0000072760-12-000030.txt : 20121115 0000072760-12-000030.hdr.sgml : 20121115 20121114184448 ACCESSION NUMBER: 0000072760-12-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST INVESTORS TRUST CENTRAL INDEX KEY: 0000072760 IRS NUMBER: 046012886 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04914 FILM NUMBER: 121206010 BUSINESS ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 1802 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175233588 MAIL ADDRESS: STREET 1: 125 HIGH ST CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 a13f93012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Northeast Investors Trust Address: 125 High Street Suite 1802 Boston MA 02110 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Randall Title: Chief Compliance Officer Phone: 800-225-6704 x8111 Signature, Place, and Date of Signing: /s/ David A Randall Boston, MA 11/14/2012 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 5 Form 13F Information Table Value Total: 63,612 (thousands) FORM 13F AS OF 9/30/2012 NORTHEAST INVESTORS TRUST Item 6 Item 8 Item 1 Item 3 Item 4 Item 5 Investment Discretion Voting Authority ______________ _____ _________________ _____________________ ________ ________ COMMON STOCKS CITIGROUP INC 172967424 43,039,364.00 1,315,384.000 1,315,384.000 1,315,384.000 CORE-MARK HOLDING CO INC 218681104 13,355,432.00 277,602.000 277,602.000 277,602.000 KAISER ALUMINUM CORP 483007704 361,142.00 6,185.000 6,185.000 6,185.000 NL INDUSTRIES 629156407 5,862,198.00 510,200.000 510,200.000 510,200.000 ROCK-TENN COMPANY 772739207 993,558.00 13,765.000 13,765.000 13,765.000 COMMON STOCKS TOTAL * 63,611,694.00 2,123,136.000 2,123,136.000 2,123,136.000 GRAND TOTAL ** 63,611,694.00 2,123,136.000 2,123,136.000 2,123,136.000