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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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(Former Name or Former Address, if Changed Since Last Report)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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8.875% Series A Cumulative Perpetual Preferred Stock, par value $0.01 per share)
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i.
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The following directors were elected at the meeting:
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NOMINEE
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VOTES FOR
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VOTES WITHHELD
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BROKER NON-VOTES
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Keith Brackpool
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25,425,028
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1,586,742
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4,307,801
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Stephen E. Courter
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26,377,683
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634,087
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4,307,801
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Maria Echaveste
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26,927,826
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83,944
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4,307,801
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Geoffrey Grant
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26,427,201
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584,569
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4,307,801
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Winston Hickox
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26,421,556
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590,214
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4,307,801
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Susan Kennedy
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25,907,454
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1,104,316
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4,307,801
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Kenneth T. Lombard
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26,993,925
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17,845
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4,307,801
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Scott S. Slater
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25,941,518
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1,070,252
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4,307,801
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Carolyn Webb de Macias
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26,926,427
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85,343
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4,307,801
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ii.
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The amendment to our Certificate of Incorporation to provide additional opportunity for stockholders to call special meetings was approved by the following vote:
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VOTES
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FOR:
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26,994,819
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AGAINST:
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13,622
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ABSTAIN:
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3,329
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BROKER NON-VOTES:
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4,307,801
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iii.
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Amendment No. 1 to the Cadiz Inc. 2019 Equity Incentive Plan to increase the total number of shares reserved for issuance under the Plan was approved by the following vote:
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VOTES
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FOR:
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25,457,598
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AGAINST:
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1,535,681
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ABSTAIN:
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18,491
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BROKER NON-VOTES:
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4,307,801
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iv.
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PricewaterhouseCoopers LLP was approved as the Company’s independent auditors for the fiscal year 2022 by the following vote:
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VOTES
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FOR:
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31,279,888
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AGAINST:
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32,184
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ABSTAIN:
|
7,499
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v.
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The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, by the following vote:
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VOTES
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FOR:
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26,523,212
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AGAINST:
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469,811
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ABSTAIN:
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18,747
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BROKER NON-VOTES:
|
4,307,801
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3.1
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3.2
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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CADIZ INC.
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By:
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/s/ Stanley E. Speer
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Stanley E. Speer
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Chief Financial Officer
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