-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JsjcyATPfxj4vm9q26T6iE+FW9u0C6LEFdYNaoiknPClRLv8FDWftKUxUfGkB/4Z b8k18bqzBIqgRglRiffr3Q== 0000732857-11-000006.txt : 20110114 0000732857-11-000006.hdr.sgml : 20110114 20110114102709 ACCESSION NUMBER: 0000732857-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110114 DATE AS OF CHANGE: 20110114 EFFECTIVENESS DATE: 20110114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 11529046 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 BUSINESS PHONE: 212-953-7800 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 13F-HR 1 f123110.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY January 14, 2011 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 289 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,120,303,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 361 12272 SH DEFINED 2255 1030 8987 ABBOTT LABS COM 002824100 11781 245904 SH SOLE 206604 0 39300 ACUITY BRANDS INC COM COM 00508Y102 288 5000 SH SOLE 5000 0 0 AIG INTL LEASE 5.00 09/15/12 CORPORATE BONDS 459745FR1 327 325000 PRN SOLE 200000 0 125000 AIG INTL LS FIN CORP 5.55 09/0 CORPORATE BONDS 45974VA73 202 200000 PRN SOLE 100000 0 100000 AL AG & MECH UNIV 5.000% 11/01 MUNICIPAL BONDS 010230KX7 499 500000 PRN SOLE 450000 0 50000 ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 251 250000 PRN SOLE 250000 0 0 ALCOA, INC. COM 013817101 21802 1416652 SH SOLE 1248652 0 168000 AMGEN INC COM 031162100 7615 138700 SH SOLE 112400 0 26300 AMR CORP DEL COM 001765106 753 96600 SH SOLE 88250 0 8350 ANADARKO PETE CODTD 09/19/0 5. CORPORATE BONDS 032511AX5 645 600000 PRN SOLE 400000 0 200000 ANADARKO PETE CORP COM 032511107 201 2640 SH DEFINED 1100 540 1000 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2192 1955000 PRN SOLE 1840000 0 115000 AON CORP COM COM 037389103 2439 53000 SH SOLE 45200 0 7800 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 426 400000 PRN SOLE 300000 0 100000 ASTRATA GROUP INC COM COM 04634R106 0 76435 SH SOLE 76435 0 0 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 215 200000 PRN SOLE 200000 0 0 ATLAS ENERGY INC COM 049298102 9211 209480 SH SOLE 190408 0 19072 AURORA OIL & GAS CORP COM COM 052036100 3 254700 SH SOLE 254700 0 0 AVERY DENNISON CORP COM 053611109 2803 66200 SH SOLE 63500 0 2700 AXIS CAPITAL HLDGS LTD COM G0692U109 11395 317590 SH SOLE 278792 0 38798 B A S F A G SPONSORED ADR COM 055262505 515 6400 SH SOLE 6200 0 200 BANK OF AMERICA COM 060505104 8990 673910 SH SOLE 574442 0 99468 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 266 278 SH SOLE 18 0 260 BANK OF NEW YORK MELLON CORPOR COM 064058100 280 9257 SH SOLE 9257 0 0 BAXTER INTL INC COM 071813109 11707 231271 SH SOLE 191871 0 39400 BEAZER HOMES USA INC COM 07556Q105 184 34100 SH SOLE 33300 0 800 BELL CAL COP 5.00 09/01/23 MUNICIPAL BONDS 07786EBR4 245 245000 PRN SOLE 245000 0 0 BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PART. COM 096627104 16451 528469 SH SOLE 456066 0 72403 BP P L C SPONSORED ADR COM 055622104 235 5325 SH DEFINED 725 3000 1600 BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 8892 70267 SH SOLE 60067 0 10200 BUCKEYE PARTNERS L P COM 