0001593968-21-000223.txt : 20210128 0001593968-21-000223.hdr.sgml : 20210128 20210128111942 ACCESSION NUMBER: 0001593968-21-000223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210126 FILED AS OF DATE: 20210128 DATE AS OF CHANGE: 20210128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON FRANCIS P CENTRAL INDEX KEY: 0001236181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36475 FILM NUMBER: 21563063 MAIL ADDRESS: STREET 1: C/O INVENTERGY GLOBAL, INC. STREET 2: 900 E. HAMILTON AVENUE, SUITE 180 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEMETIS, INC CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 261407544 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-3304 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: AE BIOFUELS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: AE Biofuels, Inc. DATE OF NAME CHANGE: 20071212 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-01-26 0000738214 AEMETIS, INC AMTX 0001236181 BARTON FRANCIS P 20400 STEVENS CREK BLVD, SUITE 700 CUPERTINO CA 95014 true false false false Option (right to buy) 0.67 2021-01-26 4 D false 10000 9.1 D 2017-11-17 2027-11-16 Common stock and Series B Preferred 20000 20000 D The 10,000 shares were exercised from grant 11/16//2016 and sold through executing the 10b5-1 plan. /s/Todd Waltz attorney-infact 2021-01-28