managed, with discretion to purchase or sell securities, by Kayne Anderson Rudnick Investment Management, LLC, a registered investment adviser.
 
             Kayne Anderson Rudnick Investment Management, LLC disclaims beneficial ownership of the shares reported.

PAGE 6 OF 7

 


 

UNDERTAKING

     The undersigned agree jointly to file the attached Statement of Beneficial Ownership on Schedule 13G with the U.S. Securities Exchange Commission and HOOPER HOLMES, INC.

Dated: January 31, 2002

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
             
 
 
By:
  /S/ ALLAN M. RUDNICK
Allan M. Rudnick,
Management Committee Co-Chair, CIO & President
 
 

PAGE 7 OF 7

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