-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/P9IPfNL5FRpJXXCK5CShGZ5d850E1rLtXgbdYEuE4w2rZSGOEAw1aGTH+tQsEf qyVULZS6gUIA5W4/0DEvJg== 0000728014-02-000032.txt : 20021114 0000728014-02-000032.hdr.sgml : 20021114 20021114170106 ACCESSION NUMBER: 0000728014-02-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUANE CUNNIFF & CO INC CENTRAL INDEX KEY: 0000728014 IRS NUMBER: 132628641 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00154 FILM NUMBER: 02825973 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 BUSINESS PHONE: 2128325280 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 table.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ruane, Cunniff & Co., Inc. Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: 28-154 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Joseph Quinones, Jr. Title: Chief Financial Officer Phone: (212) 832-5280 Signature, Place, and Date of Signing: /s/ Joseph Quinones, Jr. New York, NY 11/14/2002 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $9,359,095 [thousands] NO CONFIDENTIAL TREATMENT has been requested for this filing period. List of Other Included Managers: NONE 3 Ruane, Cunniff & Co., Inc. September 30, 2002 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMS Realstar COM 001785104 0 10000 SH SOLE 10000 AT&T COM 001957109 230 19169 SH SOLE 280 18889 Abbott Laboratories COM 002824100 419 10368 SH SOLE 10368 Adelphia Communications Corp C COM 006848105 2 14500 SH SOLE 14500 Alberto Culver - Class A COM 013068200 6290 136450 SH SOLE 17100 119350 Allied Capital Corp COM 01903q108 630 28798 SH SOLE 28798 Allstate COM 020002101 895 25168 SH SOLE 1112 24056 American Express COM 025816109 45772 1467993 SH SOLE 415728 1052265 American Internat'l Group COM 026874107 61035 1115809 SH SOLE 392598 723211 American Woodmark Corp COM 030506109 6222 122630 SH SOLE 120000 2630 Americredit COM 03060R101 1775 220000 SH SOLE 200000 20000 Amgen COM 031162100 482 11560 SH SOLE 11560 Applied Materials COM 038222105 369 31974 SH SOLE 31974 Aptargroup COM 038336103 215 8018 SH SOLE 8018 Arctic Cat Inc COM 039670104 776 55600 SH SOLE 2000 53600 Automatic Data Processing COM 053015103 415 11938 SH SOLE 11938 BB&T Corp COM 054937107 3836 109472 SH SOLE 109472 BP Amoco PLC ADR COM 055622104 496 12430 SH SOLE 12430 Bank of America Corp COM 060505104 4204 65894 SH SOLE 4196 61698 Bank of New York COM 064057102 326 11360 SH SOLE 11360 Bear Stearns Companies COM 073902108 1633 28951 SH SOLE 28951 Bedford Property Investors Inc COM 076446301 521 21025 SH SOLE 21025 Berkshire Hathaway - Cl A COM 084670108 3063987 41461 SH SOLE 27415 14046 Berkshire Hathaway - Cl B COM 084670207 116737 47358 SH SOLE 8970 38388 Boston Capital Tax Credit Fund COM 100567502 25 25000 SH SOLE 25000 Bowater COM 102183100 1900 53818 SH SOLE 3053 50765 Briggs & Stratton COM 109043109 210 5600 SH SOLE 2400 3200 Bristol-Myers Squibb COM 110122108 406 17053 SH SOLE 17053 Brown & Brown Inc. COM 115236101 70802 2360060 SH SOLE 892772 1467288 C H Robinson Worldwide Inc COM 12541w100 811 30000 SH SOLE 28000 2000 CNA Financial Corp. COM 126117100 201 8052 SH SOLE 8052 CVS