0000726514-13-000045.txt : 20130514 0000726514-13-000045.hdr.sgml : 20130514 20130514163715 ACCESSION NUMBER: 0000726514-13-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSTOE KERRY L CENTRAL INDEX KEY: 0001270988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 13842067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-05-13 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001270988 MUSTOE KERRY L 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP, Corporate Controller & CAO Common Stock 2013-05-13 4 F 0 1037 11.01 D 64117.558 D Common Stock 2013-05-13 4 S 0 753 10.91 D 63364.558 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2013. Kerry L. Mustoe 2013-05-14