-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvnzeoSOZLX1TpZnH6gt/4GX5ja2buVIK1jFZuytLqjj9YsqlOnJZBpWL3apGHX3 VgAF4YvkceIueXxMRPZeAA== 0000073980-08-000008.txt : 20081020 0000073980-08-000008.hdr.sgml : 20081020 20081020152535 ACCESSION NUMBER: 0000073980-08-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081020 DATE AS OF CHANGE: 20081020 EFFECTIVENESS DATE: 20081020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OHIO NATIONAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073980 IRS NUMBER: 310397080 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05516 FILM NUMBER: 081131377 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL WAY STREET 2: PO BOX 237 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5138613600 MAIL ADDRESS: STREET 1: P O BOX 237 CITY: CINCINNATI STATE: OH ZIP: 45219 13F-HR 1 a13f093008.txt OHIO NATIONAL LIFE INS CO 13F 9/30/08 UNITED STATES SECURITIES AND EXCHAGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSITITUTIONAL INVESTMENT MANAGERS PURUANT TO SECTION 13(F) OF THE SECURITITES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended: September 30, 2008 Name of Institutional Investment Manager : The Ohio National Life Insurance Company Business Address: One Financial Way Cincinnati Ohio 45242 Name, Phone No., and Title of Person Duly Authorized to Submit This Report: R. Todd Brockman Assistant Vice President (513) 794-6971 ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of the form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on his behalf in the city of Cincinnati and State Ohio on the 17th day of October 2008. Name of Institutional Investment Manager: Christopher A. Carlson Manual Signature of Person Duly Authorized to Submit This Report: R. Todd Brockman Name and 13f file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this reports): (list in alphabetical order). 13f File Numbers will be assigned to Institutional Investment Managers after they file their first report. 1. Name: Ohio National Investments, Inc 13F File No: Report Summary: Table Entry Total: 211 Table Value Total: $141,579 (thousands) Name of Reporting Manager THE OHIO NATIONAL LIFE INSURANCE COMPANY ITEM 1: NAME OF ISSUER ITEM 2: TITLE OF CLASS ITEM 3: CUSIP NUMBER ITEM 4: FAIR MARKET VALUE $ ITEM 5: SHARES OF PRINCIPAL ITEM 6: INVESTMENT DISCRETION (a) SOLE ITEM 7: MANAGERS ITEM 8: VOTING AUTHORTY (SHARES)(a) SOLE # 1: 2: 3: 4: 5: 6: 7: 8: 1. AFLAC INC COM 001055102 364,250 6,200 X 1 X 2. AT&T INC COM 00206R102 2,143,642 76,778 X 1 X 3. ABBOTT LABS COM 002824100 1,157,358 20,100 X 1 X 4. ACTIVISION BLIZZARD INC COM 00507V109 481,802 31,225 X 1 X 5. ADOBE SYS INC COM 00724F101 816,240 20,680 X 1 X 6. AETNA INC NEW COM 00817Y108 220,271 6,100 X 1 X 7. ALCOA INC COM 013817101 239,348 10,600 X 1 X 8. ALLERGAN INC COM 018490102 206,000 4,000 X 1 X 9. ALLSTATE CORP COM 020002101 327,452 7,100 X 1 X 10. ALTERA