Corp. COM 126650100 22331 880924 SH SOLE 209725 671199 Carlisle Companies COM 142339100 330 9000 SH SOLE 8400 600 Charter One Financial Inc. COM 160903100 22423 754466 SH SOLE 638606 115860 Chubb COM 171232101 311 5677 SH SOLE 5677 Cintas Corp COM 172908105 26828 639977 SH SOLE 473505 166472 Citigroup Inc COM 172967101 14280 481610 SH SOLE 35086 446524 Coca Cola Co. COM 191216100 10795 225078 SH SOLE 56850 168228 Comcast Corp. Special Cl A COM 200300201 674 32302 SH SOLE 32302 Comerica COM 200340107 1890 39188 SH SOLE 39188 Commerce Bancorp Inc/NJ COM 200519106 61335 1477598 SH SOLE 1253096 224502 Concur Technologies Inc COM 206708109 49 28300 SH SOLE 28300 Copart Inc COM 217204106 3363 310000 SH SOLE 310000 Corvis Corp COM 221009103 14 25000 SH SOLE 25000 Costco Wholesale Corp COM 22160k105 29276 904420 SH SOLE 269099 635321 Countrywide Credit Inds Inc COM 222372104 11787 250000 SH SOLE 250000 Cousins Properties Inc. COM 222795106 461 20025 SH SOLE 20025 Crane Co. COM 224399105 4345 219893 SH SOLE 41650 178243 Credit Acceptance Corp-Mich COM 225310101 7104 866400 SH SOLE 805100 61300 D R Horton Inc COM 23331a109 658 35350 SH SOLE 35350 Daimler-Chrysler AG COM d1668r123 4406 131474 SH SOLE 12490 118984 Danaher Corp. COM 235851102 24672 433992 SH SOLE 272546 161446 Davita Inc COM 23918k108 4250 180100 SH SOLE 180100 Delphi Automotive Systems Corp COM 247126105 396 46287 SH SOLE 2410 43877 Devry Inc COM 251893103 2413 129575 SH SOLE 129575 Disney Walt COM 254687106 1498 98928 SH SOLE 98928 Dollar General Corp COM 256669102 224 16686 SH SOLE 16686 Doubleclick Inc COM 258609304 1149 223600 SH SOLE 223600 Dover Corp. COM 260003108 121435 4784677 SH SOLE 3127327 1657350 Du Pont E I De Nemours & Co. COM 263534109 281 7782 SH SOLE 177 7605 EPL Technologies Inc COM 268920204 1 20000 SH SOLE 20000 Emerson Electric COM 291011104 350 7975 SH SOLE 7975 Ethan Allen Interiors Inc COM 297602104 186451 5761788 SH SOLE 3602142 2159646 Exelon Corp COM 30161n101 408 8600 SH SOLE 8600 Expedia Inc Cl A COM 302125109 9370 185000 SH SOLE 185000 Expeditors Int'l of Wash. Inc. COM 302130109 494546 17700292 SH SOLE 7789868 9910424 Exxon Mobil Corp COM 30131g103 1530 47959 SH SOLE 47959 Farmer Bros COM 307675108 228 700 SH SOLE 700 Fastenal Co COM 311900104 269877 8545814 SH SOLE 5755191 2790623 Fifth Third Bancorp COM 316773100 1455403 23769448 SH SOLE 14709795 9059653 First Natl Bank Alaska COM 32112j106 1431 1084 SH SOLE 1084 First Republic Bank (San Fran, COM 336158100 11966 550150 SH SOLE 550000 150 Firstfed Bancorp COM 33761Q102 299 39860 SH SOLE 39860 Ford Motor Corp Del COM 345370860 2471 252179 SH SOLE 37505 214674 Franklin Electric COM 353514102 27345 639647 SH SOLE 142712 496935 Freddie Mac COM 313400301 554 9910 SH SOLE 9910 Gannett Co. COM 364730101 406 5620 SH SOLE 5620 General Electric COM 369604103 1994 80887 SH SOLE 80887 General Motors COM 370442105 4693 120641 SH SOLE 11752 108889 Gillette COM 375766102 2336 78929 SH SOLE 78929 Gladstone Capital Corp COM 376535100 27356 1620633 SH SOLE 1574043 46590 GlaxoSmithkline PLC Spon ADR COM 37733w105 332 8639 SH SOLE 8639 Golden West Financial COM 381317106 