Chief Compliance Officer

0000950123-19-005036.txt : 20190515 0000950123-19-005036.hdr.sgml : 20190515 20190515074027 ACCESSION NUMBER: 0000950123-19-005036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825087 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 12-31-2017 12-31-2017 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 114 263942 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 1119 103789 SH SOLE 0 0 103789 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 2781 222330 SH SOLE 0 0 222330 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 3302 58045 SH SOLE 0 0 58045 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 443 27751 SH SOLE 0 0 27751 ISHARES TR 1 3 YR CR BD ETF Exchange Traded Fund 464288646 4245 40613 SH SOLE 0 0 40613 ISHARES TR BARCLAYS 7 10 YR Exchange Traded Fund 464287440 1480 14021 SH SOLE 0 0 14021 ISHARES TR COHEN STEER REIT Exchange Traded Fund 464287564 659 6504 SH SOLE 0 0 6504 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 273 3034 SH SOLE 0 0 3034 ISHARES TR CORE LT USDB ETF Exchange Traded Fund 464289479 808 12484 SH SOLE 0 0 12484 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 4699 71105 SH SOLE 0 0 71105 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 3626 19111 SH SOLE 0 0 19111 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 4751 61854 SH SOLE 0 0 61854 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 14479 236821 SH SOLE 0 0 236821 ISHARES TR CORE S&P US GWT Exchange Traded Fund 464287671 725 13484 SH SOLE 0 0 13484 ISHARES TR CORE S&P US VLU Exchange Traded Fund 464287663 336 6074 SH SOLE 0 0 6074 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 6470 24067 SH SOLE 0 0 24067 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 16044 146750 SH SOLE 0 0 146750 ISHARES TR EAFE SML CP ETF Exchange Traded Fund 464288273 206 3198 SH SOLE 0 0 3198 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 4713 54020 SH SOLE 0 0 54020 ISHARES TR IBOXX INV CP ETF Exchange Traded Fund 464287242 331 2728 SH SOLE 0 0 2728 ISHARES TR INTRMD CR BD ETF Exchange Traded Fund 464288638 374 3433 SH SOLE 0 0 3433 ISHARES TR JPMORGAN USD EMG Exchange Traded Fund 464288281 2186 18829 SH SOLE 0 0 18829 ISHARES TR MIN VOL EAFE ETF Exchange Traded Fund 46429B689 4415 60500 SH SOLE 0 0 60500 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 254 1373 SH SOLE 0 0 1373 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1973 28068 SH SOLE 0 0 28068 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 632 13423 SH SOLE 0 0 13423 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 1097 6501 SH SOLE 0 0 6501 ISHARES TR NA TEC SFTWR ETF Exchange Traded Fund 464287515 454 2940 SH SOLE 0 0 2940 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1592 14377 SH SOLE 0 0 14377 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 7513 55790 SH SOLE 0 0 55790 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 1237 9950 SH SOLE 0 0 9950 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 1297 6949 SH SOLE 0 0 6949 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 785 6247 SH SOLE 0 0 6247 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 2770 31071 SH SOLE 0 0 31071 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 6890 33108 SH SOLE 0 0 33108 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1656 10865 SH SOLE 0 0 10865 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 9112 59645 SH SOLE 0 0 59645 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 9781 85621 SH SOLE 0 0 85621 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 1935 8968 SH SOLE 0 0 8968 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 997 10121 SH SOLE 0 0 10121 ISHARES TR SHORT TREAS BD Exchange Traded Fund 464288679 693 6291 SH SOLE 0 0 6291 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 513 4900 SH SOLE 0 0 4900 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 2163 14088 SH SOLE 0 0 14088 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 4249 37249 SH SOLE 0 0 37249 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 545 5338 SH SOLE 0 0 5338 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 1853 14207 SH SOLE 0 0 14207 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 1943 16272 SH SOLE 0 0 16272 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 1157 6670 SH SOLE 0 0 6670 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 1051 12975 SH SOLE 0 0 12975 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 1123 6905 SH SOLE 0 0 6905 ISHARES TR U.S. UTILITS ETF Exchange Traded Fund 464287697 245 1846 SH SOLE 0 0 1846 ISHARES TR US AER DEF ETF Exchange Traded Fund 464288760 2723 14478 SH SOLE 0 0 14478 ISHARES TR US INDUSTRIALS Exchange Traded Fund 464287754 1304 8851 SH SOLE 0 0 8851 SCHWAB STRATEGIC TR EMRG MKTEQ ETF Exchange Traded Fund 808524706 1201 43019 SH SOLE 0 0 43019 SCHWAB STRATEGIC TR INTL SCEQT ETF Exchange Traded Fund 808524888 1151 31446 SH SOLE 0 0 31446 SCHWAB STRATEGIC TR