0000724683-20-000042.txt : 20200514 0000724683-20-000042.hdr.sgml : 20200514 20200514103638 ACCESSION NUMBER: 0000724683-20-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 20876055 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 03-31-2020 03-31-2020 PIPER SANDLER & CO.

800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Ann C. McCague 612-303-6359 Ann C. McCague Minneapolis MN 05-14-2020 0 25 118371 false INFORMATION TABLE 2 pjc_13f_1q2020.xml ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 16495 17099000 PRN SOLE 17099000 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 199 3800 SH SOLE 3800 0 0 CALAMP CORP NOTE 1.625% 5/1 128126AB5 594 602000 PRN SOLE 602000 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 4027 139843 SH SOLE 139843 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 1125 900 SH SOLE 900 0 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 6206 6365000 PRN SOLE 6365000 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 4974 4965000 PRN SOLE 4965000 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 1835 2550 SH SOLE 2550 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 1 411 SH SOLE 411 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 14427 1920000 PRN SOLE 1920000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 1585 1593000 PRN SOLE 1593000 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 12215 12640000 PRN SOLE 12640000 0 0 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 7711 7945000 PRN SOLE 7945000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 11054 10000000 PRN SOLE 10000000 0 0 RBB BANCORP COM 74930B105 148 10777 SH SOLE 10777 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 11046 5500000 PRN SOLE 5500000 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 3183 3000000 PRN SOLE 3000000 0 0 RINGCENTRAL INC NOTE 3/1 76680RAD9 2519 1007000 PRN SOLE 1007000 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 3035 3080000 PRN SOLE 3080000 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 2826 67956 SH SOLE 67956 0 0 STERLING BANCORP DEL COM 85917A100 141 13500 SH SOLE 13500 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 2822 1800000 PRN SOLE 1800000 0 0 U S WELL SVCS INC CL A 91274U101 153 509337 SH SOLE 509337 0 0 UNITED BANKSHARES INC WEST V COM 909907107 14 601 SH SOLE 601 0 0 VECTOR GROUP LTD FRNT 4/1 92240MBC1 10036 10216000 PRN SOLE 10216000 0 0