0000732857-13-000002.txt : 20130102 0000732857-13-000002.hdr.sgml : 20130101 20130102145240 ACCESSION NUMBER: 0000732857-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 EFFECTIVENESS DATE: 20130102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 13501476 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 BUSINESS PHONE: 212-953-7800 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 13F-HR 1 f123112.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY January 2, 2013 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 90 FORM 13F INFORMATION TABLE VALUE TOTAL: $176,547,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1037 16100 SH SOLE 12400 0 3700 ALCOA, INC. COM 013817101 1064 125119 SH SOLE 74719 0 50400 ALLSTATE CORP COM 020002101 1156 29000 SH SOLE 15700 0 13300 ALON REFINING 13.50 10/15/14 CORPORATE BONDS 02051PAC2 214 200000 PRN DEFINED 175000 25000 0 AMR CORP DEL COM 001765106 8 10250 SH SOLE 6950 0 3300 ANADARKO PETE CORP COM 032511107 1208 16709 SH SOLE 12009 0 4700 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 500 465000 PRN SOLE 415000 0 50000 AON PLC SHS CL A COM G0408V102 1703 30676 SH SOLE 18676 0 12000 APPLE COMPUTER INC COM 037833100 484 950 SH SOLE 950 0 0 AXIS CAPITAL HLDGS LTD COM G0692U109 2162 63005 SH SOLE 42900 0 20105 BANK OF AMERICA COM 060505104 1578 138951 SH SOLE 110380 0 28571 BAXTER INTL INC COM 071813109 1944 29636 SH SOLE 19836 0 9800 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PART. COM 096627104 1554 62915 SH SOLE 57504 0 5411 CABOT OIL & GAS CORP COM 127097103 2316 47423 SH SOLE 31023 0 16400 CORNING INC COM 219350105 200 16003 SH SOLE 8600 0 7403 COVANTA HLDG CORP COM 22282E102 251 13700 SH SOLE 8900 0 4800 CVR PARTNERS, LP COM 126633106 1084 44182 SH SOLE 34695 0 9487 D R HORTON INC COM 23331A109 900 46794 SH SOLE 38029 0 8765 DENBURY RES INC COM 247916208 806 51685 SH SOLE 49185 0 2500 DEVON ENERGY CORP COM 25179M103 2463 48160 SH SOLE 33367 0 14793 DIANA SHIPPING INC COM Y2066G104 348 48300 SH SOLE 37400 0 10900 DUKE ENERGY CORPORATION COM NE COM 26441C204 594 9431 SH SOLE 8732 0 699 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 2051 73800 SH SOLE 70800 0 3000 ENERGY TRANSFER PARTNERS COM 29273R109 2300 54145 SH SOLE 33503 0 20642 ENERPLUS CORPORATION COM 292766102 888 71020 SH SOLE 59125 0 11895 ENTERPRISE PRODS PART. COM 293792107 20875 423863 SH SOLE 397819 0 26044 EOG RESOURCES INC. COM 26875P101 1076 9075 SH SOLE 6075 0 3000 EQUAL ENERGY LTD COM 29390Q109 81 25768 SH SOLE 23616 0 2152 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 33 79241 SH SOLE 64014 0 15227 FEDEX CORP COM 31428X106 1312 14511 SH SOLE 9311 0 5200 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 194 12827 SH SOLE 12000 0 827 FORD MTR CO DEL COM PAR $0.00 COM 345370860 329 25600 SH SOLE 21100 0 4500 FORTESCUE METALS GROUP FOREIGN COMMON S Q39360104 11090 2302300 SH DEFINED 1662600 600000 39700 GENERAL ELEC CO COM 369604103 1642 80337 SH SOLE 58770 0 21567 GENERAL MARITIME COM Y2693R101 0 26800 SH SOLE 26800 0 0 GLOBAL GEOPHYSICAL SERV. COM 37946S107 176 47502 SH SOLE 43000 0 4502 GRAFTECH INTL LTD COM COM 384313102 158 17450 SH SOLE 13550 0 3900 I B M COM 459200101 2450 12908 SH SOLE 9007 0 3901 ICAHN ENTERPRISES 8.000% 01/15 CORPORATE BONDS 451102AH0 268 250000 PRN SOLE 250000 0 0 INDO MINES, LTD. FOREIGN COMMON S XR6068347 108 650000 SH SOLE 650000 0 0 INERGY L P COM 456615103 2675 150087 SH SOLE 149900 0 187 