Chief Compliance Officer

0000950123-19-005167.txt : 20190515 0000950123-19-005167.hdr.sgml : 20190515 20190515100132 ACCESSION NUMBER: 0000950123-19-005167 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825672 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 06-30-2017 06-30-2017 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 105 255987 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 933 78053 SH SOLE 0 0 78053 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH Exchange Traded Fund 33734X168 519 13443 SH SOLE 0 0 13443 ISHARES CORE LT USDB ETF Exchange Traded Fund 464289479 725 11421 SH SOLE 0 0 11421 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 3081 258050 SH SOLE 0 0 258050 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 5399 107903 SH SOLE 0 0 107903 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 765 48749 SH SOLE 0 0 48749 ISHARES TR 1-3 YR CR BD ETF Exchange Traded Fund 464288646 4636 44030 SH SOLE 0 0 44030 ISHARES TR 1-3 YR TR BD ETF Exchange Traded Fund 464287457 215 2545 SH SOLE 0 0 2545 ISHARES TR COHEN&STEER REIT Exchange Traded Fund 464287564 454 4497 SH SOLE 0 0 4497 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 3654 60026 SH SOLE 0 0 60026 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 3611 20759 SH SOLE 0 0 20759 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 6613 94327 SH SOLE 0 0 94327 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 15211 274477 SH SOLE 0 0 274477 ISHARES TR CORE S&P US ETF Exchange Traded Fund 464287671 548 11378 SH SOLE 0 0 11378 ISHARES TR CORE S&P VLU ETF Exchange Traded Fund 464287663 231 4537 SH SOLE 0 0 4537 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 5755 23644 SH SOLE 0 0 23644 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 9846 89915 SH SOLE 0 0 89915 ISHARES TR IBONDS DEC18 ETF Exchange Traded Fund 46434VAA8 1062 42194 SH SOLE 0 0 42194 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 4981 56355 SH SOLE 0 0 56355 ISHARES TR JP MOR EM MK ETF Exchange Traded Fund 464288281 1485 12987 SH SOLE 0 0 12987 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 674 3995 SH SOLE 0 0 3995 ISHARES TR MRGSTR MD CP GRW Exchange Traded Fund 464288307 232 1273 SH SOLE 0 0 1273 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1559 23921 SH SOLE 0 0 23921 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 372 9002 SH SOLE 0 0 9002 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 2113 14613 SH SOLE 0 0 14613 ISHARES TR NA TEC-SFTWR ETF Exchange Traded Fund 464287515 1257 9190 SH SOLE 0 0 9190 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1560 14167 SH SOLE 0 0 14167 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 6870 57722 SH SOLE 0 0 57722 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 1251 10752 SH SOLE 0 0 10752 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 1230 7293 SH SOLE 0 0 7293 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 450 3793 SH SOLE 0 0 3793 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 2371 28198 SH SOLE 0 0 28198 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 8407 43762 SH SOLE 0 0 43762 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1432 10162 SH SOLE 0 0 10162 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 6793 49638 SH SOLE 0 0 49638 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 7760 73939 SH SOLE 0 0 73939 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 1810 9207 SH SOLE 0 0 9207 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 1072 11626 SH SOLE 0 0 11626 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 1368 12941 SH SOLE 0 0 12941 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 1861 13317 SH SOLE 0 0 13317 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 5855 51624 SH SOLE 0 0 51624 ISHARES TR U.S. AER&DEF ETF Exchange Traded Fund 464288760 3662 23275 SH SOLE 0 0 23275 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 732 8203 SH SOLE 0 0 8203 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 2184 19266 SH SOLE 0 0 19266 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 3301 30708 SH SOLE 0 0 30708 ISHARES TR U.S. INDS ETF Exchange Traded Fund 464287754 2364 17977 SH SOLE 0 0 17977 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 1728 10377 SH SOLE 0 0 10377 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 1044 13092 SH SOLE 0 0 13092 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 1081 7738 SH SOLE 0 0 7738 ISHARES TR U.S. UTILITS ETF Exchange Traded Fund 464287697 240 1846 SH SOLE 0 0 1846 SCHWAB STRATEGIC TR EMRG MKTEQ ETF