CORP COM 021441100 312,785 15,125 X 1 X 11. ALTRIA GROUP INC COM 02209S103 531,712 26,800 X 1 X 12. AMAZON COM INC COM 023135106 851,292 11,700 X 1 X 13. AMERICAN EXPRESS CO COM 025816109 534,993 15,100 X 1 X 14. AMERICAN INTL GROUP INC COM 026874107 116,550 35,000 X 1 X 15. AMGEN INC COM 031162100 1,593,059 26,878 X 1 X 16. ANADARKO PETE CORP COM 032511107 295,911 6,100 X 1 X 17. ANHEUSER BUSCH COS INC COM 035229103 609,872 9,400 X 1 X 18. APACHE CORP COM 037411105 450,698 4,322 X 1 X 19. APOLLO GROUP INC COM 037604105 335,045 5,650 X 1 X 20. APPLE INC COM 037833100 5,031,728 44,270 X 1 X 21. APPLIED MATLS INC COM 038222105 543,167 35,900 X 1 X 22. AUTODESK INC COM 052769106 306,144 9,125 X 1 X 23. AUTOMATIC DATA PROCESSING INC COM 053015103 282,150 6,600 X 1 X 24. AVON PRODS INC COM 054303102 228,635 5,500 X 1 X 25. BB&T CORP COM 054937107 272,160 7,200 X 1 X 26. BAKER HUGHES INC COM 057224107 242,160 4,000 X 1 X 27. BANK OF AMERICA CORP COM 060505104 2,077,740 59,364 X 1 X 28. BANK OF NEW YORK MELLON CORP COM 064058100 485,800 14,911 X 1 X 29. BAXTER INTL INC COM 071813109 538,166 8,200 X 1 X 30. BECTON DICKINSON & CO COM 075887109 256,832 3,200 X 1 X 31. BED BATH & BEYOND INC COM 075896100 398,907 12,700 X 1 X 32. BIOGEN IDEC INC COM 09062X103 609,515 12,120 X 1 X 33. BOEING CO COM 097023105 550,560 9,600 X 1 X 34. BOSTON SCIENTIFIC CORP COM 101137107 239,302 19,503 X 1 X 35. BRISTOL MYERS SQUIBB CO COM 110122108 537,930 25,800 X 1 X 36. BROADCOM CORP COM 111320107 305,532 16,400 X 1 X 37. BURLINGTON NORTHN SANTA FE CP COM 12189T104 341,991 3,700 X 1 X 38. C H ROBINSON WORLDWIDE INC COM 12541W209 338,884 6,650 X 1 X 39. CME GROUP INC COM 12572Q105 315,784 850 X 1 X 40. CSX CORP COM 126408103 289,221 5,300 X 1 X 41. CVS CAREMARK CORP COM 126650100 630,115 18,720 X 1 X 42. CA INC COM 12673P105 365,268 18,300 X 1 X 43. CAPITAL ONE FINL CORP COM 14040H105 248,523 4,873 X 1 X 44. CARDINAL HEALTH INC COM 14149Y108 231,616 4,700 X 1 X 45. CARNIVAL CORP COM 143658300 201,495 5,700 X 1 X 46. CATERPILLAR INC DEL COM 149123101 470,840 7,900 X 1 X 47. CELGENE CORP COM 151020104 1,129,548 17,850 X 1 X 48. CHESAPEAKE ENERGY CORP COM 165167107 243,848 6,800 X 1 X 49. CHEVRON CORP NEW COM 166764100 2,205,350 26,738 X 1 X 50. CHUBB CORP COM 171232101 258,030 4,700 X 1 X 51. CISCO SYS INC COM 17275R102 2,999,916 132,975 X 1 X 52. CITIGROUP INC COM 172967101 1,455,574 70,969 X 1 X 53. CITRIX SYS INC COM 177376100 205,869 8,150 X 1 X 54. COCA COLA CO COM 191216100 1,369,592 25,900 X 1 X 55. COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 258,550 11,325 X 1 X 56. COLGATE PALMOLIVE CO COM 194162103 497,310 6,600 X 1 X 57. COMCAST CORP NEW COM 20030N101 1,497,769 76,300 X 1 X 58. CONOCOPHILLIPS COM 20825C104 1,450,350 19,800 X 1 X 59. CORNING INC COM 219350105 322,184 20,600 X 1 X 60. COSTCO WHSL CORP NEW COM 22160K105 765,200 11,785 X 1 X 61. DANAHER