Chief Compliance Officer

0000950123-19-005078.txt : 20190515 0000950123-19-005078.hdr.sgml : 20190515 20190515084933 ACCESSION NUMBER: 0000950123-19-005078 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825253 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 09-30-2018 09-30-2018 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 134 289414 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 1344 125919 SH SOLE 0 0 125919 DBX ETF TR XTRACK USD HIGH Exchange Traded Fund 233051432 1119 22459 SH SOLE 0 0 22459 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF Exchange Traded Fund 33733E104 1202 21779 SH SOLE 0 0 21779 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF Exchange Traded Fund 33738R605 229 7421 SH SOLE 0 0 7421 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX Exchange Traded Fund 33734X135 312 9763 SH SOLE 0 0 9763 GOLDMAN SACHS ETF TR ACCES TREASURY Exchange Traded Fund 381430529 1001 9995 SH SOLE 0 0 9995 GOLDMAN SACHS ETF TR ACCESS INVT GR Exchange Traded Fund 381430479 621 12949 SH SOLE 0 0 12949 INVESCO DB MLTI SECTR CMMTY PRECIOUS METAL Exchange Traded Fund 46140H502 2045 59372 SH SOLE 0 0 59372 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP Exchange Traded Fund 46137V373 485 3784 SH SOLE 0 0 3784 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC Exchange Traded Fund 46137V282 2223 13209 SH SOLE 0 0 13209 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG Exchange Traded Fund 46138E784 684 25366 SH SOLE 0 0 25366 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP Exchange Traded Fund 46138E719 399 21573 SH SOLE 0 0 21573 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI Exchange Traded Fund 46138E537 543 21922 SH SOLE 0 0 21922 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL Exchange Traded Fund 46138E354 2830 57164 SH SOLE 0 0 57164 INVESCO EXCHNG TRADED FD TR SR LN ETF Exchange Traded Fund 46138G508 4609 198933 SH SOLE 0 0 198933 INVESCO QQQ TR UNIT SER 1 Exchange Traded Fund 46090E103 11353 61002 SH SOLE 0 0 61002 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 2798 244836 SH SOLE 0 0 244836 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 2233 43129 SH SOLE 0 0 43129 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 222 16198 SH SOLE 0 0 16198 ISHARES TR BARCLAYS 7 10 YR Exchange Traded Fund 464287440 1828 18074 SH SOLE 0 0 18074 ISHARES TR COHEN STEER REIT Exchange Traded Fund 464287564 309 3086 SH SOLE 0 0 3086 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 563 6171 SH SOLE 0 0 6171 ISHARES TR CORE LT USDB ETF Exchange Traded Fund 464289479 412 6905 SH SOLE 0 0 6905 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 14497 226247 SH SOLE 0 0 226247 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 2785 13837 SH SOLE 0 0 13837 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 4226 48439 SH SOLE 0 0 48439 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 14654 219921 SH SOLE 0 0 219921 ISHARES TR CORE S&P US GWT Exchange Traded Fund 464287671 893 14383 SH SOLE 0 0 14383 ISHARES TR CORE S&P US VLU Exchange Traded Fund 464287663 544 9655 SH SOLE 0 0 9655 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 8751 29768 SH SOLE 0 0 29768 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 7211 68343 SH SOLE 0 0 68343 ISHARES TR EAFE GRWTH ETF Exchange Traded Fund 464288885 236 2957 SH SOLE 0 0 2957 ISHARES TR GLOBAL TECH ETF Exchange Traded Fund 464287291 318 1820 SH SOLE 0 0 1820 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 3361 38888 SH SOLE 0 0 38888 ISHARES TR IBOXX INV CP ETF Exchange Traded Fund 464287242 878 7646 SH SOLE 0 0 7646 ISHARES TR INTL SEL DIV ETF Exchange Traded Fund 464288448 274 8342 SH SOLE 0 0 8342 ISHARES TR INTRM TR CRP ETF Exchange Traded Fund 464288638 268 5056 SH SOLE 0 0 5056 ISHARES TR JPMORGAN USD EMG Exchange Traded Fund 464288281 1353 12550 SH SOLE 0 0 12550 ISHARES TR MIN VOL USA ETF Exchange Traded Fund 46429B697 638 11141 SH SOLE 0 0 11141 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 