-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKUC+tAqXA56Bs//Bst+gNgjGWV9KFG7aNeq+NgZ2L7Vmr1cvaZNyQIWpCrteDw2 a105R7Cf/Ubpx18ofroOSA== 0001017062-02-000654.txt : 20020416 0001017062-02-000654.hdr.sgml : 20020416 ACCESSION NUMBER: 0001017062-02-000654 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCDATA CORP CENTRAL INDEX KEY: 0000731502 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 841421844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60177 FILM NUMBER: 02606292 BUSINESS ADDRESS: STREET 1: 310 INTERLOCKEN PARKWAY CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 3034609200 MAIL ADDRESS: STREET 1: 310 INTERLOCKEN PARKWAY CITY: BROOMFIELD STATE: CO ZIP: 80021 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000914540 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196872834 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 SC 13G/A 1 dsc13ga.txt AMENDMENT #1 TO SCHEDULE 13G ---------------------------------- OMB APPROVAL ---------------------------------- UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Estimated average burden hours Washington, D.C. 20549 per response................14.90 ---------------------------------- SCHEDULE 13G INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (b) (Amendment No. 1)* McDATA CORPORATION ------------------------------------ (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 580031102 ---------------- (CUSIP Number) March 31, 2002 ------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- ----------------------- CUSIP NO. 580031102 13G Page 2 of 5 Pages -- -- - ----------------------- ----------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION OF ABOVE PERSON NICHOLAS APPLEGATE CAPITAL MANAGEMENT LLC (IRS No. 33-0124536) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY -0- ------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH ------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 2 Item 1 (a) Name of Issuer: -------------- McData Corporation (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 310 Interlocken Parkway Broomfield, Colorado 80021 Item 2 (a) Name of Person Filing: --------------------- Nicholas-Applegate Capital Management LLC (b) Address of Principal Business Office: ------------------------------------ 600 West Broadway, 29th Floor San Diego, California 92101 (c) Citizenship: ----------- Not Applicable. (d) Title of Class of Securities: ---------------------------- Common Stock (e) CUSIP Number: ------------ 580031102 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), ------------------------------------------------------------------ check whether the person filing is a: ------------------------------------ (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [X] Investment adviser registered under Section 203 of the Investment Advisors Act of 1940; (f) [_] Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] Parent holding company or control person, in accordance with 13d-1(b)(ii)(G); (h) [_] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. [_] 3 Item 4 Ownership. --------- (a) Amount beneficially owned: -0- (b) Percent of Class: 0% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote: -0- (iii) Sole power to dispose or direct the disposition of: -0- (iv) Shared power to dispose or direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class. -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] Item 6 Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not Applicable Item 7 Identification and Clarification of the Subsidiary Which Acquired ----------------------------------------------------------------- the Security Being Reported on By the Parent Holding Company. ------------------------------------------------------------ Not Applicable. Item 8 Identification and Clarification of Members of the Group. -------------------------------------------------------- Not Applicable. Item 9 Notice of Dissolution of Group. ------------------------------ Not Applicable. 4 Item 10 Certification. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 9, 2002 /s/ Victoria P. Hulick --------------------------------- Vicki P. Hulick, Vice President and Director of Compliance 5 -----END PRIVACY-ENHANCED MESSAGE-----