CORP DEL COM 235851102 229,020 3,300 X 1 X 62. DEERE & CO COM 244199105 277,200 5,600 X 1 X 63. DELL INC COM 24702R101 688,864 41,800 X 1 X 64. DEVON ENERGY CORP NEW COM 25179M103 528,960 5,800 X 1 X 65. DIRECTV GROUP INC COM 25459L106 756,967 28,925 X 1 X 66. DISNEY WALT CO COM 254687106 748,836 24,400 X 1 X 67. DOMINION RES INC VA NEW COM 25746U109 325,128 7,600 X 1 X 68. DOW CHEM CO COM 260543103 384,538 12,100 X 1 X 69. DU PONT E I DE NEMOURS & CO COM 263534109 475,540 11,800 X 1 X 70. DUKE ENERGY CORP NEW COM 26441C105 286,479 16,436 X 1 X 71. E M C CORP MASS COM 268648102 322,920 27,000 X 1 X 72. EOG RES INC COM 26875P101 286,272 3,200 X 1 X 73. EBAY INC COM 278642103 893,745 39,935 X 1 X 74. ELECTRONIC ARTS INC COM 285512109 470,883 12,730 X 1 X 75. EMERSON ELEC CO COM 291011104 411,979 10,100 X 1 X 76. ENTERGY CORP NEW COM 29364G103 222,525 2,500 X 1 X 77. EXELON CORP COM 30161N101 538,532 8,600 X 1 X 78. EXPEDIA INC DEL COM 30212P105 153,744 10,175 X 1 X 79. EXPEDITORS INTL WASH INC COM 302130109 290,914 8,350 X 1 X 80. EXPRESS SCRIPTS INC COM 302182100 666,226 9,025 X 1 X 81. EXXON MOBIL CORP COM 30231G102 5,257,582 67,700 X 1 X 82. FPL GROUP INC COM 302571104 266,590 5,300 X 1 X 83. FASTENAL CO COM 311900104 270,410 5,475 X 1 X 84. FEDEX CORP COM 31428X106 324,064 4,100 X 1 X 85. FISERV INC COM 337738108 356,651 7,537 X 1 X 86. FIRSTENERGY CORP COM 337932107 267,960 4,000 X 1 X 87. FORD MTR CO DEL COM 345370860 153,332 29,487 X 1 X 88. FREEPORT MCMORAN COPPER & GOLD COM 35671D857 282,886 4,976 X 1 X 89. FURRS RESTAURANT GROUP INC COM 361115603 - 117,000 X X 90. GENERAL DYNAMICS CORP COM 369550108 382,824 5,200 X 1 X 91. GENERAL ELECTRIC CO COM 369604103 3,304,800 129,600 X 1 X 92. GENERAL MLS INC COM 370334104 302,368 4,400 X 1 X 93. GENZYME CORP COM 372917104 1,005,058 12,425 X 1 X 94. GILEAD SCIENCES INC COM 375558103 1,642,020 36,025 X 1 X 95. GOLDMAN SACHS GROUP INC COM 38141G104 716,800 5,600 X 1 X 96. GOOGLE INC COM 38259P508 2,793,627 6,975 X 1 X 97. HALLIBURTON CO COM 406216101 369,246 11,400 X 1 X 98. HEINZ H J CO COM 423074103 204,877 4,100 X 1 X 99. HESS CORP COM 42809H107 303,696 3,700 X 1 X 100. HEWLETT PACKARD CO COM 428236103 1,475,056 31,900 X 1 X 101. HOME DEPOT INC COM 437076102 572,169 22,100 X 1 X 102. HONEYWELL INTL INC COM 438516106 403,035 9,700 X 1 X 103. ILLINOIS TOOL WKS INC COM 452308109 231,140 5,200 X 1 X 104. INTEL CORP COM 458140100 2,349,117 125,420 X 1 X 105. INTERNATIONAL BUSINESS MACHS COM 459200101 2,070,192 17,700 X 1 X 106. INTUIT COM 461202103 471,937 14,930 X 1 X 107. INTUITIVE SURGICAL INC COM 46120E602 367,495 1,525 X 1 X 108. JPMORGAN CHASE & CO COM 46625H100 2,229,598 47,743 X 1 X 109. JOHNSON & JOHNSON COM 478160104 2,521,792 36,400 X 1 X 110. JOHNSON CTLS INC COM 478366107 233,541 7,700 X 1 X 111. JUNIPER NETWORKS INC COM 48203R104 349,235 16,575 X 1 X 112. KLA TENCOR CORP COM 482480100 249,244 