0000740913-11-000008.txt : 20111109
0000740913-11-000008.hdr.sgml : 20111109
20111109081920
ACCESSION NUMBER: 0000740913-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111109
DATE AS OF CHANGE: 20111109
EFFECTIVENESS DATE: 20111109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: REAVES W H & CO INC
CENTRAL INDEX KEY: 0000740913
IRS NUMBER: 222169066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01347
FILM NUMBER: 111189652
BUSINESS ADDRESS:
STREET 1: 10 EXCHANGE PLACE
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
BUSINESS PHONE: 2123224596
MAIL ADDRESS:
STREET 1: REAVES W H & CO INC
STREET 2: 10 EXCHANGE PLACE
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
13F-HR
1
whr13f3q11.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter Ended: SEPTEMBER 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing This Report:
Name: W. H. Reaves & Co., Inc.
Address: 10 Exchange Place
18th Floor
Jersey City, NJ 07302
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct, and complete and that it is understood that all required items,
statements, schedules, are considered integral parts of this form and
that the submission of any amendment represents that all unamended items,
statements and schedules remain true correct and complete as previously
submitted.
Phone: (201) 332-4596
Signature, Place and Date of Signing:
David M. Pass, Jersey City, NJ, NOVEMBER 09, 2011
Report Type (Check only one):
[ x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 99
Form 13F Information Table Value Total (1000's): $1,818,551
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALLETE INC COM NEW COM 018522300 1648 45000 SH Sole 45000
ALTRIA GROUP INC. COM 02209S103 12585 469418 SH Sole 464200 5218
AMEREN CORP COM COM 023608102 26148 878345 SH Sole 853510 24835
AMERICAN TOWER CORP CL A COM 029912201 37369 694598 SH Sole 632088 62510
AMERICAN WATER WORKS COM 030420103 65127 2157959 SH Sole 2019686 138273
ANADARKO PETE CORP COM COM 032511107 3750 59475 SH Sole 54675 4800
ANNALY MTG MGMT INC COM COM 035710409 20285 1219792 SH Sole 887270 332522
AT & T INC. (NEW) COM 00206R102 87168 3056391 SH Sole 2676892 379499
BAKER HUGHES INC COM COM 057224107 651 14100 SH Sole 14100
BARRICK GOLD CORP COM COM 067901108 233 5000 SH Sole 5000
BCE INC COM NEW COM 05534B760 66221 1767770 SH Sole 1600825 166945
BERKSHIRE HATHAWAY INC CLASS B COM 084670702 7014 98738 SH Sole 50498 48240
CAMERON INTL CORP COM COM 13342B105 18266 439732 SH Sole 387967 51765
CELLCOM ISRAEL LTD SHS COM M2196U109 1045 50000 SH Sole 50000
CENOVUS ENERGY COM 15135U109 23466 764106 SH Sole 664991 99115
CENTURYLINK INC COM 156700106 70093 2116337 SH Sole 1791329 325008
CHEVRON CORPORATION COM COM 166764100 2800 30238 SH Sole 26213 4025
CMS ENERGY CORP COM COM 125896100 14271 721138 SH Sole 717438 3700
COMCAST CORP CLASS A COM 20030N101 29423 1406452 SH Sole 1270772 135680
COMPANHIA DE SANEAMENTO BASICO COM 20441A102 5099 110000 SH Sole 110000
COSTCO WHSL CORP NEW COM COM 22160K105 329 4000 SH Sole 4000
CPFL ENERGIA SA SPONS ADR COM 126153105 2459 111000 SH Sole 111000
DEVON ENERGY CORP NEW COM COM 25179M103 348 6280 SH Sole 280 6000
DTE ENERGY CO COM COM 233331107 54992 1121838 SH Sole 1002360 119478
DUKE ENERGY CORP NEW COM COM 26441C105 3720 186075 SH Sole 5325 180750
EDISON INTL COM COM 281020107 20720 541690 SH Sole 506605 35085
EL PASO CORP COM COM 28336L109 1248 71400 SH Sole 71400
ENBRIDGE INC COM COM 29250N105 1500 46965 SH Sole 43070 3895
EQT CORP COM COM 26884L109 30236 566637 SH Sole 517712 48925
EXXON MOBIL CORP COM 30231G102 37455 515699 SH Sole 453727 61972
FIRSTENERGY CORP COM COM 337932107 32909 732776 SH Sole 593860 138916
FRONTIER COMMUNICATIONS CORP COM 35906A108 59811 9788963 SH Sole 8521035 1267928
GENERAL ELEC CO COM COM 369604103 642 42200 SH Sole 8000 34200
HALLIBURTON CO COM COM 406216101 9394 307788 SH Sole 261813 45975
HESS CORPORATION COM 42809H107 10858 206975 SH Sole 191575 15400
INTEGRYS ENERGY GROUP INC. COM 45822P105 62544 1286388 SH Sole 1085380 201008
INTERNATIONAL BUS MACH COM COM 459200101 248 1416 SH Sole 1416
ITC HOLDINGS CORP. COM 465685105 42109 543827 SH Sole 495872 47955
