0000732857-11-000008.txt : 20110420
0000732857-11-000008.hdr.sgml : 20110420
20110420131907
ACCESSION NUMBER: 0000732857-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110420
DATE AS OF CHANGE: 20110420
EFFECTIVENESS DATE: 20110420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLICKENHAUS & CO
CENTRAL INDEX KEY: 0000732857
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 131936873
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00654
FILM NUMBER: 11770181
BUSINESS ADDRESS:
STREET 1: 546 FIFTH AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-5000
BUSINESS PHONE: 212-953-7800
MAIL ADDRESS:
STREET 1: 546 FIFTH AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-5000
13F-HR
1
f033111.txt
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Institutional Investment Manager Filing this Report:
NAME: Glickenhaus & Co.
ADDRESS: 546 Fifth Avenue
New York, NY 10036
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Linda Anderson
Title: Director and Principal
Phone: 212-953-7872
Signature, Place, and Date of Signing:
Linda Anderson New York, NY April 20, 2011
Report Type Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 289
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,192,171,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 25774 SH SOLE 0 0 25774
A T & T INC (NEW) COM 00206R102 223 7272 SH DEFINED 2255 1030 3987
ABBOTT LABS COM 002824100 17153 349704 SH SOLE 294704 0 55000
ACUITY BRANDS INC COM COM 00508Y102 292 5000 SH SOLE 5000 0 0
AIG INTL LEASE 5.00 09/15/12 CORPORATE BONDS 459745FR1 330 325000 PRN SOLE 200000 0 125000
AL AG & MECH UNIV 5.000% 11/01 MUNICIPAL BONDS 010230KX7 480 500000 PRN SOLE 450000 0 50000
ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 251 250000 PRN SOLE 250000 0 0
ALCOA, INC. COM 013817101 21735 1230738 SH SOLE 1078827 0 151911
AMGEN INC COM 031162100 7013 131200 SH SOLE 104400 0 26800
AMR CORP DEL COM 001765106 624 96600 SH SOLE 88250 0 8350
ANADARKO PETE CODTD 09/19/0 5. CORPORATE BONDS 032511AX5 544 500000 PRN SOLE 300000 0 200000
ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2175 1905000 PRN SOLE 1790000 0 115000
AON CORP COM COM 037389103 2309 43600 SH SOLE 35800 0 7800
ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 424 400000 PRN SOLE 300000 0 100000
ASTRATA GROUP INC COM COM 04634R106 0 76435 SH SOLE 76435 0 0
ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 214 200000 PRN SOLE 200000 0 0
AURORA OIL & GAS CORP COM COM 052036100 3 254700 SH SOLE 254700 0 0
AVERY DENNISON CORP COM 053611109 2677 63800 SH SOLE 61000 0 2800
AXIS CAPITAL HLDGS LTD COM G0692U109 11069 316990 SH SOLE 278192 0 38798
B A S F A G SPONSORED ADR COM 055262505 547 6300 SH SOLE 6100 0 200
BANK OF AMERICA COM 060505104 16492 1237203 SH SOLE 1085092 0 152111
BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 281 278 SH SOLE 18 0 260
BANK OF NEW YORK MELLON CORPOR COM 064058100 271 9057 SH SOLE 9057 0 0
BAXTER INTL INC COM 071813109 6974 129700 SH SOLE 98300 0 31400
BEAZER HOMES USA INC COM 07556Q105 156 34100 SH SOLE 33300 0 800