7,875 X 1 X 113. KIMBERLY CLARK CORP COM 494368103 350,136 5,400 X 1 X 114. KRAFT FOODS INC COM 50075N104 647,664 19,776 X 1 X 115. KROGER CO COM 501044101 233,580 8,500 X 1 X 116. LEVEL 3 COMMUNICATIONS INC COM 52729N100 108,810 40,300 X 1 X 117. LIBERTY MEDIA CORP NEW COM 53071M104 186,227 14,425 X 1 X 118. LILLY ELI & CO COM 532457108 572,390 13,000 X 1 X 119. LINEAR TECHNOLOGY CORP COM 535678106 329,748 10,755 X 1 X 120. LOCKHEED MARTIN CORP COM 539830109 471,581 4,300 X 1 X 121. LOWES COS INC COM 548661107 452,479 19,100 X 1 X 122. MARATHON OIL CORP COM 565849106 367,601 9,220 X 1 X 123. MARSH & MCLENNAN COS INC COM 571748102 212,792 6,700 X 1 X 124. MCDONALDS CORP COM 580135101 906,990 14,700 X 1 X 125. MEDCO HEALTH SOLUTIONS INC COM 58405U102 295,920 6,576 X 1 X 126. MEDTRONIC INC COM 585055106 736,470 14,700 X 1 X 127. MERCK & CO INC COM 589331107 880,524 27,900 X 1 X 128. MERRILL LYNCH & CO INC COM 590188108 506,000 20,000 X 1 X 129. METLIFE INC COM 59156R108 498,400 8,900 X 1 X 130. MICROSOFT CORP COM 594918104 4,954,331 185,625 X 1 X 131. MONSANTO CO NEW COM 61166W101 711,270 7,186 X 1 X 132. MORGAN STANLEY COM 617446448 331,200 14,400 X 1 X 133. MOTOROLA INC COM 620076109 210,630 29,500 X 1 X 134. NATIONAL OILWELL VARCO INC COM 637071101 271,242 5,400 X 1 X 135. NETAPP INC COM 64110D104 244,009 13,385 X 1 X 136. NEWMONT MINING CORP COM 651639106 232,560 6,000 X 1 X 137. NEWS CORP COM 65248E104 358,501 29,900 X 1 X 138. NIKE INC COM 654106103 341,190 5,100 X 1 X 139. NORFOLK SOUTHERN CORP COM 655844108 324,429 4,900 X 1 X 140. NORTHERN TR CORP COM 665859104 209,380 2,900 X 1 X 141. NORTHROP GRUMMAN CORP COM 666807102 266,376 4,400 X 1 X 142. NVIDIA CORP COM 67066G104 233,339 21,787 X 1 X 143. OCCIDENTAL PETE CORP DEL COM 674599105 746,770 10,600 X 1 X 144. ORACLE CORP COM 68389X105 2,197,237 108,185 X 1 X 145. PNC FINL SVCS GROUP INC COM 693475105 336,150 4,500 X 1 X 146. PACCAR INC COM 693718108 591,983 15,501 X 1 X 147. PAYCHEX INC COM 704326107 439,134 13,295 X 1 X 148. PEPSICO INC COM 713448108 1,453,908 20,400 X 1 X 149. PFIZER INC COM 717081103 1,619,585 87,830 X 1 X 150. PHILIP MORRIS INTL INC COM 718172109 1,293,890 26,900 X 1 X 151. POWERSHARES QQQ TRUST COM 73935A104 586,179 15,065 X 1 X 152. PRAXAIR INC COM 74005P104 294,134 4,100 X 1 X 153. PROCTER & GAMBLE CO COM 742718109 2,754,288 39,522 X 1 X 154. PRUDENTIAL FINL INC COM 744320102 403,200 5,600 X 1 X 155. PUBLIC SVC ENTERPRISE GROUP COM 744573106 216,414 6,600 X 1 X 156. QUALCOMM INC COM 747525103 3,175,268 73,895 X 1 X 157. QWEST COMMUNICATIONS INTL INC COM 749121109 62,339 19,300 X 1 X 158. RAYTHEON CO COM 755111507 288,954 5,400 X 1 X 159. RESEARCH IN MOTION LTD COM 760975102 1,022,793 14,975 X 1 X 160. SPDR TR COM 78462F103 1,406,379 12,125 X 1 X 161. SCHERING PLOUGH CORP COM 806605101 391,564 21,200 X 1 X 162. SCHLUMBERGER LTD COM 806857108 1,218,204 15,600 X 1 X 