118230101 202 3025 SH SOLE 2785 0 240 CABOT OIL & GAS CORP COM 127097103 2123 56100 SH SOLE 40700 0 15400 CALIFORNIA ST RFDG 5.250% 10/0 MUNICIPAL BONDS 130628V98 232 225000 PRN SOLE 225000 0 0 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 929 43600 SH SOLE 42900 0 700 CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 207 200000 PRN SOLE 200000 0 0 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 406 16500 SH SOLE 500 0 16000 CHESAPEAKE ENERGY CORP COM 165167107 211 8150 SH SOLE 7850 0 300 CHEVRONTEXACO CORPORATION COM 166764100 995 10908 SH DEFINED 7861 2900 147 CHINA AGRITECH INC COM NEW COM 16937A200 3892 317192 SH SOLE 291792 0 25400 CHUBB CORP COM 171232101 945 15838 SH SOLE 14890 0 948 CITIGROUP INC. COM 172967101 52 11025 SH SOLE 1025 0 10000 CITIZENS PPTY INS FL 4.000% 06 MUNICIPAL BONDS 176553EM3 1087 1100000 PRN SOLE 975000 0 125000 CNOOC LTD SPONSORED ADR COM 126132109 1144 4800 SH SOLE 4700 0 100 COLONIE NY GO 3.000% 07/15/11 MUNICIPAL BONDS 196144Z36 624 620000 PRN SOLE 100000 0 520000 COMCAST CORP CL A SPL COM 20030N200 534 25642 SH SOLE 22500 0 3142 COMPTON CA REDEV 5.000% 08/01/ MUNICIPAL BONDS 204712HF3 292 300000 PRN SOLE 300000 0 0 CONOCOPHILLIPS COM COM 20825C104 652 9579 SH SOLE 6587 0 2992 CONSTELLATION ENERGY PARTNER COM 21038E101 199 71533 SH SOLE 59433 0 12100 CORNING INC COM 219350105 471 24403 SH SOLE 2000 0 22403 COSTAMARE INC SHS COM Y1771G102 268 18500 SH SOLE 14600 0 3900 COVANTA HLDG CORP COM 22282E102 3922 228150 SH SOLE 185250 0 42900 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 282 250000 PRN SOLE 250000 0 0 CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 262 250000 PRN SOLE 75000 0 175000 D R HORTON INC COM 23331A109 1427 119592 SH SOLE 95327 0 24265 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 207 200000 PRN SOLE 200000 0 0 DENBURY RES INC COM 247916208 3494 183003 SH SOLE 165303 0 17700 DENBURY RES. 7.500% 12/15/15 CORPORATE BONDS 24823UAF5 906 875000 PRN SOLE 755000 0 120000 DEVON ENERGY CORP COM 25179M103 16660 212205 SH SOLE 181900 0 30305 DHT MARITIME,INC COM Y2065G105 2972 639166 SH SOLE 435872 0 203294 DIANA SHIPPING INC COM Y2066G104 3696 307500 SH SOLE 263100 0 44400 DOW CHEMICAL CORP COM 260543103 14768 432564 SH SOLE 383978 0 48586 DREYFUS STRATEGIC MUN BD FD CO MUNICIPAL BOND F 26202F107 303 40000 SH SOLE 40000 0 0 DU PONT E I DE NEMOURS CO COM 263534109 1513 30325 SH SOLE 29700 0 625 DUKE ENERGY CORP COM 26441C105 1352 75908 SH SOLE 71308 0 4600 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 377 350000 PRN SOLE 250000 0 100000 EDGAR ONLINE INC COM COM 279765101 196 163296 SH SOLE 8300 0 154996 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 9528 152738 SH SOLE 144966 0 7772 ENCORE ENERGY LP COM 29257A106 12660 563403 SH SOLE 503171 0 60232 ENERGY TRANS. EQUITY LP COM 29273V100 17949 459415 SH SOLE 420149 0 39266 ENERGY TRANSFER PARTNERS COM 29273R109 51434 992556 SH SOLE 914017 0 78539 ENERPLUS RES FD TR UNIT NEW COM 29274D604 15740 510390 SH SOLE 462473 0 47917 ENTERPRISE PRODS PART. COM 293792107 122559 2945425 SH SOLE 2766481 0 178944 EOG RESOURCES INC. COM 26875P101 7953 87002 SH SOLE 75035 0 11967 EQUAL