BELL CAL COP 5.00 09/01/23 MUNICIPAL BONDS 07786EBR4 245 245000 PRN SOLE 245000 0 0
BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0
BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0
BOARDWALK PIPELINE PART. COM 096627104 16459 503950 SH SOLE 433866 0 70084
BP P L C SPONSORED ADR COM 055622104 565 12790 SH DEFINED 1150 3000 8640
BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 8286 69154 SH SOLE 59467 0 9687
CABOT OIL & GAS CORP COM 127097103 2720 51348 SH SOLE 36500 0 14848
CALIFORNIA ST RFDG 5.250% 10/0 MUNICIPAL BONDS 130628V98 230 225000 PRN SOLE 225000 0 0
CALUMET SPECIALTY PRODS PTNRUT COM 131476103 897 42200 SH SOLE 41500 0 700
CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 204 200000 PRN SOLE 200000 0 0
CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 410 16500 SH SOLE 500 0 16000
CHESAPEAKE ENERGY CORP COM 165167107 273 8150 SH SOLE 7850 0 300
CHEVRONTEXACO CORPORATION COM 166764100 1173 10908 SH DEFINED 7861 2900 147
CHINA AGRITECH INC COM NEW COM 16937A200 2031 324930 SH SOLE 299530 0 25400
CHUBB CORP COM 171232101 967 15768 SH SOLE 14820 0 948
CIT GRP 7.00 05/01/16 CORPORATE BONDS 125581FW3 626 625534 PRN SOLE 300534 0 325000
CITIGROUP INC. COM 172967101 44 10000 SH SOLE 0 0 10000
CITIZENS PPTY INS FL 4.000% 06 MUNICIPAL BONDS 176553EM3 1090 1100000 PRN SOLE 975000 0 125000
CNOOC LTD SPONSORED ADR COM 126132109 1189 4700 SH SOLE 4600 0 100
COLONIE NY GO 3.000% 07/15/11 MUNICIPAL BONDS 196144Z36 622 620000 PRN SOLE 100000 0 520000
COMCAST CORP CL A SPL COM 20030N200 613 26392 SH SOLE 23250 0 3142
COMPTON CA REDEV 5.000% 08/01/ MUNICIPAL BONDS 204712HF3 279 300000 PRN SOLE 300000 0 0
CONOCOPHILLIPS COM COM 20825C104 729 9127 SH SOLE 6587 0 2540
CONSTELLATION ENERGY PARTNER COM 21038E101 163 72533 SH SOLE 60433 0 12100
CORNING INC COM 219350105 253 12244 SH SOLE 2000 0 10244
COSTAMARE INC SHS COM Y1771G102 270 15500 SH SOLE 14600 0 900
COVANTA HLDG CORP COM 22282E102 3764 220400 SH SOLE 177300 0 43100
CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 281 250000 PRN SOLE 250000 0 0
CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 253 250000 PRN SOLE 75000 0 175000
D R HORTON INC COM 23331A109 1357 116453 SH SOLE 94877 0 21576
DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 208 200000 PRN SOLE 200000 0 0
DENBURY RES INC COM 247916208 4331 177503 SH SOLE 159803 0 17700
DEVON ENERGY CORP COM 25179M103 22213 242055 SH SOLE 209900 0 32155
DHT MARITIME,INC COM Y2065G105 3221 669624 SH SOLE 461372 0 208252
DIANA SHIPPING INC COM Y2066G104 3611 304967 SH SOLE 262625 0 42342
DOW CHEMICAL CORP COM 260543103 16044 425016 SH SOLE 377678 0 47338
DREYFUS STRATEGIC MUN BD FD CO MUNICIPAL BOND F 26202F107 309 40000 SH SOLE 40000 0 0
DU PONT E I DE NEMOURS CO COM 263534109 1667 30325 SH SOLE 29700 0 625
DUKE ENERGY CORP COM 26441C105 1378 75908 SH SOLE 71308 0 4600
DUPONT FABROS TECHNOLOGY INC. COM 26613Q106 1724 71100 SH SOLE 67800 0 3300
DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 374 350000 PRN SOLE 250000 0 100000
