0001140361-14-002173.txt : 20140114
0001140361-14-002173.hdr.sgml : 20140114
20140114192332
ACCESSION NUMBER: 0001140361-14-002173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140113
FILED AS OF DATE: 20140114
DATE AS OF CHANGE: 20140114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEACOAST BANKING CORP OF FLORIDA
CENTRAL INDEX KEY: 0000730708
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 592260678
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 815 COLORADO AVE
STREET 2: P O BOX 9012
CITY: STUART
STATE: FL
ZIP: 34994
BUSINESS PHONE: 7722886085
MAIL ADDRESS:
STREET 1: 815 COLORADO AVE
STREET 2: P O BOX 9012
CITY: STUART
STATE: FL
ZIP: 34995
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig Eugene
CENTRAL INDEX KEY: 0001453863
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13660
FILM NUMBER: 14528439
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST
STREET 2: SUITE 401
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CapGen Capital Group III LP
CENTRAL INDEX KEY: 0001488107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13660
FILM NUMBER: 14528440
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE 40THFLOOR WEST
STREET 2: SUITE 401
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-542-6868
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE 40THFLOOR WEST
STREET 2: SUITE 401
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CapGen Capital Group III LLC
CENTRAL INDEX KEY: 0001488108
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13660
FILM NUMBER: 14528441
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE 40TH FLOOR
STREET 2: SUITE 401
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-542-6868
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE 40TH FLOOR
STREET 2: SUITE 401
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN ROBERT
CENTRAL INDEX KEY: 0001228649
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13660
FILM NUMBER: 14528442
4
1
doc1.xml
FORM 4
X0306
4
2014-01-13
0
0000730708
SEACOAST BANKING CORP OF FLORIDA
SBCF
0001228649
GOLDSTEIN ROBERT
C/O CAPGEN CAPITAL GROUP III LP
1185 AVENUE OF THE AMERICAS SUITE 2000
NEW YORK
NY
10036
1
0
1
1
See Remarks
0001488108
CapGen Capital Group III LLC
1185 AVENUE OF THE AMERICAS
SUITE 2000
NEW YORK
NY
10036
1
0
1
1
See Remarks
0001488107
CapGen Capital Group III LP
1185 AVENUE OF THE AMERICAS
SUITE 2000
NEW YORK
NY
10036
1
0
1
1
See Remarks
0001453863
Ludwig Eugene
1185 AVENUE OF THE AMERICAS
SUITE 2000
NEW YORK
NY
10036
1
0
1
1
See Remarks
Common Stock, par value $0.01 per share
2014-01-13
4
P
0
2325581
2.15
A
5468753
I
Held by CapGen Capital Group III LP
CapGen Capital Group III LP ("CapGen LP") acquired the shares of common stock, par value $0.10 per share (the "Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") on January 13, 2014. CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC.
As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
CapGen LP, CapGen LLC and Mr. Ludwig disclaim their status as directors by deputization by virtue of Mr. Goldstein's position as a member of the board of directors of the Issuer.
/s/ Eugene Ludwig
2014-01-14
/s/ Robert B. Goldstein
2014-01-14
/s/ Eugene A. Ludwig, the managing member of CapGen Capital Group III LLC, the general partner of CapGen Capital Group III LP
2014-01-14