0001140361-14-002173.txt : 20140114 0001140361-14-002173.hdr.sgml : 20140114 20140114192332 ACCESSION NUMBER: 0001140361-14-002173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140113 FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACOAST BANKING CORP OF FLORIDA CENTRAL INDEX KEY: 0000730708 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 592260678 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 815 COLORADO AVE STREET 2: P O BOX 9012 CITY: STUART STATE: FL ZIP: 34994 BUSINESS PHONE: 7722886085 MAIL ADDRESS: STREET 1: 815 COLORADO AVE STREET 2: P O BOX 9012 CITY: STUART STATE: FL ZIP: 34995 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig Eugene CENTRAL INDEX KEY: 0001453863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13660 FILM NUMBER: 14528439 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CapGen Capital Group III LP CENTRAL INDEX KEY: 0001488107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13660 FILM NUMBER: 14528440 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE 40THFLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-542-6868 MAIL ADDRESS: STREET 1: 280 PARK AVENUE 40THFLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CapGen Capital Group III LLC CENTRAL INDEX KEY: 0001488108 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13660 FILM NUMBER: 14528441 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE 40TH FLOOR STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-542-6868 MAIL ADDRESS: STREET 1: 280 PARK AVENUE 40TH FLOOR STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN ROBERT CENTRAL INDEX KEY: 0001228649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13660 FILM NUMBER: 14528442 4 1 doc1.xml FORM 4 X0306 4 2014-01-13 0 0000730708 SEACOAST BANKING CORP OF FLORIDA SBCF 0001228649 GOLDSTEIN ROBERT C/O CAPGEN CAPITAL GROUP III LP 1185 AVENUE OF THE AMERICAS SUITE 2000 NEW YORK NY 10036 1 0 1 1 See Remarks 0001488108 CapGen Capital Group III LLC 1185 AVENUE OF THE AMERICAS SUITE 2000 NEW YORK NY 10036 1 0 1 1 See Remarks 0001488107 CapGen Capital Group III LP 1185 AVENUE OF THE AMERICAS SUITE 2000 NEW YORK NY 10036 1 0 1 1 See Remarks 0001453863 Ludwig Eugene 1185 AVENUE OF THE AMERICAS SUITE 2000 NEW YORK NY 10036 1 0 1 1 See Remarks Common Stock, par value $0.01 per share 2014-01-13 4 P 0 2325581 2.15 A 5468753 I Held by CapGen Capital Group III LP CapGen Capital Group III LP ("CapGen LP") acquired the shares of common stock, par value $0.10 per share (the "Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") on January 13, 2014. CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest. As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. CapGen LP, CapGen LLC and Mr. Ludwig disclaim their status as directors by deputization by virtue of Mr. Goldstein's position as a member of the board of directors of the Issuer. /s/ Eugene Ludwig 2014-01-14 /s/ Robert B. Goldstein 2014-01-14 /s/ Eugene A. Ludwig, the managing member of CapGen Capital Group III LLC, the general partner of CapGen Capital Group III LP 2014-01-14