Chief Compliance Officer

0000950123-19-005070.txt : 20190515 0000950123-19-005070.hdr.sgml : 20190515 20190515082533 ACCESSION NUMBER: 0000950123-19-005070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825195 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 12-31-2016 12-31-2016 FIFTH THIRD SECURITIES, INC.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 96 192714 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 790 62741 SH SOLE 0 0 62741 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 2978 268858 SH SOLE 0 0 268858 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 4950 116618 SH SOLE 0 0 116618 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 1003 66406 SH SOLE 0 0 66406 ISHARES TR 1-3 YR CR BD ETF Exchange Traded Fund 464288646 4719 44971 SH SOLE 0 0 44971 ISHARES TR 1-3 YR TR BD ETF Exchange Traded Fund 464287457 553 6552 SH SOLE 0 0 6552 ISHARES TR COHEN&STEER REIT Exchange Traded Fund 464287564 1787 17943 SH SOLE 0 0 17943 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 2086 38907 SH SOLE 0 0 38907 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 2376 14372 SH SOLE 0 0 14372 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 3170 23053 SH SOLE 0 0 23053 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 13070 254831 SH SOLE 0 0 254831 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 1773 7880 SH SOLE 0 0 7880 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 10035 92865 SH SOLE 0 0 92865 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 4179 48287 SH SOLE 0 0 48287 ISHARES TR JP MOR EM MK ETF Exchange Traded Fund 464288281 1084 9841 SH SOLE 0 0 9841 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 550 3501 SH SOLE 0 0 3501 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1536 26613 SH SOLE 0 0 26613 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 280 8002 SH SOLE 0 0 8002 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 752 6079 SH SOLE 0 0 6079 ISHARES TR NA NAT RES Exchange Traded Fund 464287374 246 6844 SH SOLE 0 0 6844 ISHARES TR NA TEC-SFTWR ETF Exchange Traded Fund 464287515 729 6706 SH SOLE 0 0 6706 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1193 11030 SH SOLE 0 0 11030 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 1838 17530 SH SOLE 0 0 17530 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 2804 25031 SH SOLE 0 0 25031 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 928 6029 SH SOLE 0 0 6029 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 356 2994 SH SOLE 0 0 2994 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 2166 26933 SH SOLE 0 0 26933 ISHARES TR RUS MID-CAP ETF Exchange Traded Fund 464287499 6452 36077 SH SOLE 0 0 36077 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1735 12870 SH SOLE 0 0 12870 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 4847 39798 SH SOLE 0 0 39798 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 5202 51319 SH SOLE 0 0 51319 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 971 5334 SH SOLE 0 0 5334 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 997 11261 SH SOLE 0 0 11261 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 2173 20688 SH SOLE 0 0 20688 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 798 5706 SH SOLE 0 0 5706 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 4054 35827 SH SOLE 0 0 35827 ISHARES TR U.S. AER&DEF ETF Exchange Traded Fund 464288760 1415 10074 SH SOLE 0 0 10074 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 376 4532 SH SOLE 0 0 4532 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 830 7812 SH SOLE 0 0 7812 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 1611 15887 SH SOLE 0 0 15887 ISHARES TR U.S. INDS ETF Exchange Traded Fund 464287754 1088 9027 SH SOLE 0 0 9027 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 560 4210 SH SOLE 0 0 4210 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 934 12149 SH SOLE 0 0 12149 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 594 4940 SH SOLE 0 0 4940 SCHWAB STRATEGIC TR INTL EQTY ETF Exchange Traded Fund 808524805 2649 95721 SH SOLE 0 0 95721 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 389 7545 SH SOLE 0 0 7545 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 1014 24722 SH SOLE 0 0 24722 SCHWAB STRATEGIC TR US TIPS ETF Exchange Traded Fund 808524870 451 8181 SH SOLE 0 0 8181 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 576 7087 SH SOLE 0 0 7087 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 326 6310 SH SOLE 0 0 6310 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 1829 26538 SH SOLE 0 0 26538 SELECT SECTOR SPDR TR SBI INT-ENERGY Exchange Traded Fund 81369Y506 340 4514 SH SOLE 0 0 4514 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 1365 58722 SH SOLE 0 0 58722 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 619 12810 SH SOLE 0 0 12810 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 850 7760 SH SOLE 0 0 7760 SPDR INDEX SHS FDS EMERG MKTS ETF Exchange Traded Fund 78463X509 613 10706 SH SOLE 0 0 10706 SPDR INDEX SHS FDS S&P WRLD EX US Exchange Traded Fund 78463X889 2904 113029 SH SOLE 0 0 113029 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 3259 14497 SH SOLE 0 0 14497 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 3544 11730 SH SOLE 0 0 11730 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 2738 57112 SH SOLE 0 0 57112 SPDR SERIES TRUST BLOMBRG BRC AGRT Exchange Traded Fund 78464A649 1430 25075 SH SOLE 0 0 25075 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 304 8309 SH SOLE 0 0 8309 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 329 3534 SH SOLE 0 0 3534 VANECK VECTORS ETF TR AGRIBUSINESS ETF Exchange Traded Fund 92189F700 1247 24301 SH SOLE 0 0 24301 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 324 3322 SH SOLE 0 0 3322 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL Exchange Traded Fund 921932844 860 7813 SH SOLE 0 0 7813 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 2603 31337 SH SOLE 0 0 31337 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 2920 32765 SH SOLE 0 0 32765 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 1948 24526 SH SOLE 0 0 24526 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 632 7829 SH SOLE 0 0 7829 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 932 17175 SH SOLE 0 0 17175 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 1836 16476 SH SOLE 0 0 16476 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 848 8026 SH SOLE 0 0 8026 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 532 5479 SH SOLE 0 0 5479 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 3187 24212 SH SOLE 0 0 24212 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 5437 65884 SH SOLE 0 0 65884 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 12558 61167 SH SOLE 0 0 61167 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 2934 24249 SH SOLE 0 0 24249 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 882 6843 SH SOLE 0 0 6843 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 363 2731 SH SOLE 0 0 2731 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 5132 44509 SH SOLE 0 0 44509 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 2209 23760 SH SOLE 0 0 23760 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 1394 38975 SH SOLE 0 0 38975 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 649 10642 SH SOLE 0 0 10642 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 9368 118034 SH SOLE 0 0 118034 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW Exchange Traded Fund 92206C680 213 1981 SH SOLE 0 0 1981 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 307 2755 SH SOLE 0 0 2755 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 392 3634 SH SOLE 0 0 3634 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 970 21157 SH SOLE 0 0 21157 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 408 11173 SH SOLE 0 0 11173 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 870 6763 SH SOLE 0 0 6763 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 571 5463 SH SOLE 0 0 5463 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 548 4326 SH SOLE 0 0 4326 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 201 1790 SH SOLE 0 0 1790 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 996 9950 SH SOLE 0 0 9950 VANGUARD WORLD FDS UTILITIES ETF Exchange Traded Fund 92204A876 346 3240 SH SOLE 0 0 3240