EDGAR ONLINE INC COM COM 279765101 235 179096 SH SOLE 8300 0 170796
ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 9843 152328 SH SOLE 144566 0 7762
ENCORE ENERGY LP COM 29257A106 13203 562320 SH SOLE 504471 0 57849
ENERGY TRANS. EQUITY LP COM 29273V100 20606 457916 SH SOLE 419349 0 38567
ENERGY TRANSFER PARTNERS COM 29273R109 51214 989450 SH SOLE 912417 0 77033
ENERPLUS CORPORATION COM 292766102 16148 510041 SH SOLE 462823 0 47218
ENSCO INTERNATIONAL SPONS ADR COM 29358Q109 4077 70479 SH SOLE 65279 0 5200
ENTERPRISE PRODS PART. COM 293792107 127128 2952335 SH SOLE 2776281 0 176054
EOG RESOURCES INC. COM 26875P101 9540 80502 SH SOLE 68535 0 11967
EQUAL ENERGY LTD COM 29390Q109 653 78976 SH SOLE 73964 0 5012
ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 355 335000 PRN SOLE 200000 0 135000
ESCROW ATLAS ENERGY SPECIAL SITUATIO 049ESC106 0 208770 SH SOLE 190557 0 18213
EVOLUTION PETROLEUM CORP COM COM 30049A107 191 24501 SH SOLE 24501 0 0
EXCEL MARITIME CARRIERS LTD CO COM V3267N107 2300 536031 SH SOLE 432873 0 103158
EXXON CORPORATION COM 30231G102 1978 23513 SH DEFINED 9486 4200 9827
E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 330 315000 PRN SOLE 115000 0 200000
FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 612 45000 SH SOLE 42700 0 2300
FL DEPT OF CHILD 5.00% 04/01/1 MUNICIPAL BONDS 34160EBQ6 258 250000 PRN SOLE 250000 0 0
FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 474 470000 PRN SOLE 470000 0 0
FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 215 200000 PRN SOLE 200000 0 0
FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 202 200000 PRN SOLE 0 0 200000
FORD MTR CR CO DTD 10/25/0 7.2 CORPORATE BONDS 345397TY9 257 250000 PRN SOLE 250000 0 0
FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 31417 4739350 SH SOLE 4262200 0 477150
FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 4277 77000 SH SOLE 69800 0 7200
GENERAL ELEC CO COM 369604103 2637 131524 SH DEFINED 95076 3000 33448
GENERAL MARITIME COM Y2693R101 96 46900 SH SOLE 45560 0 1340
GIBRALTAR INDUSTRIES INC COM 374689107 1700 142511 SH SOLE 141111 0 1400
GLOBAL GEOPHYSICAL SERV. COM 37946S107 8141 562995 SH SOLE 514500 0 48495
GLOBE SPECIALTY METALS INC COM COM 37954N206 387 17000 SH SOLE 17000 0 0
GULF COAST TX WSTE DISP 5.000% MUNICIPAL BONDS 401905BV5 206 190000 PRN SOLE 190000 0 0
HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 212 200000 PRN SOLE 200000 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 1874 69600 SH SOLE 65700 0 3900
HEWLETT PACKARD CO COM 428236103 15630 381492 SH SOLE 305920 0 75572
HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 217 200000 PRN SOLE 175000 0 25000
HONEYWELL INTERNATIONAL, INC. COM 438516106 627 10500 SH SOLE 10100 0 400
HUNTSVILLE AL PUB ED BLDG 5.65 MUNICIPAL BONDS 447156AK6 246 320000 PRN SOLE 320000 0 0
I B M COM 459200101 19327 118519 SH SOLE 93236 0 25283
ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 204 200000 PRN SOLE 200000 0 0
INDO MINES LTD FOREIGN COMMON S Q4888B106 14 50000 SH SOLE 50000 0 0
INERGY L P COM 456615103 8998 224388 SH SOLE 212617 0 11771
INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1194 995000 PRN SOLE 595000 0 400000
INGERSOLL-RAND PLC COM G47791101 6507 134700 SH SOLE 126850 0 7850
INTERNATIONAL PAPER CO COM 460146103 569 18845 SH SOLE 12655 0 6190
INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 440 425000 PRN SOLE 225000 0 200000
ISTAR FINL INC COM COM 45031U101 101 10980 SH SOLE 9775 0 1205
J.P. MORGAN CHASE & CO COM 46625H100 1994 43252 SH DEFINED 29771 2000 11481
JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 266 250000 PRN SOLE 250000 0 0
JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 484 455000 PRN SOLE 400000 0 55000
JOHNSON & JOHNSON COM 478160104 1336 22544 SH SOLE 15569 0 6975
JONES CNTY TX PUB FAC 5.750% 1 MUNICIPAL BONDS 480161AA6 203 200000 PRN SOLE 200000 0 0
KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 220 200000 PRN SOLE 200000 0 0
KINDER MORGAN EGY PTNS L P UT COM 494550106 808 10900 SH SOLE 10100 0 800
K-SEA TRANSPORTATION PARTNER COM 48268Y101 148 18100 SH SOLE 18100 0 0
LABORATORY CORP AMER HLDGS COM COM 50540R409 650 7050 SH SOLE 6850 0 200
LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 270 16828 SH SOLE 15653 0 1175
LINCOLN NATIONAL COM 534187109 4616 153655 SH SOLE 123055 0 30600
LOEWS CORP COM 540424108 1754 40700 SH SOLE 32200 0 8500
LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 201 200000 PRN SOLE 200000 0 0
LYNAS CORPORATION LTD FOREIGN COMMON S Q5683J103 323 140000 SH SOLE 140000 0 0
MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 309 300000 PRN SOLE 75000 0 225000
MARKWEST ENERGY PARTNERS L PUN COM 570759100 16774 346060 SH SOLE 309083 0 36977
MAS H & E COVENANT 5.000% 07/0 MUNICIPAL BONDS 57586DAJ2 270 260000 PRN SOLE 260000 0 0
MASS ED FIN AUTH 5.500% 01/01/ MUNICIPAL BONDS 57563RHK8 311 300000 PRN SOLE 200000 0 100000
MASS HLTH & ED CAREGROUP 5.375 MUNICIPAL BONDS 57586C4F9 231 230000 PRN SOLE 115000 0 115000
MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 211 240000 PRN SOLE 140000 0 100000
MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 538 500000 PRN SOLE 400000 0 100000
MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 426 400000 PRN SOLE 200000 0 200000
MCDONALDS CORP COM 580135101 411 5399 SH SOLE 5399 0 0
METLIFE INC COM 59156R108 9798 219049 SH SOLE 190982 0 28067
MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 98 16034 SH SOLE 16034 0 0
MIAMI FL 5.000% 01/01/15 MUNICIPAL BONDS 5933885A5 541 515000 PRN SOLE 490000 0 25000
MO JT ELEC 5.000% 01/01/16 MUNICIPAL BONDS 606092AE4 475 455000 PRN SOLE 255000 0 200000
MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 7111 7040352 SH SOLE 6326452 0 713900
MONMOUTH REAL ESTATE INVT COCL COM 609720107 98 11900 SH SOLE 2400 0 9500
MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 200 200000 PRN SOLE 200000 0 0
MORGAN STANLY DN WTTR COM 617446448 8968 328240 SH SOLE 271490 0 56750
NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 1949 489134 SH SOLE 409534 0 79600
NAVIOS MARITIME HOLDINGS COM Y62196103 40308 7071549 SH SOLE 6663381 0 408168
