0001140361-18-009725.txt : 20180222
0001140361-18-009725.hdr.sgml : 20180222
20180222211826
ACCESSION NUMBER: 0001140361-18-009725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Connor Timothy John
CENTRAL INDEX KEY: 0001570155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03034
FILM NUMBER: 18634534
MAIL ADDRESS:
STREET 1: 414 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCEL ENERGY INC
CENTRAL INDEX KEY: 0000072903
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 410448030
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
BUSINESS PHONE: 6123305500
MAIL ADDRESS:
STREET 1: 414 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2018-02-20
0
0000072903
XCEL ENERGY INC
XEL
0001570155
O'Connor Timothy John
414 NICOLLET MALL
MINNEAPOLIS
MN
55401
0
1
0
0
Senior VP and CNO
Common Stock
2018-02-20
4
A
0
237.222
0
A
9353.639
D
Common Stock
2018-02-20
4
M
0
3671.656
A
13025.295
D
Common Stock
2018-02-20
4
F
0
2149.1
44.68
D
10876.195
D
Common Stock
324.622
I
401(k)
Phantom Stock
0
2018-02-20
4
A
0
19713
44.68
A
Common Stock
19713
91985.672
D
Restricted Stock Units
2018-02-20
4
M
0
3671.656
0
D
Common Stock
3671.656
0
D
This amount also includes 50.195 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.
A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).
Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").
The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.
Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,323 units.
Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.
Tara M. Stoffel, Attorney in Fact for Timothy J. O'Connor
2018-02-22