-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AiBwS4fW103eRvY1YAsNp0J/sH1pM/8tiPIGvywoTacMIy8/pCuEzbmrqhCTfV/v tShM/7CWP/fugyqF3BGE9A== 0000810868-99-000007.txt : 19990217 0000810868-99-000007.hdr.sgml : 19990217 ACCESSION NUMBER: 0000810868-99-000007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRCUS CIRCUS ENTERPRISES INC CENTRAL INDEX KEY: 0000725549 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880121916 STATE OF INCORPORATION: NV FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35737 FILM NUMBER: 99540115 BUSINESS ADDRESS: STREET 1: 2880 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027340410 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 SC 13G 1 Securities and Exchange Commission Washington, D.C. 20549 Schedule 13-G Under the Securities Exchange Act of 1934 Circus Circus Enterprises Inc. Common Stock CUSIP Number 172909103 Check the following box if a fee is being paid with this statement. [ ] CUSIP No. 172909103 1) Name of reporting person: Legg Mason, Inc. Tax Identification No: 52-1200960 2) Check the appropriate box if a member of a group: a) n/a b) n/a 3) SEC use only 4) Place of organization: Baltimore, Maryland Number of shares beneficially owned by each reporting person with: 5) Sole voting power: 7,274,716 shares* 6) Shared voting power: 1,971,113 shares * 7) Sole dispositive power: 7,274,716 shares* 8) Shared dispositive power: 1,971,263 shares * 9) Aggregate amount beneficially owned by each reporting person: 9,245,979 shares* 10) Check if the aggregate amount in row (9) excludes certain shares: n/a 11) Percent of class represented by amount in row (9): 9.72% 12) Type of reporting person: HC *5,200,000 (5.47%) shares are held by Legg Mason Value Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The remainder are held by: Legg Mason Special Investment Trust, Inc. and LM Value Institutional Portfolio, with Legg Mason Fund Adviser, Inc. having power to dispose thereof; by various clients of Bartlett & Co., Legg Mason Capital Management, Inc., Legg Mason Wood Walker, Inc. and Legg Mason Trust Company, which have power to dispose thereof. Schedule 13-G Page 2 Item 1a) Name of issuer: Circus Circus Enterprises Inc. Item 1b) Address of issuer's principal executive offices: 2880 Las Vegas Blvd. South Las Vegas, NV 89109-1120 Item 2a) Name of person filing: Legg Mason, Inc. Item 2b) Address of principal business office: 100 Light Street Baltimore, Maryland 21202 Item 2c) Citizenship: Maryland Corporation Item 2d) Title of class of securities: Common Stock Item 2e) CUSIP number: 172909103 Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F). (g) [X] Parent holding company, in accordance with 240.13d- 1(b)(ii)(G). (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H). Item 4) Ownership: (a) Amount beneficially owned: 9,245,979 shares* (b) Percent of Class: 9.72% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 7,274,716 shares (ii) shared power to vote or to direct the vote: 1,971,113 shares (iii) sole power to dispose or to direct the disposition of: 7,274,716 shares* (iv) shared power to dispose or to direct the disposition of: 1,971,263 shares * *5,,00,000 (5.47%) shares are held by Legg Mason Value Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The remainder are held by: Legg Mason Special Investment Trust, Inc. and LM Value Institutional Portfolio, with Legg Mason Fund Adviser, Inc. having power to dispose thereof; by various clients of Bartlett & Co., Legg Mason Capital Management, Inc., Legg Mason Wood Walker, Inc. and Legg Mason Trust Company, which have power to dispose thereof. Schedule 13-G Page 3 Item 5) Ownership of Five Percent or less of a class: n/a Item 6) Ownership of more than Five Percent on behalf of another person: n/a Item 7) Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Bartlett & Co., as investment adviser with discretion Legg Mason Fund Adviser, Inc., as investment adviser with discretion Legg Mason Capital Management, Inc., as investment adviser with discretion Legg Mason Trust Company, as a trust company with discretion Legg Mason Wood Walker, Inc., as broker/dealer with discretion Item 8) Identification and classification of members of the group: n/a Item 9) Notice of dissolution of group: n/a Item 10) Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 Date /s/Timothy C. Scheve Signature Timothy C. Scheve, Executive Vice President, Legg Mason, Inc. Name/Title -----END PRIVACY-ENHANCED MESSAGE-----