0000726514-13-000040.txt : 20130513 0000726514-13-000040.hdr.sgml : 20130513 20130513180458 ACCESSION NUMBER: 0000726514-13-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSTOE KERRY L CENTRAL INDEX KEY: 0001270988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 13838700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-05-09 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001270988 MUSTOE KERRY L 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP, Corporate Controller & CAO Common Stock 2013-05-09 4 A 0 5000 0 A 69349.558 D Common Stock 2013-05-09 4 S 0 2259 11.01 D 67090.558 D Common Stock 2013-05-10 4 S 0 1936 10.85 D 65154.558 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2013. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $11.00 to $11.05. /s/ Kerry L. Mustoe 2013-05-13