0000724683-19-000050.txt : 20191114 0000724683-19-000050.hdr.sgml : 20191114 20191114104225 ACCESSION NUMBER: 0000724683-19-000050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 191217463 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 09-30-2019 09-30-2019 PIPER JAFFRAY & CO.

800 NICOLLET MALL SUITE 1000 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N ANN C MCCAGUE 612-303-6359 ANN C MCCAGUE MINNEAPOLIS MN 11-14-2019 0 23 115116 false INFORMATION TABLE 2 pjc_13f_3q2019.xml BECTON DICKINSON & CO PFD SHS CONV A 075887208 619 10000 SH SOLE 10000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 5.250%12/1 87238QAB9 4709 4686000 PRN SOLE 4686000 0 0 CBS CORP NEW CL B 124857202 13 327 SH SOLE 327 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 4044 77390 SH SOLE 77390 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 1136 900 SH SOLE 900 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 270 4659 SH SOLE 4659 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 2921 2915000 PRN SOLE 2915000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 5 353 SH SOLE 353 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 3960 3986000 PRN SOLE 3986000 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 1804 2000 SH SOLE 2000 0 0 FOX CORP CL B COM 35137L204 16 501 SH SOLE 501 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 61576 22120000 PRN SOLE 22120000 0 0 KEANE GROUP INC COM 48669A108 4 727 SH SOLE 727 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1 36 SH SOLE 36 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 9156 9062000 PRN SOLE 9062000 0 0 REPLIGEN CORP COM 759916109 0 1 SH SOLE 1 0 0 ROVI CORP NOTE 0.500% 3/0 779376AD4 2435 2500000 PRN SOLE 2500000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 6155 6167000 PRN SOLE 6167000 0 0 RWT HLDGS INC NOTE 5.625%11/1 749772AB5 11783 11760000 PRN SOLE 11760000 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 1378 26677 SH SOLE 26677 0 0 SRC ENERGY INC COM 78470V108 5 1081 SH SOLE 1081 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 2011 2000000 PRN SOLE 2000000 0 0 U S WELL SVCS INC CL A 91274U101 1115 509337 SH SOLE 509337 0 0