ENERGY LTD COM 29390Q109 485 78976 SH SOLE 73964 0 5012 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 357 335000 PRN SOLE 200000 0 135000 EVOLUTION PETROLEUM CORP COM COM 30049A107 153 23501 SH SOLE 23501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 3008 534286 SH SOLE 429646 0 104640 EXXON CORPORATION COM 30231G102 2107 28818 SH DEFINED 9486 4200 15132 E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 332 315000 PRN SOLE 115000 0 200000 FALL RIVER MA 4.200% 07/15/20 MUNICIPAL BONDS 306297YS5 300 300000 PRN SOLE 300000 0 0 FEDEX CORP COM 31428X106 214 2300 SH SOLE 300 0 2000 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 686 45000 SH SOLE 42700 0 2300 FL DEPT OF CHILD 5.00% 04/01/1 MUNICIPAL BONDS 34160EBQ6 259 250000 PRN SOLE 250000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 485 470000 PRN SOLE 470000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 216 200000 PRN SOLE 200000 0 0 FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 204 200000 PRN SOLE 0 0 200000 FORD MTR CR CO DTD 10/25/0 7.2 CORPORATE BONDS 345397TY9 258 250000 PRN SOLE 250000 0 0 FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 31836 4748950 SH SOLE 4271800 0 477150 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 4696 39100 SH SOLE 35400 0 3700 GENERAL ELEC CO COM 369604103 2682 146631 SH DEFINED 93998 3000 49633 GENERAL MARITIME COM Y2693R101 152 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 1936 142700 SH SOLE 141300 0 1400 GLOBAL GEOPHYSICAL SERV. COM 37946S107 5991 577200 SH SOLE 522800 0 54400 GLOBE SPECIALTY METALS INC COM COM 37954N206 291 17000 SH SOLE 17000 0 0 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 212 200000 PRN SOLE 200000 0 0 HEWLETT PACKARD CO COM 428236103 14879 353432 SH SOLE 283120 0 70312 HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 218 200000 PRN SOLE 175000 0 25000 HONEYWELL INTERNATIONAL, INC. COM 438516106 569 10700 SH SOLE 10300 0 400 HUNTSVILLE AL PUB ED BLDG 5.65 MUNICIPAL BONDS 447156AK6 259 320000 PRN SOLE 320000 0 0 I B M COM 459200101 19918 135719 SH SOLE 108136 0 27583 ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 202 200000 PRN SOLE 200000 0 0 INDO MINES LTD FOREIGN COMMON S Q4888B106 14 50000 SH SOLE 50000 0 0 INERGY L P COM 456615103 8826 224917 SH SOLE 212117 0 12800 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1199 995000 PRN SOLE 595000 0 400000 INGERSOLL-RAND PLC COM G47791101 5839 124000 SH SOLE 116650 0 7350 INTERNATIONAL PAPER CO COM 460146103 513 18845 SH SOLE 12655 0 6190 INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 477 465000 PRN SOLE 265000 0 200000 ISTAR FINL INC COM COM 45031U101 86 10980 SH SOLE 9775 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 2154 50780 SH DEFINED 30671 2000 18109 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 269 250000 PRN SOLE 250000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 489 455000 PRN SOLE 400000 0 55000 JOHNSON & JOHNSON COM 478160104 11302 182729 SH SOLE 149254 0 33475 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 220 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 766 10900 SH SOLE 10100 0 800 K-SEA TRANSPORTATION