ITT INDS INC IND COM COM 450911102 1470 35000 SH Sole 35000
METROPCS COMMUNICATION COM COM 591708102 314 36050 SH Sole 27100 8950
NATIONAL FUEL GAS CO N J COM 636180101 10402 213675 SH Sole 194350 19325
NATIONAL GRID PLC SPON ADR NEW COM 636274300 17649 355821 SH Sole 323096 32725
NEXTERA ENERGY INC COM COM 65339F101 2329 43111 SH Sole 32890 10221
NISOURCE INC COM COM 65473P105 27756 1298232 SH Sole 1044423 253809
NORTHEAST UTILS COM COM 664397106 1349 40095 SH Sole 40095
NSTAR COM COM 67019E107 38558 860485 SH Sole 818705 41780
OCCIDENTAL PETE CP DEL COM COM 674599105 26116 365252 SH Sole 336372 28880
OGE ENERGY CORP COM COM 670837103 12179 254850 SH Sole 231975 22875
ONEOK INC NEW COM COM 682680103 58147 880485 SH Sole 808905 71580
PENN WEST PETE LTD NEW COM COM 707887105 18108 1225995 SH Sole 803405 422590
PHILLIP MORRIS INTERNATIONAL COM 718172109 948 15192 SH Sole 10174 5018
PINNACLE WEST CAP CORP COM COM 723484101 69648 1621982 SH Sole 1395209 226773
PORTLAND GEN ELEC CO COM NEW COM 736508847 2679 113097 SH Sole 110790 2307
PPL CORP COM COM 69351T106 80048 2804749 SH Sole 2445615 359134
PROGRESS ENERGY INC COM COM 743263105 52298 1011175 SH Sole 986815 24360
PUBLIC SVC ENTERPRISE GROUP IN COM 744573106 315 9450 SH Sole 9450
ROGERS INTERNATIONAL COMMODITY COM 870297801 167 20650 SH Sole 20650
ROYAL DUTCH SHELL PLC ADRS B COM 780259107 7942 127994 SH Sole 3745 124249
SCANA CORP NEW COM COM 80589M102 44411 1097913 SH Sole 936152 161761
SCHLUMBERGER LTD COM COM 806857108 29252 489731 SH Sole 435064 54667
SOUTH JERSEY IND COM 838518108 37665 757093 SH Sole 681083 76010
SOUTHERN CO COM COM 842587107 58077 1370716 SH Sole 1096725 273991
SOUTHWESTERN ENERGY CO COM COM 845467109 1955 58656 SH Sole 56531 2125
SPECTRA ENERGY CORP COM COM 847560109 14143 576575 SH Sole 576575
SUNCOR ENERGY INC NEW COM COM 867224107 1018 40000 SH Sole 40000
TECO ENERGY INC COM COM 872375100 15658 914060 SH Sole 872790 41270
TELECOMUNICACOES DE SAO PAULO COM 87929A102 29078 1099340 SH Sole 935865 163475
TOTAL S.A. ADRS COM 89151E109 6282 143193 SH Sole 3485 139708
TRANSCANADA CORP COM 89353D107 35621 879757 SH Sole 642720 237037
UNION PAC CORP COM COM 907818108 26291 321918 SH Sole 299618 22300
VECTREN CORP COM COM 92240G101 2996 110620 SH Sole 110620
VERIZON COMMUNICATIONS COM COM 92343V104 44713 1215025 SH Sole 1015158 199867
VODAFONE GROUP PLC NEW SPONS A COM 92857W209 7701 300100 SH Sole 300100
WELLS FARGO & CO NEW COM COM 949746101 244 10119 SH Sole 5000 5119
WILLIAMS COS INC COM COM 969457100 13309 546785 SH Sole 531180 15605
WINDSTREAM CORP COM COM 97381W104 31545 2707753 SH Sole 2373730 334023
WISCONSIN ENERGY CORP COM COM 976657106 35509 1134850 SH Sole 1033215 101635
AMEREN ILL CO PFD 4.25% PRD 02361D308 721 10300 SH Sole 10300
COMCAST CORP PRD 20030N408 1364 53225 SH Sole 1900 51325
COMCAST CORP 7 NOTE PRD 20030N309 967 37025 SH Sole 150 36875
ENTERGY LA LLC CUM PFD SER A 6 PRD 293649307 798 7900 SH Sole 7900
ENTERGY MISS INC PFD P 6.25% PRD 29364N850 249 10000 SH Sole 10000
ENTERGY MISSISSIPPI 4.56% PRD 29364N306 282 3520 SH Sole 3520
ENTERGY NEW ORLEANS INC 4.36% PRD 29364P202 324 4500 SH Sole 4500
PUBLIC SER N M 4.58 PR PRD 744499880 1050 11667 SH Sole 11667
SOUTHERN CAL ED PRD 842400400 525 24300 SH Sole 24300
WELLS FARGO CO PFD 8% PRD 949746879 3421 124040 SH Sole 3350 120690
LOOMIS SAYLES FDS I HI YLD FXD 543495600 3921 548385.968 SH Sole 548385.968
COPANO ENERGY L.L.C. 217202100 3921 131520 SH Sole 128420 3100
EL PASO PIPELINE PARTNERS LP 283702108 7341 206955 SH Sole 57050 149905
ENBRIDGE ENERGY PARTNERS LP 29250R106 15446 562280 SH Sole 277860 284420
ENTERPRISE PRODUCTS PARTNERS L 293792107 25901 645118 SH Sole 455325 189793
NATURAL RESOURCES PARTNERS L P 63900P103 3441 135681 SH Sole 4150 131531
ONEOK PARTNERS LP UNIT LTD PAR 68268N103 9501 203790 SH Sole 94890 108900
REGENCY ENERGY PTNR LP COM UNI 75885Y107 3920 175000 SH Sole 175000
WILLIAMS PARTNERS_LP 96950F104 5161 95155 SH Sole 95155
JUST ENERGY GROUP INC COM 48213W101 962 100000 SH Sole 100000
CEZ AS COM 5624030 578 15000 SH Sole 15000
RED ELECTRICA CORP COM 5723777 689 15000 SH Sole 15000