-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoaI420kr362araX7dRby5p2dgFFci+Nc4i7TgFSN7UHZoztQ+7qOCCHDZRKds7Z EiuaRuJOifcBPC5SV7POkQ== 0001144204-08-009363.txt : 20080214 0001144204-08-009363.hdr.sgml : 20080214 20080214151737 ACCESSION NUMBER: 0001144204-08-009363 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 GROUP MEMBERS: DAVID F. FIRESTONE GROUP MEMBERS: MERCATOR MOMENTUM FUND III, L.P. GROUP MEMBERS: MERCATOR MOMENTUM FUND, L.P. GROUP MEMBERS: MONARCH POINTE FUND, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MULTIBAND CORP CENTRAL INDEX KEY: 0000732412 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 411255001 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36987 FILM NUMBER: 08614259 BUSINESS ADDRESS: STREET 1: 9449 SCIENCE CENTER DR CITY: NEW HOPE STATE: MN ZIP: 55428 BUSINESS PHONE: 6125043000 MAIL ADDRESS: STREET 1: 9449 SCIENCE CENTER DRIVE CITY: NEW HOPE STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MULTIBAND INC DATE OF NAME CHANGE: 20040716 FORMER COMPANY: FORMER CONFORMED NAME: VICOM INC DATE OF NAME CHANGE: 20040709 FORMER COMPANY: FORMER CONFORMED NAME: MULTIBAND INC DATE OF NAME CHANGE: 20040707 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: M.A.G. Capital, LLC CENTRAL INDEX KEY: 0001218181 IRS NUMBER: 300021359 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 555 S. FLOWER ST. STREET 2: SUITE 4500 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2135338288 MAIL ADDRESS: STREET 1: 555 SOUTH FLOWER ST. STREET 2: SUITE 4500 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: MERCATOR ADVISORY GROUP LLC DATE OF NAME CHANGE: 20030210 SC 13G/A 1 v103716_sc13ga.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(AMENDMENT No. 3)
 
MULTIBAND CORP.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

62544X100
(CUSIP Number)

December 31, 2007
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
ý Rule 13d-1(c)
 
¨ Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall not be subject to all other provisions of the Act (however, see the Notes).
 


CUSIP NO. 62544X100
 
 
1.
NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mercator Momentum Fund, L.P.
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
o
   
(b)
x
 
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
California
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
   
5.
SOLE VOTING POWER
0
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
8.
SHARED DISPOSITIVE POWER
0
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
 
12.
TYPE OF REPORTING PERSON
PN
 
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CUSIP NO. 62544X100
 
 
1.
NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mercator Momentum Fund III, L.P.
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
o
   
(b)
x
 
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
California
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
   
5.
SOLE VOTING POWER
0
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
8.
SHARED DISPOSITIVE POWER
0
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
 
12.
TYPE OF REPORTING PERSON
PN
 
3 of 10

 
CUSIP NO. 62544X100
 
 
1.
NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Monarch Pointe Fund, Ltd.
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
o
   
(b)
x
 
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
   
5.
SOLE VOTING POWER
0
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
8.
SHARED DISPOSITIVE POWER
0
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
 
12.
TYPE OF REPORTING PERSON
CO
 
4 of 10


CUSIP NO. 62544X100
 
 
1.
NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
M.A.G. Capital, LLC
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
o
   
(b)
x
 
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
California
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
   
5.
SOLE VOTING POWER
0
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
8.
SHARED DISPOSITIVE POWER
0
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
 
12.
TYPE OF REPORTING PERSON
IA
 
5 of 10

 
CUSIP NO. 62544X100
 
 
1.
NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David F. Firestone
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
o
   
(b)
x
 
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
   
5.
SOLE VOTING POWER
0
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
8.
SHARED DISPOSITIVE POWER
0
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
 
12.
TYPE OF REPORTING PERSON
IN
 
6 of 10

 
This statement is hereby amended and restated in its entirety as follows:
 
Item 1(a). Name of Issuer.
 
The name of the issuer is Multiband Corp. (the “Issuer”).
 
Item 1(b). Address of Issuer’s Principal Executive Offices.
 
The address of the Issuer’s principal executive office is 9449 Science Center Dr., New Hope, Minnesota 55428.
 
Item 2(a). Name of Person Filing.
 
