0001127602-18-011322.txt : 20180313
0001127602-18-011322.hdr.sgml : 20180313
20180313111707
ACCESSION NUMBER: 0001127602-18-011322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARDELL LISA W
CENTRAL INDEX KEY: 0001450092
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13988
FILM NUMBER: 18685619
MAIL ADDRESS:
STREET 1: 5900 RYLAND DRIVE
CITY: BETHESDA
STATE: MD
ZIP: 20817
FORMER NAME:
FORMER CONFORMED NAME: PICKRUM LISA W
DATE OF NAME CHANGE: 20081114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adtalem Global Education Inc.
CENTRAL INDEX KEY: 0000730464
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 363150143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0811
BUSINESS ADDRESS:
STREET 1: 500 WEST MONROE
STREET 2: 28TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 630-515-7700
MAIL ADDRESS:
STREET 1: 500 WEST MONROE
STREET 2: 28TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education
DATE OF NAME CHANGE: 20170522
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education Inc.
DATE OF NAME CHANGE: 20170519
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education
DATE OF NAME CHANGE: 20170519
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-12
0000730464
Adtalem Global Education Inc.
ATGE
0001450092
WARDELL LISA W
3005 HIGHLAND PARKWAY
DOWNERS GROVE
IL
60515
1
1
President and CEO
Common Stock
2018-03-12
4
M
0
61056
49.798
A
168157
D
Common Stock
2018-03-12
4
S
0
61056
49.798
D
107101
D
Non-qualified Stock Option (Right to Buy)
17.54
2018-03-12
4
M
0
61056
0
D
2017-05-26
2026-05-26
Common Stock
61056
183169
D
Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.
This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.
/s/ Robert P. Sieland, for Lisa Wardell
2018-03-13
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
Known by these present that the undersigned hereby constitutes and appoints
each of Robert P. Sieland and Stephen W. Beard, signing singly, the
undersigned's true and lawful attorney-in-fact to:
(1) Execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Adtalem Global Education
Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a)
of the Securities Exchange Act of 1934 and the rules thereunder;
(2) Do and perform any and all acts for and on behalf of the undersigned
that may be necessary or desirable to complete and execute any such
Form 3, 4, or 5, complete and execute any amendment or amendments
thereto, and timely file such form with the United States Securities
and Exchange Commission and any stock exchange or similar authority;
and
(3) Take any other action of any type whatsoever in connection with the
foregoing that in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-
in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of
the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to
the undersigned's holdings of and transactions in securities issued by
the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
Date: March 12, 2018
/s/ ___Lisa W. Wardell________
Lisa W. Wardell