252 1333 SH SOLE 0 0 1333 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1644 24190 SH SOLE 0 0 24190 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 1185 27625 SH SOLE 0 0 27625 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 1334 6365 SH SOLE 0 0 6365 ISHARES TR NA TEC SFTWR ETF Exchange Traded Fund 464287515 695 3392 SH SOLE 0 0 3392 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1547 14340 SH SOLE 0 0 14340 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 8173 52252 SH SOLE 0 0 52252 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 1283 10070 SH SOLE 0 0 10070 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 2472 11494 SH SOLE 0 0 11494 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 874 6576 SH SOLE 0 0 6576 ISHARES TR RUS MD CP GR ETF Exchange Traded Fund 464287481 1693 12493 SH SOLE 0 0 12493 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 3517 38965 SH SOLE 0 0 38965 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 7311 33154 SH SOLE 0 0 33154 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1983 11768 SH SOLE 0 0 11768 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 4196 23623 SH SOLE 0 0 23623 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 4987 42798 SH SOLE 0 0 42798 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 2916 12519 SH SOLE 0 0 12519 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 962 9567 SH SOLE 0 0 9567 ISHARES TR SH TR CRPORT ETF Exchange Traded Fund 464288646 2452 47317 SH SOLE 0 0 47317 ISHARES TR SHORT TREAS BD Exchange Traded Fund 464288679 842 7631 SH SOLE 0 0 7631 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 519 4960 SH SOLE 0 0 4960 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 2274 13624 SH SOLE 0 0 13624 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 2763 24980 SH SOLE 0 0 24980 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 530 5369 SH SOLE 0 0 5369 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 2690 20109 SH SOLE 0 0 20109 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 1764 14518 SH SOLE 0 0 14518 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 2911 12795 SH SOLE 0 0 12795 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 1265 15803 SH SOLE 0 0 15803 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 1864 9592 SH SOLE 0 0 9592 ISHARES TR US AER DEF ETF Exchange Traded Fund 464288760 2824 12998 SH SOLE 0 0 12998 ISHARES TR US HLTHCARE ETF Exchange Traded Fund 464287762 466 2291 SH SOLE 0 0 2291 ISHARES TR US INDUSTRIALS Exchange Traded Fund 464287754 1294 8267 SH SOLE 0 0 8267 SCHWAB STRATEGIC TR EMRG MKTEQ ETF Exchange Traded Fund 808524706 473 18403 SH SOLE 0 0 18403 SCHWAB STRATEGIC TR INTL SCEQT ETF Exchange Traded Fund 808524888 1517 42544 SH SOLE 0 0 42544 SCHWAB STRATEGIC TR SCHWB FDT INT LG Exchange Traded Fund 808524755 1805 60268 SH SOLE 0 0 60268 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 1207 24034 SH SOLE 0 0 24034 SCHWAB STRATEGIC TR US DIVIDEND EQ Exchange Traded Fund 808524797 1436 27096 SH SOLE 0 0 27096 SCHWAB STRATEGIC TR US LCAP GR ETF Exchange Traded Fund 808524300 359 4387 SH SOLE 0 0 4387 SCHWAB STRATEGIC TR US LRG CAP ETF Exchange Traded Fund 808524201 1189 17093 SH SOLE 0 0 17093 SCHWAB STRATEGIC TR US MID-CAP ETF Exchange Traded Fund 808524508 977 16896 SH SOLE 0 0 16896 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 2399 57505 SH SOLE 0 0 57505 SCHWAB STRATEGIC TR US SML CAP ETF Exchange Traded Fund 808524607 628 8250 SH SOLE 0 0 8250 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 697 9207 SH SOLE 0 0 9207 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 324 2770 SH SOLE 0 0 2770 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 2523 46788 SH SOLE 0 0 46788 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 3009 31633 SH SOLE 0 0 31633 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 3539 128347 SH SOLE 0 0 128347 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 899 11467 SH SOLE 0 0 11467 