0000073088-20-000058.txt : 20200226 0000073088-20-000058.hdr.sgml : 20200226 20200226170553 ACCESSION NUMBER: 0000073088-20-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hines John D CENTRAL INDEX KEY: 0001522051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 20656923 MAIL ADDRESS: STREET 1: 208 N MONTANA AVENUE STREET 2: SUITE 205 CITY: HELENA STATE: MT ZIP: 59601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158275473464038.xml FORM 4 X0306 4 2020-02-24 0 0000073088 NORTHWESTERN CORP NWE 0001522051 Hines John D 208 N. MONTANA AVENUE, SUITE 205 HELENA MT 59601 0 1 0 0 VP - Supply & MT GA Common Stock 2020-02-24 4 A 0 697 77.46 A 17150 D Common Stock 2020-02-25 4 A 0 2512 77.46 A 19662 D Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Shares acquired upon 12/31/19 vesting of performance units granted under the company's 2014 Executive Retirement-Retention Program. Share price is the closing share price on 2/12/2020, the date when the company's Board of Directors approved payout and vesting of the award. Total shares owned includes shares acquired from participation through dividend reinvestment. Shares acquired upon 12/31/19 vesting of performance units granted under the company's 2017 Long-Term Incentive Program. Emily L. Folsom, by power of attorney 2020-02-26