INTERNATIONAL PAPER CO COM 460146103 782 20100 SH SOLE 11200 0 8900 LYNAS CORPORATION LTD FOREIGN COMMON S Q5683J103 29 50000 SH SOLE 50000 0 0 MARKWEST ENERGY PARTNERS L PUN COM 570759100 295 5900 SH SOLE 5900 0 0 METLIFE INC COM 59156R108 910 28209 SH SOLE 21009 0 7200 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 102 16034 SH SOLE 16034 0 0 MICROSOFT CORP COM 594918104 998 37593 SH SOLE 27193 0 10400 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 4 24000 SH SOLE 24000 0 0 MORGAN STANLY DN WTTR COM 617446448 689 36987 SH SOLE 30487 0 6500 NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 458 215069 SH SOLE 206709 0 8360 NAVIOS MARITIME HOLDINGS COM Y62196103 11386 3450301 SH SOLE 3287861 0 162440 NAVIOS MARITIME PART. COM Y62267102 11079 907368 SH SOLE 839078 0 68290 NEW FLYER INDUSTRIES INC COM N COM 64438T401 1016 117500 SH SOLE 117200 0 300 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 249 7300 SH SOLE 6900 0 400 NUSTAR ENERGY LP UNIT COM 67058H102 10281 244853 SH SOLE 244853 0 0 NUSTAR GP HOLDINGS COM 67059L102 2905 104450 SH SOLE 85787 0 18663 NV ENERGY INC COM COM 67073Y106 303 16839 SH SOLE 11339 0 5500 OCCIDENTAL PETE COM 674599105 2021 26815 SH SOLE 19949 0 6866 PACKAGING CORP AMER COM 695156109 2938 77144 SH SOLE 54644 0 22500 PEABODY ENERGY CORP COM 704549104 241 9515 SH SOLE 8143 0 1372 PENGROTH ENERGY CORPORATION COM 70706P104 201 42217 SH SOLE 31600 0 10617 PFIZER INC COM 717081103 5528 222117 SH SOLE 158088 0 64029 PIONEER NAT RES COM 723787107 3070 29977 SH SOLE 18977 0 11000 PIONEER SW ENERGY LP COM 72388B106 4626 209019 SH SOLE 197385 0 11634 PLAINS ALL AMERN PIPELINE L UN COM 726503105 4989 112043 SH SOLE 93216 0 18827 PORT AUTH NY & NJ CONS 85TH 5. MUNICIPAL BONDS 733580XZ2 232 200000 PRN SOLE 200000 0 0 POTASH CORP SASK INC COM 73755L107 717 18017 SH SOLE 10317 0 7700 PVR PARTNERS LP COM UNIT REPTG COM 693665101 269 10500 SH SOLE 9900 0 600 REGENCY ENERGY PART. COM 75885Y107 1952 92615 SH SOLE 64246 0 28369 REINSURANCE GROUP AMER COM 759351604 756 14245 SH SOLE 9945 0 4300 ROCKLAND CNTY NY SOLID WAST 5. MUNICIPAL BONDS 773562CJ0 204 200000 PRN SOLE 200000 0 0 ROWAN COMPANIES PLC SHS CL A COM G7665A101 1227 40270 SH SOLE 24670 0 15600 SAFE BULKERS INC COM Y7388L103 1432 429884 SH SOLE 385087 0 44797 SEASPAN COM Y75638109 411 25561 SH SOLE 25423 0 138 SENIOR HSG PPTYS TR SH BEN INT COM 81721M109 6006 255583 SH SOLE 228821 0 26762 SIRIUS MINERALS PLC FOREIGN COMMON S G6768Q104 9786 23868543 SH DEFINED 9566526 13600154 701863 STARWOOD PPTY TR INC COM COM 85571B105 436 19321 SH SOLE 16721 0 2600 SUBURBAN PROPANE PARTNERS LPUT UNITS 864482104 787 20309 SH SOLE 19988 0 321 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 635 12825 SH SOLE 12825 0 0 TARGA NATURAL RES. LP COM 87611X105 698 19150 SH SOLE 9650 0 9500 TEEKAY TANKERS COM Y8565N102 118 41811 SH SOLE 37272 0 4539 THE TRAVELERS CO. COM 89417E109 4408 61879 SH SOLE 44808 0 17071 TORCHMARK CORP COM 891027104 2006 39359 SH SOLE 28996 0 10363 UNITED CONTL HLDGS INC COM COM 910047109 213 9245 SH SOLE 6026 0 3219 UNUM GROUP COM 91529Y106 1031 50161 SH SOLE 30861 0 19300 VANGUARD NATURAL RESOURCES LCO COM 92205F106 1387 53525 SH SOLE 40025 0 13500 VIACOM INC NEW CL B COM 92553P201 1753 33742 SH SOLE 21042 0 12700 WAL MART STORES INC COM 931142103 3251 48080 SH SOLE 34508 0 13572 XEROX CORP COM 984121103 452 67617 SH SOLE 43017 0 24600
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