SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HOROWITZ RICHARD M

(Last) (First) (Middle)
9301 WILSHIRE BOULEVARD #615

(Street)
BEVERLY HILLS CA 90210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRIO TECH INTERNATIONAL [ TRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/10/2006
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
TRT Common Stock 01/06/2006 M 5,000 A $2.72 5,000 D
TRT Common Stock 01/06/2006 M 5,000 A $2.25 10,000 D
TRT Common Stock 01/06/2006 M 5,000 A $2.66 15,000 D
TRT Common Stock 01/06/2006 M 5,000 A $4.4 20,000 D
TRT Common Stock 01/06/2006 M 5,000 A $3.75 25,000 D
TRT Common Stock 01/06/2006 G V 25,000 D $0.00 0 (1) (2) D
TRT Common Stock 01/06/2006 G V 25,000 A $0.00 232,101 I By Trust
TRT Common Stock 4,600 I (3) By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $2.72 01/06/2006 M 5,000 10/16/2001 10/16/2006 TRT Common Stock 5,000 $2.72 0 D
Stock Option (Right to Buy) $2.25 01/06/2006 M 5,000 07/16/2002 07/16/2007 TRT Common Stock 5,000 $2.25 0 D
Stock Option (Right to Buy) $2.66 01/06/2006 M 5,000 07/14/2003 07/14/2008 TRT Common Stock 5,000 $2.66 0 D
Stock Option (Right to Buy) $4.4 01/06/2006 M 5,000 07/01/2004 07/01/2009 TRT Common Stock 5,000 $4.4 0 D
Stock Option (Right to Buy) $3.75 01/06/2006 M 5,000 07/07/2005 07/07/2010 TRT Common Stock 5,000 $3.75 0 D
Explanation of Responses:
1. The Form 4 filed on January 10, 2006 is being amended for the following reasons: (a) the original Form 4 inadvertantly failed to reflect that, while the shares acquired upon exercise of the Rule 16b-3 options (which transactions were timely reported) were directly acquired by the reporting person, the reporting person immediately transferred those shares by gift to his living trust, which trust may be revoked as to such shares only with the consent of both the reporting person and his spouse; and (b) the original Form 4 inadvertantly indicated that 240,701 shares were beneficially owned following the reported transactions directly by the reporting person whne in fact (I) 4,600 shares should have been shown as held indirectly through an individual retirement account of the spouse of the reporting person, (II) 232,101 shares should have been reported as held by the above-described trust and (III) the remaining 4,000 shares were mistakenly taken into account when (footnote 1 of 2)
2. (footnote 2 of 2) such shares had previously been sold (the sale of which had been previously timely reported). Thus, following teh transactions, the Form 4 should have reported that 232,101 shares were held indirectly by the reporting person through his living trust and 4,600 shares were held indirectly by the reporting person in an IRA for his spouse.
3. The reporting person discloses beneficial ownership of the shares held by his spouse's IRA.
Remarks:
Richard Horowitz 10/17/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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