SCHWB FDT INT LG Exchange Traded Fund 808524755 2519 82886 SH SOLE 0 0 82886 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 3731 71571 SH SOLE 0 0 71571 SCHWAB STRATEGIC TR US LRG CAP ETF Exchange Traded Fund 808524201 2225 34894 SH SOLE 0 0 34894 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 2576 61910 SH SOLE 0 0 61910 SCHWAB STRATEGIC TR US TIPS ETF Exchange Traded Fund 808524870 293 5271 SH SOLE 0 0 5271 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 485 6716 SH SOLE 0 0 6716 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 2344 41217 SH SOLE 0 0 41217 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 2249 27207 SH SOLE 0 0 27207 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 2791 100027 SH SOLE 0 0 100027 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 541 7152 SH SOLE 0 0 7152 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 934 14609 SH SOLE 0 0 14609 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 278 2250 SH SOLE 0 0 2250 SPDR INDEX SHS FDS DJ INTL RL ETF Exchange Traded Fund 78463X863 310 7679 SH SOLE 0 0 7679 SPDR INDEX SHS FDS PORTFOLIO EMG MK Exchange Traded Fund 78463X509 2338 61298 SH SOLE 0 0 61298 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 4880 18196 SH SOLE 0 0 18196 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 2679 7728 SH SOLE 0 0 7728 SPDR SER TR BLOOMBERG SRT TR Exchange Traded Fund 78468R408 654 23743 SH SOLE 0 0 23743 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 966 20172 SH SOLE 0 0 20172 SPDR SER TR NUVEEN BRC MUNIC Exchange Traded Fund 78468R721 207 4240 SH SOLE 0 0 4240 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 261 7109 SH SOLE 0 0 7109 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 277 2960 SH SOLE 0 0 2960 SPDR SERIES TRUST PORTFOLIO AGRGTE Exchange Traded Fund 78464A649 1946 67728 SH SOLE 0 0 67728 SPDR SERIES TRUST PORTFOLIO INTRMD Exchange Traded Fund 78464A375 273 7979 SH SOLE 0 0 7979 SPDR SERIES TRUST S&P DIVID ETF Exchange Traded Fund 78464A763 346 3666 SH SOLE 0 0 3666 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F Exchange Traded Fund 921932505 204 1492 SH SOLE 0 0 1492 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 656 5966 SH SOLE 0 0 5966 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 634 4794 SH SOLE 0 0 4794 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 1794 21406 SH SOLE 0 0 21406 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 3130 32921 SH SOLE 0 0 32921 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 3029 38298 SH SOLE 0 0 38298 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 1808 22175 SH SOLE 0 0 22175 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 1042 19177 SH SOLE 0 0 19177 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 5033 35787 SH SOLE 0 0 35787 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 1869 14636 SH SOLE 0 0 14636 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 2040 18289 SH SOLE 0 0 18289 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 1891 12222 SH SOLE 0 0 12222 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 2491 30025 SH SOLE 0 0 30025 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 13120 53489 SH SOLE 0 0 53489 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 4600 34650 SH SOLE 0 0 34650 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 914 6184 SH SOLE 0 0 6184 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 1324 8235 SH SOLE 0 0 8235 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 9821 71561 SH SOLE 0 0 71561 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 5807 54620 SH SOLE 0 0 54620 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 2217 48290 SH SOLE 0 0 48290 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 2332 31408 SH SOLE 0 0 31408 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC Exchange Traded Fund 92206C771 436 8322 SH SOLE 0 0 8322 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 2511 31675 SH SOLE 0 0 31675 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 902 6659 SH SOLE 0 0 6659 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 849 6945 SH SOLE 0 0 6945 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 417 3813 SH SOLE 0 0 3813 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 1612 28382 SH SOLE 0 0 28382 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 353 7873 SH SOLE 0 0 7873 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 685 4397 SH SOLE 0 0 4397 VANGUARD WORLD FDS CONSUM STP ETF Exchange Traded Fund 92204A207 465 3190 SH SOLE 0 0 3190 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 579 5858 SH SOLE 0 0 5858 VANGUARD WORLD FDS FINANCIALS ETF Exchange Traded Fund 92204A405 717 10243 SH SOLE 0 0 10243 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 630 4089 SH SOLE 0 0 4089 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 1039 7601 SH SOLE 0 0 7601 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 534 5865 SH SOLE 0 0 5865