-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C5rGb4Z69qyotju6ZgFdzEt5l+hXWgdo5cU4c96VsHGXHkZHLegaZfzSZ0OzoWZ4 1NRMLw6Hdwh50OsOgMzarg== 0001042046-03-000018.txt : 20030127 0001042046-03-000018.hdr.sgml : 20030127 20030127171007 ACCESSION NUMBER: 0001042046-03-000018 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OHIO CASUALTY CORP CENTRAL INDEX KEY: 0000073952 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 310783294 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33756 FILM NUMBER: 03526380 BUSINESS ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 BUSINESS PHONE: 5136032600 MAIL ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LINDNER CARL H ET AL CENTRAL INDEX KEY: 0000943522 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 SC 13G/A 1 ohiocasualty13g3.htm OHIO CASUALTY AFG 13G/A 12/31/02 AFG 13D

 


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

- --------------

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)


(Amendment No. 3)


Ohio Casualty Corporation
- ---------------------------------------------------
(Name of Issuer)


Common Stock, $.125 Par Value
- ---------------------------------------------------
(Title of Class of Securities)


677240103
- ---------------------------------------------------
(CUSIP Number)


James C. Kennedy, Esq.
One East Fourth Street
Cincinnati, Ohio 45202
(513) 579-2538
- ---------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)


December 31, 2002
- ---------------------------------------------------
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

   [ X ]  Rule 13d-1(b)
   [   ]  Rule 13d-1(c)
   [   ]  Rule 13d-1(d)


Page 1 of 6 Pages

<PAGE>

CUSIP NO. 677240103

13G

Page 2 of 6 Pages

 

 

 

1

NAME OF REPORTING PERSONS

 

 

S.S. OR I.R.S. IDENTIFICATION, NOS. OF ABOVE PERSONS

 

 

 

 

 

American Financial Group, Inc.             31-1544320

 

 

Carl H. Lindner

 

 

Carl H. Lindner III

 

 

S. Craig Lindner

 

 

Keith E. Lindner

 

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) []

 

 

(b) [ ]

 

 

 

3

SEC USE ONLY

 

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Ohio Corporation

 

 

United States Citizens

 

 

 

 

5

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

WITH:

 

 

 

 

 

SOLE VOTING POWER

 

 

 

 

 

 

 

6

SHARED VOTING POWER

 

 

 

 

 

 

 

7

SOLE DISPOSITIVE POWER SHARED VOTING POWER

 

 

 

 

 

0

 

 

 

 

8

SHARED DISPOSITIVE POWER

 

 

 

 

 

3,950,000

 

 

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING

 

 

PERSON

 

 

 

 

 

3,950,000

 

 

 

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

 

 

EXCLUDES CERTAIN SHARES*

 

 

 

[ ]

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

 

 

6.5%

 

 

 

 

13

TYPE OF REPORTING PERSON*

 

 

 

 

 

CO

 

 

IN

 

 

<PAGE>

CUSIP NO. 677240103

13G

Page 3 of 6 Pages

 

 

 

 

 

 

Item 1(a)

Name of Issuer

 

 

 

 

 

Ohio Casualty Corporation

 

 

 

 

Item 1(b)

Address of Issuer's Principal Executive Offices.

 

 

 

 

 

9450 Seward Road, Fairfield, OH 45014

 

 

 

 

Item 2(a)

Names of Person Filing

 

 

 

 

 

American Financial Group, Inc.

 

 

Carl H. Lindner

 

 

Carl H. Lindner III

 

 

S. Craig Lindner

 

 

Keith E. Lindner

 

 

 

 

Item 2(b)

Address of Principal Business Office, or if None, Residence

 

 

 

 

 

One East Fourth Street, Cincinnati, Ohio 45202

 

 

 

 

Item 2(c)

Citizenship

 

 

 

 

 

Ohio Corporation

 

 

United States Citizens

 

 

 

 

Item 2(d)

Title of Class of Securities

 

 

 

 

 

Common Stock, $.125 par value

 

 

 

 

Item 2(e)

Cusip Number

 

 

 

 

 

677240103

 

 

 

 

Item 3

This statement is filed pursuant to Rule 13d-1(b)

 

 

 

 

Item 4

Ownership

 

 

 

 

(a)

Amount Beneficially Owned:

3,950,000

(b)

Percentage of Class:

