0001140361-14-037478.txt : 20141007 0001140361-14-037478.hdr.sgml : 20141007 20141007115638 ACCESSION NUMBER: 0001140361-14-037478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141006 FILED AS OF DATE: 20141007 DATE AS OF CHANGE: 20141007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUTRON CORP CENTRAL INDEX KEY: 0000728331 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 541006352 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21300 RIDGETOP CIRCLE CITY: STERLING STATE: VA ZIP: 20166 BUSINESS PHONE: 7034062800 MAIL ADDRESS: STREET 1: 21300 RIDGETOP CIRCLE CITY: STERLING STATE: VA ZIP: 20166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACIFIC VIEW ASSET MANAGEMENT (UK) LLP CENTRAL INDEX KEY: 0001601068 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12227 FILM NUMBER: 141144821 BUSINESS ADDRESS: STREET 1: NORTH HALL FARM ROAD, NORTH HALL ROAD CITY: QUENDON, ESSEX STATE: X0 ZIP: CB113XP BUSINESS PHONE: 44-0-1534-500417 MAIL ADDRESS: STREET 1: NORTH HALL FARM ROAD, NORTH HALL ROAD CITY: QUENDON, ESSEX STATE: X0 ZIP: CB113XP FORMER NAME: FORMER CONFORMED NAME: PERLUS INVESTMENT MANAGEMENT LLP DATE OF NAME CHANGE: 20140225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PVAM HOLDINGS LTD. CENTRAL INDEX KEY: 0001620047 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12227 FILM NUMBER: 141144822 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-318-5805 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PVAM Perlus Microcap Fund L.P. CENTRAL INDEX KEY: 0001472885 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12227 FILM NUMBER: 141144823 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, 37 ESPLANADE STREET 2: ST HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: X0 ZIP: JE1 2TR BUSINESS PHONE: 00 44 1534 500400 MAIL ADDRESS: STREET 1: 5TH FLOOR, 37 ESPLANADE STREET 2: ST HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: X0 ZIP: JE1 2TR FORMER NAME: FORMER CONFORMED NAME: Perlus Microcap Fund L.P. DATE OF NAME CHANGE: 20091027 FORMER NAME: FORMER CONFORMED NAME: Perlus Ltd as General Partner to The Perlus Microcap Fund L.P. DATE OF NAME CHANGE: 20090923 4 1 doc1.xml FORM 4 X0306 4 2014-10-06 0 0000728331 SUTRON CORP STRN 0001472885 PVAM Perlus Microcap Fund L.P. 5TH FLOOR, 37 ESPLANADE ST HELIER JERSEY, CHANNEL ISLANDS X0 JE1 2TR UNITED KINGDOM 0 0 1 0 0001620047 PVAM HOLDINGS LTD. 600 MONTGOMERY STREET 6TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001601068 PACIFIC VIEW ASSET MANAGEMENT (UK) LLP NORTH HALL FARM ROAD, NORTH HALL ROAD QUENDON, ESSEX X0 CB113XP UNITED KINGDOM 0 0 1 0 Common Stock 719822 D Common Stock 2014-10-06 4 P 0 43303 4.95 A 763125 D PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Sutron Corporation (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. /s/ Ashley Le Feuvre 2014-10-07