0000073124-18-000210.txt : 20180508 0000073124-18-000210.hdr.sgml : 20180508 20180508183922 ACCESSION NUMBER: 0000073124-18-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blake Aileen B CENTRAL INDEX KEY: 0001322843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18816210 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_152581910376244.xml FORM 4 X0306 4 2018-05-07 0 0000073124 NORTHERN TRUST CORP NTRS 0001322843 Blake Aileen B 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP and Controller Common Stock 2018-05-07 4 S 0 1000 105.49 D 12585 I By Trust Common Stock 2018-05-07 4 M 0 6163 60.85 A 18501 D Common Stock 2018-05-07 4 S 0 6163 105.10 D 12338 D Common Stock 2018-05-08 5 G 0 E 925 0 D 11660 I By Trust Employee Stock Option (right-to-buy) 60.85 2018-05-07 4 M 0 6163 0 D 2015-02-10 2024-02-10 Common Stock 6163.0 0 D Price reflects the weighted average sales price from $105.49 to $105.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $105.05 to $105.18. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/10/2015. Bradley R. Gabriel, Attorney-in-Fact for Aileen B. Blake 2018-05-08