32960 530070 SH SOLE 394564 135506 Grey Global Group Inc COM 39787m108 845 1432 SH SOLE 1432 Harley Davidson COM 412822108 29747 640417 SH SOLE 365089 275328 Hartford Financial Services Gr COM 416515104 845 20600 SH SOLE 20600 Heartland Express COM 422347104 945 50452 SH SOLE 50452 Highwoods Properties Inc COM 431284108 446 19050 SH SOLE 19050 Home Depot COM 437076102 4342 166376 SH SOLE 90000 76376 Household International COM 441815107 107454 3795634 SH SOLE 2638185 1157449 Hub Group Inc. Cl A COM 443320106 86 13617 SH SOLE 13617 IBM COM 459200101 3565 61141 SH SOLE 400 60741 Intel Corp COM 458140100 1339 96377 SH SOLE 96377 Interactive Data Corp COM 45840j107 171 14000 SH SOLE 14000 International Speedway Corp Cl COM 460335300 422 10680 SH SOLE 10680 Interpublic Group COM 460690100 813 51300 SH SOLE 51300 Investment Technology Group In COM 46145f105 439 15000 SH SOLE 15000 Ivillage Inc COM 46588h105 12 20000 SH SOLE 20000 JC Penney COM 708160106 4902 307900 SH SOLE 41400 266500 JP Morgan Chase & Co. COM 46625h100 1055 55576 SH SOLE 6367 49209 Johnson & Johnson COM 478160104 1836 33947 SH SOLE 400 33547 Key3media Group Inc COM 49326r104 10 190100 SH SOLE 180600 9500 Lannett Co. Inc. COM 516012101 91 10000 SH SOLE 10000 Legg Mason COM 524901105 213 5000 SH SOLE 5000 Lennar Corp COM 526057104 2560 45900 SH SOLE 37000 8900 Leucadia Nat'l COM 527288104 279 8200 SH SOLE 8200 Liberty Media Corp Ser A COM 530718105 239 33352 SH SOLE 33352 Lilly Eli & Co. COM 532457108 785 14185 SH SOLE 8400 5785 Liz Claiborne COM 539320101 281 11266 SH SOLE 2000 9266 M & F Worldwide Corp COM 552541104 3719 783025 SH SOLE 635600 147425 MFS Intermediate COM 55273C107 111 15500 SH SOLE 15500 Management Assistance - Liquid COM 561671504 2 10000 SH SOLE 10000 Markel Corp COM 570535104 853 4284 SH SOLE 3750 534 McDonalds COM 580135101 1378 78044 SH SOLE 78044 Mellon Financial Corp COM 58551a108 1774 68411 SH SOLE 68411 Mercantile Bankshares COM 587405101 11616 304327 SH SOLE 266475 37852 Merck & Co. COM 589331107 2432 53213 SH SOLE 300 52913 Merrill Lynch & Co COM 590188108 692 21000 SH SOLE 21000 Microsoft COM 594918104 1102 25199 SH SOLE 1200 23999 Millicom International Cellula COM L6388F102 14 21453 SH SOLE 21453 Mohawk Industries COM 608190104 488176 9832338 SH SOLE 6398660 3433678 Morgan Stanley Dean Witter Dis COM 617446448 2349 69347 SH SOLE 2950 66397 Nat'l Presto Industries COM 637215104 206 7128 SH SOLE 327 6801 National City Corp. COM 635405103 350 12282 SH SOLE 12282 National Commerce Financial COM 63545p104 1754 70024 SH SOLE 70024 Natuzzi Spa - ADR COM 63905a101 7215 660719 SH SOLE 382300 278419 North Fork Bancorporation COM 659424105 7747 204720 SH SOLE 200000 4720 Orthodontic Centers of America COM 68750p103 22213 2075938 SH SOLE 1892096 183842 PNC Bank - Formerly PNC Financ COM 693475105 299 7100 SH SOLE 7100 Penn West Petroleum Ltd COM 707886602 7656 342100 SH SOLE 300400 41700 PepsiCo COM 713448108 1207 32668 SH SOLE 200 32468 Pfizer COM 717081103 999 34430 SH SOLE 34430 Pharmacia Corp COM 71713u102 248 6388 SH SOLE 6388 Philip Morris COM 718154107 3656 94223 SH SOLE 94223 Prepaid Legal Services