0001140361-14-004509.txt : 20140204 0001140361-14-004509.hdr.sgml : 20140204 20140204165706 ACCESSION NUMBER: 0001140361-14-004509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140203 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prothena Corp plc CENTRAL INDEX KEY: 0001559053 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: DUBLIN 1 BUSINESS PHONE: 650-615-2119 MAIL ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: DUBLIN 1 FORMER COMPANY: FORMER CONFORMED NAME: Neotope Corp Ltd DATE OF NAME CHANGE: 20120926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elan Science One Ltd CENTRAL INDEX KEY: 0001565579 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35676 FILM NUMBER: 14572991 BUSINESS ADDRESS: STREET 1: TREASURY BUILDING STREET 2: LOWER GRAND CANAL STREET CITY: DUBLIN STATE: L2 ZIP: DUBLIN 2 BUSINESS PHONE: 353 1 709 4000 MAIL ADDRESS: STREET 1: TREASURY BUILDING STREET 2: LOWER GRAND CANAL STREET CITY: DUBLIN STATE: L2 ZIP: DUBLIN 2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELAN CORP PLC CENTRAL INDEX KEY: 0000737572 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35676 FILM NUMBER: 14572992 BUSINESS ADDRESS: STREET 1: TREASURY BUILDING STREET 2: LOWER GRAND CANAL STREET CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 35317094000 MAIL ADDRESS: STREET 1: TREASURY BUILDING STREET 2: LOWER GRAND CANAL STREET CITY: DUBLIN 2 STATE: L2 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERRIGO Co plc CENTRAL INDEX KEY: 0001585364 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: L2 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35676 FILM NUMBER: 14572993 BUSINESS ADDRESS: STREET 1: TREASURY BUILDING STREET 2: LOWER GRAND CANAL STREET CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 269-673-8451 MAIL ADDRESS: STREET 1: 515 EASTERN AVENUE CITY: ALLEGAN STATE: MI ZIP: 49010 FORMER NAME: FORMER CONFORMED NAME: PERRIGO Co Ltd DATE OF NAME CHANGE: 20130828 4 1 doc1.xml FORM 4 X0306 4 2014-02-03 1 0001559053 Prothena Corp plc PRTA 0001585364 PERRIGO Co plc TREASURY BUILDING LOWER GRAND CANAL STREET DUBLIN 2 L2 IRELAND 0 0 1 0 0000737572 ELAN CORP PLC TREASURY BUILDING LOWER GRAND CANAL STREET DUBLIN 2 L2 00000 IRELAND 0 0 1 0 0001565579 Elan Science One Ltd TREASURY BUILDING LOWER GRAND CANAL STREET DUBLIN L2 DUBLIN 2 IRELAND 0 0 1 0 Ordinary Shares 2014-02-03 4 S 0 3182253 24.96 D 0 I Indirect The shares were sold by Elan Science One Limited ("ES1") in connection with a marketed underwritten registered offering pursuant to a shelf registration statement on Form S-3 filed by Prothena Corporation plc with the Securities and Exchange Commission (the "SEC") on January 17, 2014, which the SEC declared effective on January 24, 2014 (File No. 333-193416). Represents a price to the public of $26.00 per ordinary share less the underwriting discount. Shares directly owned by ES1. ES1 is an indirect, wholly-owned subsidiary of Perrigo Company plc and Elan Corporation Limited (formerly Elan Corporation, plc). Exhibit 99.1 - Joint Filer Information /s/ Judy L. Brown 2014-02-04 /s/ William F. Daniel 2014-02-04 /s/ William F. Daniel 2014-02-04 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
 
Joint Filer Information
 
Name: 
 
 Elan Corporation Limited  
Address:  
Treasury Building, Lower Grand Canal Street,
Dublin 2,  Ireland
 
  
Designated Filer:
Perrigo Company plc
 
  
Issuer & Ticker Symbol:
Prothena (PRTA)
 
  
Date of Earliest
Transaction Required
to be Reported:
 2/04/14  
 
Signature: 
  /s/ William F. Daniel  
 
 Name:  William F. Daniel  
  Title:     Director  
 
 
 
 
 
    
Name:
Elan Science One Limited
 
  
Address:
Treasury Building, Lower Grand Canal Street,
Dublin 2,  Ireland
 
  
Designated Filer:
Perrigo Company plc
 
  
Issuer & Ticker Symbol:
Prothena (PRTA)
 
  
Date of Earliest
Transaction Required
to be Reported:
2/04/14
  
 
Signature:
  /s/ William F. Daniel  
  Name:  William F. Daniel  
  Title:     Director