NAVIOS MARITIME PART. COM Y62267102 42099 2070798 SH SOLE 1836440 0 234358
NC EASTERN MUN PWR AGY 4.000% MUNICIPAL BONDS 658196Y20 263 250000 PRN SOLE 250000 0 0
NC PWR CATAWBA 5.250% 01/01/13 MUNICIPAL BONDS 658203G81 266 250000 PRN SOLE 250000 0 0
NC PWR CATAWBA 5.250% 01/10/18 MUNICIPAL BONDS 658203K52 279 250000 PRN SOLE 250000 0 0
NEW FLYER INDS INC/NEW FLR CIN UNITS 64438R306 2632 242240 SH SOLE 157890 0 84350
NEW HAMPSHIRE HLTH 5.00 07/01/ MUNICIPAL BONDS 644614TL3 209 200000 PRN SOLE 200000 0 0
NEW JERSEY HLTH HOLY NAME 4.25 MUNICIPAL BONDS 64579FJ20 229 250000 PRN SOLE 225000 0 25000
NEW YORK NY 5.00 08/01/19 MUNICIPAL BONDS 64966FV84 757 700000 PRN SOLE 275000 0 425000
NEW YORK NY 5.000% 09/01/19 MUNICIPAL BONDS 64966HAV2 465 425000 PRN SOLE 325000 0 100000
NEW YORK ST DORM AUTH REVS RFD MUNICIPAL BONDS 64983TY98 338 325000 PRN SOLE 175000 0 150000
NEW YORK ST DORM AUTH. 4.000% MUNICIPAL BONDS 649901CA1 213 212500 PRN SOLE 162500 0 50000
NEW YORK ST TWY 4.100% 04/01/1 MUNICIPAL BONDS 650013XV2 300 300000 PRN SOLE 300000 0 0
NEW YORK STATE DORM AUTH 4.000 MUNICIPAL BONDS 649901LP8 311 300000 PRN SOLE 250000 0 50000
NEW YORK STATE DORM AUTH 4.200 MUNICIPAL BONDS 649901KK0 565 545000 PRN SOLE 545000 0 0
NEWMONT MNG CORP COM 651639106 218 4000 SH SOLE 4000 0 0
NH HEALTH & ED 3.250% 08/01/13 MUNICIPAL BONDS 644614YY9 353 345000 PRN SOLE 245000 0 100000
NIAGARA FALLS NY CSD 5.000% 06 MUNICIPAL BONDS 653424CJ8 425 420000 PRN SOLE 420000 0 0
NJ ED KEAN UNIV 5.000% 09/01/2 MUNICIPAL BONDS 646065ZS4 262 250000 PRN SOLE 100000 0 150000
NJ EDA 5.00 09/01/29 MND PUT 0 MUNICIPAL BONDS 645918LR2 214 200000 PRN SOLE 100000 0 100000
NJ EDA 5.000% 03/01/17 MUNICIPAL BONDS 645918PL1 587 550000 PRN SOLE 375000 0 175000
NJ EDA 5.875% 06/01/18 MUNICIPAL BONDS 64577HLE9 511 500000 PRN SOLE 500000 0 0
NJ HLTH CARE FAC 5.250% 10/01/ MUNICIPAL BONDS 64580AAK7 219 200000 PRN SOLE 200000 0 0
NJ HLTH CARE FAC 5.500% 10/01/ MUNICIPAL BONDS 64580AAL5 317 300000 PRN SOLE 300000 0 0
NJ HSG 6.375% 10/01/28 MUNICIPAL BONDS 6461292E5 204 195000 PRN SOLE 195000 0 0
NOBLE CORPORATION BAAR NAMEN - COM H5833N103 1711 37500 SH SOLE 34200 0 3300
NORTH TEXAS TOLL AUTH 6.000% 0 MUNICIPAL BONDS 66285WAM8 273 250000 PRN SOLE 250000 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 30138 443917 SH SOLE 436985 0 6932
NUSTAR GP HOLDINGS COM 67059L102 18151 497968 SH SOLE 439136 0 58832
NUVEEN MUN MKT OPPORTNTY FD CO MUNICIPAL BOND F 67062W103 312 25000 SH SOLE 25000 0 0
NV ENERGY INC COM COM 67073Y106 5389 361923 SH SOLE 349791 0 12132
NY ST DORM AUTH 5.100% 02/01/1 MUNICIPAL BONDS 649839H83 200 200000 PRN SOLE 0 0 200000
NYC IDA USTA 5.000% 11/15/11 MUNICIPAL BONDS 64971C2U7 255 250000 PRN SOLE 250000 0 0
NYS DORM AUTH REVS SR B 5.250% MUNICIPAL BONDS 64983W8P4 262 250000 PRN SOLE 250000 0 0
NYS ENG 5.150% 11/01/25 MUNICIPAL BONDS 649845ED2 1597 1595000 PRN SOLE 1130000 0 465000
NYS ENG NYSEG 4.100% 03/15/15 MUNICIPAL BONDS 649845BC7 518 520000 PRN SOLE 420000 0 100000
NYS ENV 5.000% 03/15/18 MUNICIPAL BONDS 649849BK1 1074 1000000 PRN SOLE 600000 0 400000