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 1018 13520 SH SOLE 0 0 13520 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 1001 8885 SH SOLE 0 0 8885 SPDR INDEX SHS FDS DJ INTL RL ETF Exchange Traded Fund 78463X863 758 19818 SH SOLE 0 0 19818 SPDR INDEX SHS FDS GLB NAT RESRCE Exchange Traded Fund 78463X541 290 5748 SH SOLE 0 0 5748 SPDR INDEX SHS FDS PORTFOLIO EMG MK Exchange Traded Fund 78463X509 538 15458 SH SOLE 0 0 15458 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 6312 21617 SH SOLE 0 0 21617 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 2493 6766 SH SOLE 0 0 6766 SPDR SER TR BLOOMBERG SRT TR Exchange Traded Fund 78468R408 1468 53232 SH SOLE 0 0 53232 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 359 7543 SH SOLE 0 0 7543 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 381 10578 SH SOLE 0 0 10578 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 328 3517 SH SOLE 0 0 3517 SPDR SERIES TRUST PORTFOLIO INTRMD Exchange Traded Fund 78464A375 307 9240 SH SOLE 0 0 9240 SPDR SERIES TRUST PORTFOLIO SHORT Exchange Traded Fund 78464A474 283 9395 SH SOLE 0 0 9395 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F Exchange Traded Fund 921932505 453 2843 SH SOLE 0 0 2843 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 839 7466 SH SOLE 0 0 7466 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 791 5483 SH SOLE 0 0 5483 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 595 7404 SH SOLE 0 0 7404 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 1046 11965 SH SOLE 0 0 11965 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 1901 24374 SH SOLE 0 0 24374 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 2170 27582 SH SOLE 0 0 27582 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 549 10072 SH SOLE 0 0 10072 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 6389 39673 SH SOLE 0 0 39673 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 2256 15836 SH SOLE 0 0 15836 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 3407 29932 SH SOLE 0 0 29932 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 1886 11488 SH SOLE 0 0 11488 VANGUARD INDEX FDS REAL ESTATE ETF Exchange Traded Fund 922908553 1401 17366 SH SOLE 0 0 17366 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 14587 54380 SH SOLE 0 0 54380 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 5230 37528 SH SOLE 0 0 37528 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 491 3020 SH SOLE 0 0 3020 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 1623 8665 SH SOLE 0 0 8665 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 10359 69219 SH SOLE 0 0 69219 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 6970 62570 SH SOLE 0 0 62570 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US Exchange Traded Fund 922042775 282 5396 SH SOLE 0 0 5396 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 2512 61278 SH SOLE 0 0 61278 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 1857 24383 SH SOLE 0 0 24383 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC Exchange Traded Fund 92206C771 812 15928 SH SOLE 0 0 15928 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 2202 28174 SH SOLE 0 0 28174 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 1183 7576 SH SOLE 0 0 7576 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 1553 11439 SH SOLE 0 0 11439 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 660 5696 SH SOLE 0 0 5696 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 1627 29999 SH SOLE 0 0 29999 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 534 12313 SH SOLE 0 0 12313 VANGUARD WORLD FDS COMM SRVC ETF Exchange Traded Fund 92204A884 570 6556 SH SOLE 0 0 6556 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 908 5034 SH SOLE 0 0 5034 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 656 6248 SH SOLE 0 0 6248 VANGUARD WORLD FDS FINANCIALS ETF Exchange Traded Fund 92204A405 617 8903 SH SOLE 0 0 8903 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 248 1897 SH SOLE 0 0 1897