0001140361-18-009725.txt : 20180222 0001140361-18-009725.hdr.sgml : 20180222 20180222211826 ACCESSION NUMBER: 0001140361-18-009725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Timothy John CENTRAL INDEX KEY: 0001570155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03034 FILM NUMBER: 18634534 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2018-02-20 0 0000072903 XCEL ENERGY INC XEL 0001570155 O'Connor Timothy John 414 NICOLLET MALL MINNEAPOLIS MN 55401 0 1 0 0 Senior VP and CNO Common Stock 2018-02-20 4 A 0 237.222 0 A 9353.639 D Common Stock 2018-02-20 4 M 0 3671.656 A 13025.295 D Common Stock 2018-02-20 4 F 0 2149.1 44.68 D 10876.195 D Common Stock 324.622 I 401(k) Phantom Stock 0 2018-02-20 4 A 0 19713 44.68 A Common Stock 19713 91985.672 D Restricted Stock Units 2018-02-20 4 M 0 3671.656 0 D Common Stock 3671.656 0 D This amount also includes 50.195 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018). Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,323 units. Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. Tara M. Stoffel, Attorney in Fact for Timothy J. O'Connor 2018-02-22