NYS MTG 5.250% 10/01/12 MUNICIPAL BONDS 649886L48 501 500000 PRN SOLE 400000 0 100000
NYS MTG AGY 5.000% 10/01/17 MUNICIPAL BONDS 649886ZP6 501 500000 PRN SOLE 200000 0 300000
NYS MUNI BOND BANK 5.250% 12/0 MUNICIPAL BONDS 64988TED6 1145 1100000 PRN SOLE 700000 0 400000
NYS TWY 5.250% 04/01/14 MUNICIPAL BONDS 650014EP4 278 250000 PRN SOLE 250000 0 0
NYS TWY AUTH HWY & BRDG TR 4.0 MUNICIPAL BONDS 650013D77 207 200000 PRN SOLE 200000 0 0
NYS TWY AUTH HWY & BRDG TR 5.2 MUNICIPAL BONDS 650013ZP3 300 300000 PRN SOLE 0 0 300000
NYSDA 4.000% 02/15/13 MUNICIPAL BONDS 64983M5J3 765 730000 PRN SOLE 680000 0 50000
NYSDA 4.125% 02/15/14 MUNICIPAL BONDS 64983M6N3 1100 1035000 PRN SOLE 835000 0 200000
NYSDA 5.250% 07/01/13 MUNICIPAL BONDS 64971CGK4 201 200000 PRN SOLE 200000 0 0
NYSDA 5.250% 11/15/13 MUNICIPAL BONDS 649901MC6 560 525000 PRN SOLE 500000 0 25000
NYSDA 5.50 07/01/23 MUNICIPAL BONDS 64983USF8 200 200000 PRN SOLE 100000 0 100000
NYSDA 5.500% 07/01/11 MUNICIPAL BONDS 64983XQR8 482 480000 PRN SOLE 330000 0 150000
NYSDA 5.500% 11/01/13 MUNICIPAL BONDS 649838A66 246 235000 PRN SOLE 0 0 235000
NYSDA 6.000% 07/01/14 MUNICIPAL BONDS 649834JB5 555 515000 PRN SOLE 515000 0 0
NYSDA 6.050% 02/01/26 MUNICIPAL BONDS 64983WYL4 341 340000 PRN SOLE 240000 0 100000
NYSDA 6.250% 07/01/20 MUNICIPAL BONDS 64983XKK9 697 690000 PRN SOLE 300000 0 390000
NYSDA ARC 3.000% 07/01/11 MUNICIPAL BONDS 649905HD1 201 200000 PRN SOLE 100000 0 100000
NYSDA ARC 4.000% 07/01/12 MUNICIPAL BONDS 649905HE9 257 250000 PRN SOLE 150000 0 100000
NYSDA CITY UNIV 5.000% 07/01/1 MUNICIPAL BONDS 64983M2A5 241 215000 PRN SOLE 215000 0 0
NYSDA CLD SVC 5.000% 06/01/18 MUNICIPAL BONDS 649903D57 551 500000 PRN SOLE 100000 0 400000
NYSDA FIT 5.250% 07/01/15 MUNICIPAL BONDS 64983TRW5 217 200000 PRN SOLE 200000 0 0
NYSDA MANHATTAN COLL 5.500% 07 MUNICIPAL BONDS 64983XQY3 302 300000 PRN SOLE 0 0 300000
NYSDA MENTAL 5.000% 02/15/19 MUNICIPAL BONDS 64983MGP7 267 250000 PRN SOLE 0 0 250000
NYSDA MT SINAI HSP 5.000% 07/0 MUNICIPAL BONDS 649905Q33 312 300000 PRN SOLE 100000 0 200000
NYSDA NORTH SHORE HSP 5.200% 1 MUNICIPAL BONDS 649903LZ2 280 280000 PRN SOLE 280000 0 0
NYSDA SO NASS COM HSP 5.250% 0 MUNICIPAL BONDS 64983XR63 355 350000 PRN SOLE 350000 0 0
NYSE EURONEXT COM 629491101 851 24200 SH SOLE 24200 0 0
OCCIDENTAL PETE COM 674599105 20216 193470 SH SOLE 169400 0 24070
OPKO HEALTH INC COM COM 68375N103 75 20000 SH SOLE 20000 0 0
ORLANDO FL REDEV TX 4.000% 09/ MUNICIPAL BONDS 686430EN5 259 250000 PRN SOLE 250000 0 0
PA EDA EINSTEIN HLTH 6.250% 10 MUNICIPAL BONDS 70868WAJ2 307 300000 PRN SOLE 300000 0 0
PAA NATURAL GAS STORAGE LP COM 693139107 3204 136100 SH SOLE 127700 0 8400
PACKAGING CORP AMER COM 695156109 13507 467527 SH SOLE 391653 0 75874
PANAMA CITY BCH FL 4.250% 11/0 MUNICIPAL BONDS 698148AF0 366 350000 PRN SOLE 350000 0 0
PARAGON SHIPPING COM 69913R309 448 157100 SH SOLE 142500 0 14600
PATRIOT COAL CORP COM COM 70336T104 749 28998 SH SOLE 27352 0 1646
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