0000073076-12-000010.txt : 20121114
0000073076-12-000010.hdr.sgml : 20121114
20121114120256
ACCESSION NUMBER: 0000073076-12-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 121202316
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml12q3.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald P. Joelson
Title: Chief Investment Officer
Phone: 414-665-3766
Signature, Place, and Date of Signing:
Ronald P. Joelson Milwaukee, WI November 14, 2012
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-05583 Northwestern Mutual Capital, LLC
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: $84,939 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALLEGHENY TECHNOLOGIES INC COM 01741R102 5 157 SH DEFINED 157
ANTARES PHARMA INC COM 036642106 1 200 SH DEFINED 200
BOEING CO COM 097023105 3 50 SH DEFINED 50
CITIGROUP INC COM NEW 172967424 1 24 SH DEFINED 24
ELECTRONICS FOR IMAGING INC COM 286082102 3 200 SH DEFINED 200
ISHARES TR BARCLYS CR BD 464288620 5803 50890 SH DEFINED 50890
ISHARES TR BARCLYS MBS BD 464288588 11 97 SH DEFINED 97
ISHARES TR BARCLYS TIPS BD 464287176 4185 34371 SH DEFINED 34371
ISHARES TR MSCI EAFE INDEX 464287465 12193 230055 SH DEFINED 230055
ISHARES TR S&P MIDCAP 400 464287507 5682 57572 SH DEFINED 57572
ISHARES TR S&P SMLCAP 600 464287804 2626 34065 SH DEFINED 34065
LINCOLN NATL CORP IND COM 534187109 2 89 SH DEFINED 89
MOTOROLA SOLUTIONS INC COM NEW 620076307 2 49 SH DEFINED 49
SPDR S&P 500 ETF TR TR UNIT 78462F103 22094 153464 SH DEFINED 153464
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 2763 44840 SH DEFINED 44840
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 3408 84728 SH DEFINED 84728
TRAVELERS COMPANIES INC COM 89417E109 1 10 SH DEFINED 10
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4587 56278 SH DEFINED 56278
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 13026 152938 SH DEFINED 152938
VANGUARD INDEX FDS REIT ETF 922908553 3801 58502 SH DEFINED 58502
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 4742 113667 SH DEFINED 113667