163. SCHWAB CHARLES CORP NEW COM 808513105 317,200 12,200 X 1 X 164. SEARS HLDGS CORP COM 812350106 392,794 4,201 X 1 X 165. SIGMA ALDRICH CORP COM 826552101 251,616 4,800 X 1 X 166. SIMON PPTY GROUP INC NEW COM 828806109 281,300 2,900 X 1 X 167. SIRIUS XM RADIO INC COM 82967N108 51,998 91,225 X 1 X 168. SOUTHERN CO COM 842587107 376,900 10,000 X 1 X 169. SPRINT NEXTEL CORP COM 852061100 227,115 37,232 X 1 X 170. STAPLES INC COM 855030102 494,438 21,975 X 1 X 171. STARBUCKS CORP COM 855244109 542,012 36,450 X 1 X 172. STATE STR CORP COM 857477103 318,528 5,600 X 1 X 173. SUN MICROSYSTEMS INC COM 866810203 140,828 18,530 X 1 X 174. SUNTRUST BKS INC COM 867914103 206,954 4,600 X 1 X 175. SYMANTEC CORP COM 871503108 668,990 34,167 X 1 X 176. SYSCO CORP COM 871829107 240,474 7,800 X 1 X 177. TARGET CORP COM 87612E106 480,690 9,800 X 1 X 178. TEVA PHARMACEUTICAL INDS LTD COM 881624209 764,006 16,685 X 1 X 179. TEXAS INSTRS INC COM 882508104 367,650 17,100 X 1 X 180. THERMO FISHER SCIENTIFIC INC COM 883556102 302,500 5,500 X 1 X 181. 3M CO COM 88579Y101 621,621 9,100 X 1 X 182. TIME WARNER INC COM 887317105 612,237 46,700 X 1 X 183. TRAVELERS COMPANIES INC COM 89417E109 346,187 7,659 X 1 X 184. US BANCORP DEL COM 902973304 817,294 22,690 X 1 X 185. UNION PAC CORP COM 907818108 469,656 6,600 X 1 X 186. UNITED PARCEL SERVICE INC COM 911312106 823,859 13,100 X 1 X 187. UNITED TECHNOLOGIES CORP COM 913017109 756,756 12,600 X 1 X 188. UNITEDHEALTH GROUP INC COM 91324P102 403,701 15,900 X 1 X 189. USINTERNETWORKING INC COM 917311805 7 73,847 X X 190. VALERO ENERGY CORP NEW COM 91913Y100 206,040 6,800 X 1 X 191. VERIZON COMMUNICATIONS INC COM 92343V104 1,190,539 37,100 X 1 X 192. WACHOVIA CORP NEW COM 929903102 98,329 28,094 X 1 X 193. WAL MART STORES INC COM 931142103 1,748,788 29,200 X 1 X 194. WALGREEN CO COM 931422109 399,384 12,900 X 1 X 195. WASTE MGMT INC DEL COM 94106L109 201,536 6,400 X 1 X 196. WELLPOINT INC COM 94973V107 313,359 6,700 X 1 X 197. WELLS FARGO & CO NEW COM 949746101 1,617,543 43,100 X 1 X 198. WESTERN UN CO COM 959802109 235,524 9,547 X 1 X 199. WRIGLEY WM JR CO COM 982526105 222,320 2,800 X 1 X 200. WYETH COM 983024100 642,756 17,400 X 1 X 201. WYNN RESORTS LTD COM 983134107 244,920 3,000 X 1 X 202. XTO ENERGY INC COM 98385X106 333,362 7,166 X 1 X 203. XILINX INC COM 983919101 312,589 13,330 X 1 X 204. XEROX CORP COM 984121103 131,442 11,400 X 1 X 205. YAHOO INC COM 984332106 618,648 35,760 X 1 X 206. COVIDIEN LTD COM G2552X108 352,128 6,550 X 1 X 207. MARVELL TECHNOLOGY GROUP LTD COM G5876H105 142,290 15,300 X 1 X 208. TRANSOCEAN INC NEW COM G90073100 461,108 4,198 X 1 X 209. TYCO INTL LTD BERMUDA COM G9143X208 215,373 6,150 X 1 X 210. WEATHERFORD INTERNATIONAL LTD COM G95089101 223,746 8,900 X 1 X 211. FLEXTRONICS INTL LTD COM Y2573F102 170,628 24,100 X 1 X AGGREGATE TOTAL 141,578,953 4,229,764 -----END PRIVACY-ENHANCED MESSAGE-----