Chief Compliance Officer

0000950123-19-005153.txt : 20190515 0000950123-19-005153.hdr.sgml : 20190515 20190515093749 ACCESSION NUMBER: 0000950123-19-005153 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825510 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 09-30-2016 09-30-2016 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 81 155499 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 2032 160162 SH SOLE 0 0 160162 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 3862 304380 SH SOLE 0 0 304380 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 1838 40299 SH SOLE 0 0 40299 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 1760 96723 SH SOLE 0 0 96723 ISHARES TR 1-3 YR CR BD ETF Exchange Traded Fund 464288646 4492 42478 SH SOLE 0 0 42478 ISHARES TR 1-3 YR TR BD ETF Exchange Traded Fund 464287457 1293 15214 SH SOLE 0 0 15214 ISHARES TR 3-7 YR TR BD ETF Exchange Traded Fund 464288661 403 3191 SH SOLE 0 0 3191 ISHARES TR COHEN&STEER REIT Exchange Traded Fund 464287564 1697 16180 SH SOLE 0 0 16180 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 2519 45692 SH SOLE 0 0 45692 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 1954 12631 SH SOLE 0 0 12631 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 1392 11219 SH SOLE 0 0 11219 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 8574 173124 SH SOLE 0 0 173124 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 545 2508 SH SOLE 0 0 2508 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 11932 106141 SH SOLE 0 0 106141 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 3863 44279 SH SOLE 0 0 44279 ISHARES TR IBOXX INV CP ETF Exchange Traded Fund 464287242 205 1667 SH SOLE 0 0 1667 ISHARES TR JP MOR EM MK ETF Exchange Traded Fund 464288281 904 7717 SH SOLE 0 0 7717 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 2367 40043 SH SOLE 0 0 40043 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 303 8103 SH SOLE 0 0 8103 ISHARES TR NA NAT RES Exchange Traded Fund 464287374 212 6173 SH SOLE 0 0 6173 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 4059 36004 SH SOLE 0 0 36004 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 2501 24015 SH SOLE 0 0 24015 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 5008 47422 SH SOLE 0 0 47422 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 899 6037 SH SOLE 0 0 6037 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 454 4341 SH SOLE 0 0 4341 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 1993 25960 SH SOLE 0 0 25960 ISHARES TR RUS MID-CAP ETF Exchange Traded Fund 464287499 4278 24544 SH SOLE 0 0 24544 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 811 6530 SH SOLE 0 0 6530 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 4562 37500 SH SOLE 0 0 37500 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 4574 48177 SH SOLE 0 0 48177 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 662 3794 SH SOLE 0 0 3794 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 852 9944 SH SOLE 0 0 9944 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 1829 17263 SH SOLE 0 0 17263 ISHARES TR SHRT TRS BD ETF Exchange Traded Fund 464288679 693 6279 SH SOLE 0 0 6279 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 2432 20882 SH SOLE 0 0 20882 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 698 7760 SH SOLE 0 0 7760 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 497 4184 SH SOLE 0 0 4184 SCHWAB STRATEGIC TR INTL EQTY ETF Exchange Traded Fund 808524805 1083 37623 SH SOLE 0 0 37623 SCHWAB STRATEGIC TR SHT TM US TRES Exchange Traded Fund 808524862 292 5755 SH SOLE 0 0 5755 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 368 6865 SH SOLE 0 0 6865 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 575 13493 SH SOLE 0 0 13493 SCHWAB STRATEGIC TR US TIPS ETF Exchange Traded Fund 808524870 229 4022 SH SOLE 0 0 4022 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 1408 17593 SH SOLE 0 0 17593 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 326 6137 SH SOLE 0 0 6137 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 3149 43671 SH SOLE 0 0 43671 SELECT SECTOR SPDR TR SBI INT-ENERGY Exchange Traded Fund 81369Y506 324 4597 SH SOLE 0 0 4597 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 835 43265 SH SOLE 0 0 43265 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 402 8432 SH SOLE 0 0 8432 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 1178 9376 SH SOLE 0 0 9376 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 2390 11003 SH SOLE 0 0 11003 SPDR SER TR NUVN BR SHT MUNI Exchange Traded Fund 78468R739 522 10690 SH SOLE 0 0 10690 SPDR SERIES TRUST BRC HGH YLD BD Exchange Traded Fund 78464A417 376 10256 SH SOLE 0 0 10256 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 347 3564 SH SOLE 0 0 3564 VANECK VECTORS ETF TR AGRIBUSINESS ETF Exchange Traded Fund 92189F700 864 17302 SH SOLE 0 0 17302 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 2828 32270 SH SOLE 0 0 32270 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 4553 46179 SH SOLE 0 0 46179 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 2670 33033 SH SOLE 0 0 33033 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 1177 21016 SH SOLE 0 0 21016 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 1138 10141 SH SOLE 0 0 10141 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 651 6127 SH SOLE 0 0 6127 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 355 3801 SH SOLE 0 0 3801 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 2893 22354 SH SOLE 0 0 22354 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 7686 88614 SH SOLE 0 0 88614 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 5330 26825 SH SOLE 0 0 26825 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 2251 20345 SH SOLE 0 0 20345 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 669 5482 SH SOLE 0 0 5482 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 4221 37923 SH SOLE 0 0 37923 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 1471 16911 SH SOLE 0 0 16911 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 483 12841 SH SOLE 0 0 12841 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 479 7881 SH SOLE 0 0 7881 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 7390 91754 SH SOLE 0 0 91754 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW Exchange Traded Fund 92206C680 210 1970 SH SOLE 0 0 1970 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 234 2165 SH SOLE 0 0 2165 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 285 2864 SH SOLE 0 0 2864 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 323 6844 SH SOLE 0 0 6844 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 772 20661 SH SOLE 0 0 20661 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 914 7274 SH SOLE 0 0 7274 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 513 5256 SH SOLE 0 0 5256 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 480 3618 SH SOLE 0 0 3618 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 887 9400 SH SOLE 0 0 9400 VANGUARD WORLD FDS UTILITIES ETF Exchange Traded Fund 92204A876 1019 9527 SH SOLE 0 0 9527