Inc COM 740065107 14987 753850 SH SOLE 743700 10150 Procter & Gamble COM 742718109 2389 26726 SH SOLE 26726 Progressive Corp. Ohio COM 743315103 1287968 25438839 SH SOLE 12480143 12958696 Renaissance Holdings LTD COM G7496G103 767 20300 SH SOLE 20000 300 Robert Half Internat'l COM 770323103 159 10000 SH SOLE 10000 Rouse Co. COM 779273101 431 13500 SH SOLE 13500 Royal Dutch Petroleum NY Reg COM 780257804 275 6845 SH SOLE 6845 Royal Palm Beach Col COM 780908208 11 14000 SH SOLE 14000 SEI Investments Co COM 784117103 239 10000 SH SOLE 10000 Safeway Inc COM 786514208 5884 263874 SH SOLE 125880 137994 Sara Lee COM 803111103 1107 60500 SH SOLE 60500 Sears Roebuck & Co. COM 812387108 11539 295883 SH SOLE 52137 243746 Sonoco Products COM 835495102 209 9813 SH SOLE 9813 State Street Corp COM 857477103 912 23608 SH SOLE 10000 13608 Stora Enso Corp Sponsored ADR COM 86210m106 139 14442 SH SOLE 14442 Student Loan Corp COM 863902102 103120 1139700 SH SOLE 1049600 90100 Sturm Ruger & Co. COM 864159108 2366 193944 SH SOLE 8800 185144 TCF Financial Corp. COM 872275102 19469 459940 SH SOLE 357555 102385 TJX Cos - New COM 872540109 697383 41022513 SH SOLE 25170370 15852143 Target Corp COM 87612e106 5876 199037 SH SOLE 895 198142 Techne Corp COM 878377100 503 15350 SH SOLE 15350 Teletech Holdings Inc COM 879939106 3789 606300 SH SOLE 520650 85650 Tibco Software Inc COM 88632q103 45 12000 SH SOLE 3000 9000 Tiffany & Co COM 886547108 111985 5225624 SH SOLE 2658009 2567615 Time Warner Telecom Inc Cl A COM 887319101 40 50000 SH SOLE 42500 7500 Town & Country Trust COM 892081100 424 20150 SH SOLE 20150 Transact Technologies Inc COM 892918103 111 22000 SH SOLE 22000 Travelers Group Prop & Cas Cor COM 89420g109 493 37340 SH SOLE 18793 18547 Travelers Group Prop & Cas Cor COM 89420g406 1039 76791 SH SOLE 38615 38176 Tyco Intl. Ltd. COM 902124106 210 14900 SH SOLE 14900 U.S. Bancorp New - Del. COM 902973304 770 41459 SH SOLE 3795 37664 USA Interactive COM 902984103 29581 1526350 SH SOLE 1493800 32550 Unocal COM 915289102 785 25000 SH SOLE 25000 Verisign Inc COM 92343e102 252 50000 SH SOLE 50000 Visteon Corp COM 92839u107 129 13612 SH SOLE 1761 11851 Vornado Realty Trust COM 929042109 666 16886 SH SOLE 16886 Vulcan Materials COM 929160109 786 21724 SH SOLE 10800 10924 Wachovia Corp. - New COM 929903102 350 10710 SH SOLE 10710 Wal-Mart Stores COM 931142103 726 14750 SH SOLE 14750 Walgreen COM 931422109 960 31223 SH SOLE 1000 30223 Wallace Computer Services COM 932270101 835 47317 SH SOLE 4300 43017 Washington Mutual Inc. COM 939322103 756 24030 SH SOLE 24030 Washington Post - Class B COM 939640108 4315 6649 SH SOLE 6649 Wells Fargo & Co. New COM 949746101 537 11140 SH SOLE 11140 Wesco Financial COM 950817106 1378 4480 SH SOLE 4480 Wolverine World Wide Inc COM 978097103 300 20001 SH SOLE 20001 World Acceptance Corp. COM 981419104 1035 130700 SH SOLE 130700 Wrigley (Wm), Jr. COM 982526105 840 16981 SH SOLE 16981 Wyeth Com COM 983024100 711 22361 SH SOLE 22361 Young Broadcasting Inc Cl A COM 987434107 4777 550956 SH SOLE 550956 Expedia Inc WTS WAR 302125125 331 16319 SH SOLE 16319
-----END PRIVACY-ENHANCED MESSAGE-----