6.5%

(c)

Number of shares as to which such person has:

 

 

(i)    Sole power to vote or direct the vote:

none

 

(ii)   Shared power to vote or direct the vote:

none

 

(iii)  Sole power to vote or direct the

 

 

disposition of:

none

 

(iv)   Shared power to dispose or direct the

 

 

disposition of:

3,950,000

 

 

 

 

 

 

 

 

 

 

<page>

CUSIP NO. 677240103                  13G                 Page 4 of 6 Pages


     The ownership above represents American Financial's beneficial ownership of an Ohio Casualty Corporation Warrant expiring on 11/30/03 to purchase 3,950,000 shares of Ohio Casualty Corporation Common Stock.

Item 10. Certification.


     
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

     
After reasonable inquiry and to the best knowledge and belief of the undersigned, it is hereby certified that the information set forth in this statement is true, complete and correct.

Dated:    January 27, 2003

 

AMERICAN FINANCIAL GROUP, INC.

 

 

 

By:   Karl J. Grafe

 

   -------------------------------

 

    Karl J. Grafe, Assistant General
     Counsel & Assistant Secretary

 

 

 

 

 

   Karl J. Grafe

 

-------------------------------

 

     Karl J. Grafe, As Attorney-in-Fact for:

 

Carl H. Lindner

 

Carl H. Lindner III

 

S. Craig Lindner

 

Keith E. Lindner

   Karl J. Grafe

 

-----------------------------------

 

*By Karl J. Grafe, Attorney-in-Fact

 

- 10 -

CUSIP NO. 677240103                  13G                 Page 5 of 6 Pages

<PAGE>


POWER OF ATTORNEY

-----------------




     I, Carl H. Lindner, do hereby appoint James C. Kennedy and Karl J. Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my behalf individually and as Chairman of the Board of Directors and Chief Executive Officer of American Financial Group, Inc. or as a director or executive officer of any of its subsidiaries and to file with the Securities and Exchange Commission any schedules or other filings or amendments thereto made by me or on behalf of American Financial Group, Inc. or any of its subsidiaries pursuant to Sections 13(d), 13(f), 13(g), 14(d) and 16(a) of the Securities and Exchange Act of 1934, as amended.


     IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as of the 5th day of November, 1997.

/s/Carl H. Lindner

----------------------------------

Carl H. Lindner


     I, Carl H. Lindner III, do hereby appoint James C. Kennedy and Karl J. Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my behalf individually and as an officer or director of American Financial Group, Inc. or as a director or executive officer of any of its subsidiaries and to file with the Securities and Exchange Commission any schedules or other filings or amendments thereto made by me or on behalf of American Financial Group, Inc. or any of its subsidiaries pursuant to Sections 13(d), 13(f), 13(g), 14(d) and 16(a) of the Securities and Exchange Act of 1934, as amended.


     IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as of the 5th day of November, 1997.

/s/Carl H. Lindner III

----------------------------------------

Carl H. Lindner III


     I, S. Craig Lindner, do hereby appoint James C. Kennedy and Karl J. Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my behalf individually and as an officer or director of American Financial Group, Inc. or as a director or executive officer of any of its subsidiaries and to file with the Securities and Exchange Commission any schedules or other filings or amendments thereto made by me or on behalf of American Financial Group, Inc. or any of its subsidiaries pursuant to Sections 13(d), 13(f), 13(g), 14(d) and 16(a) of the Securities and Exchange Act of 1934, as amended.


     IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as of the 5th day of November, 1997.

/s/ S. Craig Lindner

--------------------------------------

S. Craig Lindner

CUSIP NO. 677240103                  13G                 Page 6 of 6 Pages

<page>

POWER OF ATTORNEY

-----------------


     I, Keith E. Lindner, do hereby appoint James C. Kennedy and Karl J. Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my behalf individually and as an officer or director of American Financial Group, Inc. or as a director or executive officer of any of its subsidiaries and to file with the Securities and Exchange Commission any schedules or other filings or amendments thereto made by me or on behalf of American Financial Group, Inc. or any of its subsidiaries pursuant to Sections 13(d), 13(f), 13(g), 14(d) and 16(a) of the Securities and Exchange Act of 1934, as amended.


     IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as of the 5th day of November, 1997.


/s/ Keith E. Lindner

------------------------------------

Keith E. Lindner

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