Mercator Momentum Fund, L.P. (“Momentum Fund”)
 
Mercator Momentum Fund III, L.P. (“Momentum Fund III” and, with Momentum Fund, the “Funds”)
 
M.A.G. Capital, LLC (“MAG”)
 
David F. Firestone (“Firestone”)
 
Monarch Pointe Fund, Ltd. (“MPF”)
 
This statement relates to the securities directly owned by the Funds and MPF. MAG is the general partner of each of the Funds and controls the investments of MPF. Firestone is the Managing Member of MAG. As a result of their control over the Funds and MPF, Firestone and MAG are deemed to beneficially own the securities of the Funds and MPF. The Funds, MPF, MAG and David F. Firestone are referred to herein as the “Reporting Persons.”
 
Item 2(b). Address of Principal Business Office, or, if None, Residence.
 
The business address of each of the Funds, MAG and Firestone is 555 S. Flower Street, Suite 4200, Los Angeles, CA 90071. The business address of MPF is c/o Bank of Ireland Securities Services, Ltd., New Century House, International Financial Services Center, Mayor Street Lower, Dublin 1, Republic of Ireland.
 
Item 2(c). Citizenship.
 
Each of the Funds is a California limited partnership. MAG, their general partner, is a California limited liability company. Firestone is a U.S. Citizen. MPF is a corporation organized under the laws of the British Virgin Islands.
 
Item 2(d). Title of Class of Securities.
 
The title of the class of securities to which this statement relates is the common stock of the Issuer, par value $0.01 per share (the “Common Stock”).
 
Item 2(e). CUSIP No.
 
The CUSIP number is 62544X100.
 
7 of 10

 
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b), Check Whether the Person Filing is a:
 
(a)
Broker or dealer registered under Section 15 of the Act
(b)
o Bank as defined in Section 3(a)(6) of the Act
(c)
Insurance Company as defined in Section 3(a)(19) of the Act
(d)
o Investment Company registered under Section 8 of the Investment Company Act of 1940
(e)
o Investment Adviser registered under section 203 of the Investment Advisers Act of 1940
(f)
Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement
 Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
(g)
o Parent Holding Company, in accordance with Rule 13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h)
Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
 
Item 4. Ownership.
 
As of December 31, 2007, none of Reporting Persons owned, directly or indirectly, any securities of the Issuer.
 
Item 5. Ownership of Five Percent or Less of a Class.
 
If this Schedule is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not Applicable.
 
Item 8. Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9. Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10. Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
 
8 of 10

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Dated: February 14, 2008
   
Dated: February 14, 2008
   
MERCATOR MOMENTUM FUND, L.P.
   
MERCATOR MOMENTUM FUND III, L.P.
     
By: M.A.G. CAPITAL, LLC, its general partner
   
By: M.A.G. CAPITAL, LLC, its general partner
       
By:    /s/ David Firestone
   
By:    /s/ David Firestone

                David Firestone, Managing Partner
   

David Firestone, Managing Partner
       
 
 
Dated: February 14, 2008
   
Dated: February 14, 2008
   
MONARCH POINTE FUND, LTD.
   
M.A.G. CAPITAL, LLC
     
By: M.A.G. CAPITAL, LLC, its investment advisor
   
By:    /s/ David Firestone
     

 David Firestone, Managing Partner
By:    /s/ David Firestone
   
 

                David Firestone, Managing Partner
   
       
 
 
Dated: February 14, 2008
     
   
/s/ David Firestone
   
 

David Firestone, Managing Partner
   
       
 
9 of 10

 
EXHIBIT A
AGREEMENT OF JOINT FILING
 
The undersigned hereby agree that the statement on Schedule 13G filed herewith (and any amendments thereto), is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person.
 
Dated: February 14, 2008
   
 
MERCATOR MOMENTUM FUND, L.P.
   
 
By: M.A.G. CAPITAL, LLC,
       its general partner
 
 
 
 
 
 
        By:  /s/ David Firestone
 

David Firestone, Managing Partner
   
 
     
 
MERCATOR MOMENTUM FUND III, L.P.
   
 
By: M.A.G. CAPITAL, LLC,
       its general partner
 
 
 
 
 
 
        By:  /s/ David Firestone
 

David Firestone, Managing Partner
   
 
     
 
MONARCH POINTE FUND, LTD.
   
 
By: M.A.G. CAPITAL, LLC, its investment advisor
 
 
 
 
 
 
        By:  /s/ David Firestone
 

David Firestone, Managing Partner
   
 
     
 
M.A.G. CAPITAL, LLC
 
 
 
 
 
 
        By:  /s/ David Firestone
 

David Firestone, Managing Partner
   
 
   
  /s/ David Firestone
 

David Firestone, Managing Partner
   
 
10 of 10

 
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