SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001193125-16-492803
Filing Date
2016-03-04
Accepted
2016-03-04 11:57:01
Documents
4

Document Format Files

Seq Description Document Type Size
1 AMENDED EXEMPTION APPLICATION d146429d40appa.htm 40-APP/A 300090
4 GRAPHIC g146429g24a50.gif GRAPHIC 2650
5 GRAPHIC g146429new001.jpg GRAPHIC 957
6 GRAPHIC g146429new2.jpg GRAPHIC 969
  Complete submission text file 0001193125-16-492803.txt   309239
Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606-1286
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606-1286 312-917-8385
NUVEEN SECURITIES, LLC (Filer) CIK: 0000073387 (see all company filings)

IRS No.: 362639476 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14557-01 | Film No.: 161484169

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-8146
Nuveen Fund Advisors, LLC (Filer) CIK: 0001311016 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14557 | Film No.: 161484168

Mailing Address 333 W. WACKER DR. CHICAGO IL 60606
Business Address 333 W. WACKER DR. CHICAGO IL 60606 312-917-8146
Nuveen ETF Trust (Filer) CIK: 0001635073 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14557-02 | Film No.: 161484170