0001127602-14-010772.txt : 20140307 0001127602-14-010772.hdr.sgml : 20140307 20140307180008 ACCESSION NUMBER: 0001127602-14-010772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTH JAY S. CENTRAL INDEX KEY: 0001425286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 14678591 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: Buth Jay DATE OF NAME CHANGE: 20080128 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-05 0000072741 NORTHEAST UTILITIES NU 0001425286 BUTH JAY S. C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 1 VP, Controller, Chief Acct Off Common Shares, $5.00 par value 2014-03-05 4 S 0 2229 43.9845 D 13609 D Common Shares, $5.00 par value 703 I 401k Plan Includes restricted share units and dividend equivalents thereon. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Buth 2014-03-07