-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HvFCZgz7Jc9uzQtdMhdSNh3/371D1ei6XNAkUlqhLKPvfloRxISWjPaCy1T0E442 x/kZ7/N5xvqR0p9PET1m9g== 0001144204-06-006651.txt : 20060216 0001144204-06-006651.hdr.sgml : 20060216 20060215181803 ACCESSION NUMBER: 0001144204-06-006651 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36926 FILM NUMBER: 06623211 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 8585496340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HILL HOWARD F CENTRAL INDEX KEY: 0001278604 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 8585496340 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: SUITE 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 SC 13D/A 1 v035966_sc13d-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NUMBER 1 TO SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 R F Industries, Ltd. ------------------------------------------------------ (Name of Issuer) Common Stock, $0.01 par value ------------------------------------------------------ (Title of Class of Securities) 749552 10 5 ------------------------------------------------------ (CUSIP Number) ------------------------------------------------------ Howard Hill R F Industries, Ltd. 7610 Miramar Road, Bldg. 6000 San Diego, California 92126 (858) 549-6340 ------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 30, 2005 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. |_| * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 749552 10 5 - -------------------------------------------------------------------------------- 1 Name of Reporting Person: Howard F. Hill I.R.S. Identification No. of Above Persons (entities only): - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required |_| Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 7 Sole Voting Power 346,000 ----------------------------------------------------- Number of 8 Shared Voting Power Shares Beneficially ----------------------------------------------------- Owned by Each 9 Sole Dispositive Power Reporting 346,000 Person with ----------------------------------------------------- 10 Shared Dispositive Power - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 346,000 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes |_| Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 10.2% - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- AMENDMENT NO. 1 TO SCHEDULE 13D This Amendment No. 1, dated February 14, 2006, to Schedule 13D is filed by the Reporting Person and amends Schedule 13D as previously filed by the Reporting Person with the Securities and Exchange Commission on February 5, 2004 (the "Schedule 13D"), relating to the common stock (the "Common Stock") of R F Industries, LTD., a Nevada corporation. Item 5 of the Schedule 13D is hereby amended and restated in its entirety, as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER On January 14, 2005, Mr. Hill sold 20,000 shares in an open market sale. On September 30, 2005 the Registrant repurchased from Mr. Hill outstanding, currently exercisable stock options to purchase 100,000 shares of the Registrant's stock for an aggregate price of $551,000. As a result, the number of shares beneficially owned by Mr. Hill decreased to 346,000 shares (10.2% of the Registrant's Common Stock). All shares beneficially owned by Mr. Hill are shares issuable upon the exercise of options that are either currently exercisable or will become exercisable within the next sixty days. The options are held in the name of the Howard F. and Patricia A. Hill Family Trust. Mr. Hill has the sole power to dispose or to direct the disposition of those options, and, should he exercise those options and receive shares, the sole power to vote or direct the vote of those shares. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2006 /s/ Howard F. Hill ------------------------ Howard F. Hill 3 -----END PRIVACY-ENHANCED MESSAGE-----