Exchange Traded Fund 808524706 209 8436 SH SOLE 0 0 8436 SCHWAB STRATEGIC TR INTL EQTY ETF Exchange Traded Fund 808524805 3425 107780 SH SOLE 0 0 107780 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 1905 46250 SH SOLE 0 0 46250 SCHWAB STRATEGIC TR US TIPS ETF Exchange Traded Fund 808524870 227 4130 SH SOLE 0 0 4130 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 434 6689 SH SOLE 0 0 6689 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 317 3541 SH SOLE 0 0 3541 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 2272 41356 SH SOLE 0 0 41356 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 2173 27423 SH SOLE 0 0 27423 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 2158 87510 SH SOLE 0 0 87510 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 693 10185 SH SOLE 0 0 10185 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 1155 21109 SH SOLE 0 0 21109 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 818 6938 SH SOLE 0 0 6938 SPDR INDEX SHS FDS EMERG MKTS ETF Exchange Traded Fund 78463X509 1983 29776 SH SOLE 0 0 29776 SPDR INDEX SHS FDS S&P WRLD EX US Exchange Traded Fund 78463X889 3857 132416 SH SOLE 0 0 132416 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 3991 16427 SH SOLE 0 0 16427 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 2650 8330 SH SOLE 0 0 8330 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 1990 41043 SH SOLE 0 0 41043 SPDR SER TR NUVEEN BRC MUNIC Exchange Traded Fund 78468R721 216 4441 SH SOLE 0 0 4441 SPDR SERIES TRUST BLOMBRG BRC AGRT Exchange Traded Fund 78464A649 1835 31819 SH SOLE 0 0 31819 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 206 5546 SH SOLE 0 0 5546 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 301 3247 SH SOLE 0 0 3247 VANECK VECTORS ETF TR AGRIBUSINESS ETF Exchange Traded Fund 92189F700 1491 27114 SH SOLE 0 0 27114 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 690 6785 SH SOLE 0 0 6785 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL Exchange Traded Fund 921932844 541 4753 SH SOLE 0 0 4753 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 525 4329 SH SOLE 0 0 4329 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 2508 29676 SH SOLE 0 0 29676 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 2446 26269 SH SOLE 0 0 26269 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 2640 33073 SH SOLE 0 0 33073 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 1592 19455 SH SOLE 0 0 19455 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 799 14708 SH SOLE 0 0 14708 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 4069 32034 SH SOLE 0 0 32034 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 1611 13694 SH SOLE 0 0 13694 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 1623 15780 SH SOLE 0 0 15780 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 6963 48860 SH SOLE 0 0 48860 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 4305 51728 SH SOLE 0 0 51728 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 15195 68429 SH SOLE 0 0 68429 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 3874 31419 SH SOLE 0 0 31419 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 1375 10146 SH SOLE 0 0 10146 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 1017 6979 SH SOLE 0 0 6979 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 8416 67628 SH SOLE 0 0 67628 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 4572 47354 SH SOLE 0 0 47354 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 2061 50494 SH SOLE 0 0 50494 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 1291 18998 SH SOLE 0 0 18998 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 4406 55051 SH SOLE 0 0 55051 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 649 5278 SH SOLE 0 0 5278 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 732 6477 SH SOLE 0 0 6477 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 413 4007 SH SOLE 0 0 4007 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 1396 26876 SH SOLE 0 0 26876 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 257 6239 SH SOLE 0 0 6239 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 901 6331 SH SOLE 0 0 6331 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 494 5590 SH SOLE 0 0 5590 VANGUARD WORLD FDS FINANCIALS ETF Exchange Traded Fund 92204A405 588 9369 SH SOLE 0 0 9369 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 560 3790 SH SOLE 0 0 3790 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 260 2133 SH SOLE 0 0 2133 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 555 6005 SH SOLE 0 0 6005