PARTNER COM 48268Y101 88 18100 SH SOLE 18100 0 0 LABORATORY CORP AMER HLDGS COM COM 50540R409 620 7050 SH SOLE 6850 0 200 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 261 16578 SH SOLE 15403 0 1175 LINCOLN NATIONAL COM 534187109 4690 168655 SH SOLE 138055 0 30600 LOEWS CORP COM 540424108 4623 118800 SH SOLE 106700 0 12100 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 203 200000 PRN SOLE 200000 0 0 LYNAS CORPORATION LTD FOREIGN COMMON S Q5683J103 302 140000 SH SOLE 140000 0 0 MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 312 300000 PRN SOLE 75000 0 225000 MARATHON OIL CORP 6.500% 02/15 CORPORATE BONDS 565849AG1 647 575000 PRN SOLE 475000 0 100000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 15667 361749 SH SOLE 323083 0 38666 MAS H & E COVENANT 5.000% 07/0 MUNICIPAL BONDS 57586DAJ2 269 260000 PRN SOLE 260000 0 0 MASS HLTH & ED CAREGROUP 5.375 MUNICIPAL BONDS 57586C4F9 236 230000 PRN SOLE 115000 0 115000 MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 215 240000 PRN SOLE 140000 0 100000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 545 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 430 400000 PRN SOLE 200000 0 200000 MCDONALDS CORP COM 580135101 414 5399 SH SOLE 5399 0 0 METLIFE INC COM 59156R108 7090 159549 SH SOLE 146582 0 12967 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 101 16034 SH SOLE 16034 0 0 MIAMI FL 5.000% 01/01/15 MUNICIPAL BONDS 5933885A5 543 515000 PRN SOLE 490000 0 25000 MICROSOFT CORP COM 594918104 281 10056 SH SOLE 10056 0 0 MO JT ELEC 5.000% 01/01/16 MUNICIPAL BONDS 606092AE4 477 455000 PRN SOLE 255000 0 200000 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 2997 1822200 SH SOLE 1811800 0 10400 MONMOUTH REAL ESTATE INVT COCL COM 609720107 101 11900 SH SOLE 2400 0 9500 MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 202 200000 PRN SOLE 200000 0 0 MORGAN STANLY DN WTTR COM 617446448 9087 333940 SH SOLE 277190 0 56750 NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 1736 434109 SH SOLE 369709 0 64400 NAVIOS MARITIME HOLDINGS COM Y62196103 37791 7157322 SH SOLE 6745617 0 411705 NAVIOS MARITIME PART. COM Y62267102 40278 2070840 SH SOLE 1830440 0 240400 NC EASTERN MUN PWR AGY 4.000% MUNICIPAL BONDS 658196Y20 262 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/01/13 MUNICIPAL BONDS 658203G81 267 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/10/18 MUNICIPAL BONDS 658203K52 280 250000 PRN SOLE 250000 0 0 NEW FLYER INDS INC/NEW FLR CIN UNITS 64438R306 2810 246640 SH SOLE 157890 0 88750 NEW HAMPSHIRE HLTH 5.00 07/01/ MUNICIPAL BONDS 644614TL3 207 200000 PRN SOLE 200000 0 0 NEW JERSEY HLTH HOLY NAME 4.25 MUNICIPAL BONDS 64579FJ20 236 250000 PRN SOLE 225000 0 25000 NEW YORK NY 5.00 08/01/19 MUNICIPAL BONDS 64966FV84 791 725000 PRN SOLE 300000 0 425000 NEW YORK NY 5.000% 09/01/19 MUNICIPAL BONDS 64966HAV2 467 425000 PRN SOLE 325000 0 100000 NEW YORK ST DORM AUTH REVS RFD MUNICIPAL BONDS 64983TY98 341 325000 PRN SOLE 175000 0 150000 NEW YORK ST DORM AUTH. 4.000% MUNICIPAL BONDS 649901CA1 215 212500 PRN SOLE 162500 0 50000 NEW YORK ST HSG FIN AG SR K 5. 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