0000950117-12-001164.txt : 20120828 0000950117-12-001164.hdr.sgml : 20120828 20120828165838 ACCESSION NUMBER: 0000950117-12-001164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120824 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eccleston Douglas J CENTRAL INDEX KEY: 0001290852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 121060575 MAIL ADDRESS: STREET 1: ZYGO CORPORATION STREET 2: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 4 1 cfp_21131.xml FORM 4 X0306 4 2012-08-24 0 0000730716 ZYGO CORP ZIGO 0001290852 Eccleston Douglas J LAUREL BROOK ROAD MIDDLEFIELD CT 06455 0 1 0 0 Vice President Common Stock 2012-08-24 4 M 0 3125 12.26 A 46671 D Common Stock 2012-08-24 4 S 0 3125 18.8064 D 43546 D Common Stock 2012-08-27 4 M 0 5000 6.90 A 48546 D Common Stock 2012-08-27 4 S 0 5000 18.8956 D 43546 D Stock Option 12.26 2012-08-24 4 M 0 3125 0 D 2012-08-24 2021-08-24 Common Stock 3125 9375 D Stock Option 6.90 2012-08-27 4 M 0 5000 0 D 2010-08-26 2019-08-26 Common Stock 5000 5000 D The option exercises, purchase of shares and sale of shares were made pursuant to a Rule 10b5-1(c) trading plan, established by the reporting person on November 28, 2011. Douglas J Eccleston 2012-08-28